Insider · CIK 0001217902

LAPENTA ROBERT V

Reports to the SEC for 4 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001217902

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chairman and CEO, 10% Owner	JOther	+1.1M sh	$3.04	+$3.34M	9,675,386
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chairman and CEO, 10% Owner	JOther	−1.1M sh	$3.04	−$3.34M	8,575,386
2018-08-03	Revolution Lighting Technologies, Inc.J Other	Director, Chairman and CEO, 10% Owner	JOther	+1M sh	$3.04	+$3.04M	2,001,476
2018-03-27	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+26.5K sh	$3.46	+$91.6K	1,001,476
2018-02-21	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+25K sh	$3.48	+$87K	975,000
2018-01-29	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+850K sh	$3.60	+$3.06M	950,000
2018-01-25	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+25K sh	$3.88	+$97K	100,000
2018-01-19	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+2,044 sh	$3.17	+$6,479.48	75,000
2018-01-18	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+23K sh	$3.04	+$69.8K	72,956
2016-05-12	Revolution Lighting Technologies, Inc.A Award	Director, Chairman and CEO, 10% Owner	AAward	+250K sh	—	—	8,575,386
2016-01-12	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+83.1K sh	$0.78	+$64.5K	500,000
2015-12-31	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+142K sh	$0.76	+$109K	416,891
2015-12-16	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+50K sh	$0.86	+$43.1K	275,000
2015-12-10	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+25K sh	$0.92	+$23K	225,000
2015-12-09	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+25K sh	$0.90	+$22.6K	200,000
2015-12-08	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+25K sh	$0.86	+$21.4K	175,000
2015-12-07	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+28.6K sh	$0.90	+$25.8K	150,000
2015-12-04	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+21.4K sh	$0.91	+$19.4K	121,380
2014-12-01	Revolution Lighting Technologies, Inc.C Conversion	Director, Chairman and CEO, 10% Owner	CConversion	+28.1M sh	—	—	75,045,868
2014-12-01	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+8.21M sh	—	—	83,253,863
2014-12-01	Revolution Lighting Technologies, Inc.Series B Convertible Preferred Stock, par value $0.001C Conversion	Director, Chairman and CEO, 10% Owner	CConversion	−2 sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.Series C Convertible Preferred Stock, par value $0.001C Conversion	Director, Chairman and CEO, 10% Owner	CConversion	−10.2K sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.Series E Convertible Redeemable Preferred Stock, par $0.001C Conversion	Director, Chairman and CEO, 10% Owner	CConversion	−5,000 sh	—	—	0
2014-12-01	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001C Conversion	Director, Chairman and CEO, 10% Owner	CConversion	−18K sh	—	—	0
2014-09-23	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+50K sh	$1.67	+$83.5K	100,000
2014-09-22	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+49.3K sh	$1.68	+$82.8K	50,000
2014-09-19	Revolution Lighting Technologies, Inc.P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+700 sh	$1.65	+$1,155	700
2014-06-30	Revolution Lighting Technologies, Inc.Series F Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chairman and CEO, 10% Owner	JOther	−5,000 sh	—	—	0
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chairman and CEO, 10% Owner	JOther	+5,404.31 sh	—	—	5,404.31
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chairman and CEO, 10% Owner	JOther	+1,640.08 sh	—	—	7,044.39
2014-06-30	Revolution Lighting Technologies, Inc.Series G Convertible Redeemable Preferred Stock, par $0.001J Other	Director, Chairman and CEO, 10% Owner	JOther	+11K sh	—	—	18,000
2014-03-13	LEAP WIRELESS INTERNATIONAL INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,476 sh	$15.00	−$37.1K	0
2014-03-13	LEAP WIRELESS INTERNATIONAL INCDeferred Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	$15.00	−$195K	18,885
2014-03-13	LEAP WIRELESS INTERNATIONAL INCDeferred Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−18.9K sh	$15.00	−$283K	0
2014-03-10	LEAP WIRELESS INTERNATIONAL INCS Sale	Director	SSale	−42.8K sh	$17.40	−$745K	2,476
2014-03-10	LEAP WIRELESS INTERNATIONAL INCS Sale	Director	SSale	−5,000 sh	$17.40	−$87K	0
2014-01-16	LEAP WIRELESS INTERNATIONAL INCA Award	Director	AAward	+287 sh	—	—	45,291
2013-10-14	LEAP WIRELESS INTERNATIONAL INCA Award	Director	AAward	+126 sh	—	—	45,004
2013-08-22	Revolution Lighting Technologies, Inc.Series F Convertible Redeemable Preferred Stock, par $0.001P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+5,000 sh	$1000.00	+$5M	5,000
2013-07-31	LEAP WIRELESS INTERNATIONAL INCA Award	Director	AAward	+590 sh	—	—	44,878
2013-06-07	LEAP WIRELESS INTERNATIONAL INCDeferred Stock UnitA Award	Director	AAward	+18.9K sh	—	—	31,872
2013-05-17	LEAP WIRELESS INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+6,494 sh	—	—	44,288
2013-05-17	LEAP WIRELESS INTERNATIONAL INCDeferred Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−6,494 sh	—	—	12,987
2013-05-15	Revolution Lighting Technologies, Inc.A Award	Director, Chairman and CEO, 10% Owner	AAward	+500K sh	—	—	46,653,692
2013-04-15	LEAP WIRELESS INTERNATIONAL INCA Award	Director	AAward	+1,222 sh	—	—	37,794
2013-02-21	Revolution Lighting Technologies, Inc.Series E Convertible Redeemable Preferred Stock, par $0.001P Purchase	Director, Chairman and CEO, 10% Owner	PPurchase	+5,000 sh	$1000.00	+$5M	5,000
2013-01-14	LEAP WIRELESS INTERNATIONAL INCA Award	Director	AAward	+594 sh	—	—	36,572
2012-12-31	Revolution Lighting Technologies, Inc.G Gift	Director, Chairman and CEO, 10% Owner	GGift	−46.2M sh	—	—	46,153,692
2012-12-31	Revolution Lighting Technologies, Inc.Series B Convertible Preferred Stock, par value $0.001 per sG Gift	Director, Chairman and CEO, 10% Owner	GGift	−2 sh	—	—	153
2012-12-31	Revolution Lighting Technologies, Inc.Series C Convertible Preferred Stock, par value $0.001 per sG Gift	Director, Chairman and CEO, 10% Owner	GGift	−10K sh	—	—	10,000

Recent filings

Accepted (ET)
Aug 64
LAPENTA ROBERT V0000905718-18-000714
SEC(opens sec.gov)
Mar 294
LAPENTA ROBERT V0000905718-18-000342
SEC(opens sec.gov)
Feb 234
LAPENTA ROBERT V0000905718-18-000273
SEC(opens sec.gov)
Jan 314
LAPENTA ROBERT V0000905718-18-000092
SEC(opens sec.gov)
Jan 294
LAPENTA ROBERT V0000905718-18-000080
SEC(opens sec.gov)
Jan 224
LAPENTA ROBERT V0000905718-18-000066
SEC(opens sec.gov)
May 134
Revolution Lighting Technologies, Inc.0000905718-16-001409
SEC(opens sec.gov)
Jan 134
Revolution Lighting Technologies, Inc.0000905718-16-001053
SEC(opens sec.gov)
Jan 44
Revolution Lighting Technologies, Inc.0000899243-16-010579
SEC(opens sec.gov)
Dec 174
Revolution Lighting Technologies, Inc.0000905718-15-000998
SEC(opens sec.gov)
Dec 114
Revolution Lighting Technologies, Inc.0000905718-15-000994
SEC(opens sec.gov)
Dec 104
Revolution Lighting Technologies, Inc.0000905718-15-000981
SEC(opens sec.gov)
Dec 94
Revolution Lighting Technologies, Inc.0000905718-15-000967
SEC(opens sec.gov)
Dec 84
Revolution Lighting Technologies, Inc.0000905718-15-000965
SEC(opens sec.gov)
Dec 34
Revolution Lighting Technologies, Inc.0000905718-14-000784
SEC(opens sec.gov)

Companies

Address

C/O L-1 IDENTITY SOLUTIONS, INC. 177 BROAD STREET, 12TH FLOOR

STAMFORD, CT, 06901