Insider · CIK 0001233547

BAUM RICHARD

Reports to the SEC for 1 company · MILL VALLEY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001233547

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-05-16	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,802 sh	—	—	0
2022-05-16	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+6,802 sh	$9.92	+$67.5K	58,453.14
2021-08-27	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+1,203 sh	—	—	1,203
2021-05-24	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+6,016 sh	$10.88	+$65.5K	51,651.14
2021-05-24	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,016 sh	—	—	0
2021-05-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+10.1K sh	—	—	10,054
2020-06-11	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+12.5K sh	—	—	12,459
2020-05-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,778 sh	—	—	0
2020-05-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+5,778 sh	$4.25	+$24.6K	45,635.14
2019-05-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+6,310 sh	$16.17	+$102K	39,857.14
2019-05-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,310 sh	—	—	0
2019-05-15	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+6,802 sh	—	—	6,802
2018-05-22	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+6,016 sh	—	—	6,016
2018-05-21	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,124 sh	—	—	0
2018-05-21	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+5,124 sh	$16.47	+$84.4K	33,547.14
2017-05-22	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+4,381 sh	$16.39	+$71.8K	30,175.14
2017-05-22	RWTREDWOOD TRUST INCS Sale	Director	SSale	−1,752 sh	$16.52	−$28.9K	28,423.14
2017-05-22	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,381 sh	—	—	0
2017-05-18	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+5,778 sh	—	—	5,778
2016-05-16	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+3,666 sh	$13.31	+$48.8K	25,794.14
2016-05-16	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,666 sh	—	—	0
2016-05-16	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+6,310 sh	—	—	6,310
2016-05-02	RWTREDWOOD TRUST INCS Sale	Director	SSale	−3,903 sh	$12.79	−$49.9K	22,128.14
2016-05-02	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+6,093 sh	$12.96	+$79K	26,031.14
2016-05-02	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,093 sh	—	—	0
2015-05-19	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+5,124 sh	—	—	5,124
2015-05-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,937 sh	—	—	0
2015-05-01	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+4,937 sh	$17.19	+$84.9K	21,913.14
2015-05-01	RWTREDWOOD TRUST INCS Sale	Director	SSale	−1,975 sh	$17.01	−$33.6K	19,937.14
2015-05-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+4,937 sh	—	—	18,801
2013-05-16	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+3,666 sh	—	—	3,666
2013-05-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,536 sh	—	—	0
2013-05-01	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+3,536 sh	$22.82	+$80.7K	13,000
2012-05-17	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+6,093 sh	—	—	6,093
2011-11-23	RWTREDWOOD TRUST INCP Purchase	Director	PPurchase	+222 sh	$9.88	+$2,194.226	1,758
2011-11-22	RWTREDWOOD TRUST INCP Purchase	Director	PPurchase	+778 sh	$10.00	+$7,780	1,536
2011-05-17	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director	AAward	+4,937 sh	—	—	4,937
2010-05-18	RWTREDWOOD TRUST INC · Stock Units in Deferred Compensation PlanA Award	Director	AAward	+3,976.14 sh	—	—	3,976.14
2010-05-11	RWTREDWOOD TRUST INC · Non-Qualified Stock Option (right to buy)F Tax Payment	Director	FTax Payment	−1,359 sh	—	—	0
2010-05-11	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+141 sh	$13.94	+$1,965.188	9,464
2010-05-11	RWTREDWOOD TRUST INC · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−141 sh	—	—	1,359
2009-11-19	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+350 sh	$12.50	+$4,375	9,323
2009-11-19	RWTREDWOOD TRUST INC · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−350 sh	—	—	4,650
2009-11-19	RWTREDWOOD TRUST INC · Non-Qualified Stock Option (right to buy)F Tax Payment	Director	FTax Payment	−202 sh	—	—	4,448
2009-11-19	RWTREDWOOD TRUST INC · Non-Qualified Stock Option (right to buy)F Tax Payment	Director	FTax Payment	−4,448 sh	—	—	0
2009-05-20	RWTREDWOOD TRUST INC · Stock Units in Deferred Compensation PlanA Award	Director	AAward	+3,535.65 sh	—	—	3,535.65
2009-01-02	RWTREDWOOD TRUST INC · Stock Units in Deferred Compensation PlanM Exercise/Conversion	Director	MExercise/Conversion	−3,731 sh	—	—	1,793.21
2009-01-02	RWTREDWOOD TRUST INC · Stock Units in Deferred Compensation PlanF Tax Payment	Director	FTax Payment	−1,793.31 sh	—	—	0
2009-01-02	RWTREDWOOD TRUST INCM Exercise/Conversion	Director	MExercise/Conversion	+3,731 sh	—	—	8,973

Recent filings

Accepted (ET)
May 184
BAUM RICHARD0001233547-22-000004
SEC(opens sec.gov)
Aug 314
BAUM RICHARD0001233547-21-000010
SEC(opens sec.gov)
May 254
BAUM RICHARD0001233547-21-000006
SEC(opens sec.gov)
May 214
BAUM RICHARD0001233547-21-000002
SEC(opens sec.gov)
Jun 124
BAUM RICHARD0001233547-20-000004
SEC(opens sec.gov)
May 204
BAUM RICHARD0001233547-20-000002
SEC(opens sec.gov)
May 214
BAUM RICHARD0001233547-19-000002
SEC(opens sec.gov)
May 164
BAUM RICHARD0001144204-19-026841
SEC(opens sec.gov)
May 224
BAUM RICHARD0001233547-18-000002
SEC(opens sec.gov)
May 234
REDWOOD TRUST INC0001233547-17-000004
SEC(opens sec.gov)
May 194
REDWOOD TRUST INC0001233547-17-000002
SEC(opens sec.gov)
May 174
REDWOOD TRUST INC0001233547-16-000004
SEC(opens sec.gov)

Companies

REDWOOD TRUST INCDirectorRWT

Address

1 BELVEDERE PLACE SUITE 300

MILL VALLEY, CA, 94941