Insider · CIK 0001237042

BERNER G GARY

Reports to the SEC for 1 company · LOCKPORT, NY

sec.gov

Transactions

Companies

Filings

CIK

0001237042

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-03-22	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	−14.5K sh	—	—	0
2007-03-22	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	+14.5K sh	$3.50	+$50.8K	139,600
2007-03-22	FIRST NIAGARA FINANCIAL GROUP INCS Sale	EVP Chief Lending Officer	SSale	−14.5K sh	$14.09	−$204K	125,114
2007-03-21	FIRST NIAGARA FINANCIAL GROUP INCI Discretionary Transaction	EVP Chief Lending Officer	IDiscretionary Transaction	−4,946 sh	$14.07	−$69.6K	0
2006-08-28	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−295 sh	$14.71	−$4,339.45	117,814
2006-06-15	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	+10.6K sh	$4.87	+$51.7K	128,715
2006-06-15	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	−10.6K sh	—	—	15,908
2006-06-15	FIRST NIAGARA FINANCIAL GROUP INCS Sale	EVP Chief Lending Officer	SSale	−10.6K sh	$14.00	−$149K	118,109
2006-05-04	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−290 sh	$13.94	−$4,042.6	118,379
2006-05-01	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−262 sh	$13.92	−$3,647.04	118,669
2006-03-27	FIRST NIAGARA FINANCIAL GROUP INCG Gift	EVP Chief Lending Officer	GGift	−700 sh	$14.56	−$10.2K	118,931
2005-08-28	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−302 sh	$14.25	−$4,303.5	112,665
2005-06-23	FIRST NIAGARA FINANCIAL GROUP INCG Gift	EVP Chief Lending Officer	GGift	−700 sh	$13.86	−$9,702	112,967
2005-05-22	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−1,702 sh	$13.41	−$22.8K	113,667
2005-05-21	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−277 sh	$13.41	−$3,714.57	115,369
2005-05-01	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−268 sh	$12.54	−$3,360.72	113,243
2004-12-03	FIRST NIAGARA FINANCIAL GROUP INCG Gift	EVP Chief Lending Officer	GGift	−300 sh	$14.50	−$4,350	113,511
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	−15.8K sh	—	—	23,652
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	+15.8K sh	$4.16	+$65.5K	129,581
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	−29K sh	—	—	43,458
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCM Exercise/Conversion	EVP Chief Lending Officer	MExercise/Conversion	+29K sh	$3.50	+$102K	113,811
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCS Sale	EVP Chief Lending Officer	SSale	−29K sh	$14.54	−$421K	84,839
2004-12-02	FIRST NIAGARA FINANCIAL GROUP INCS Sale	EVP Chief Lending Officer	SSale	−15.8K sh	$14.54	−$229K	113,811
2004-08-30	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−302 sh	$12.53	−$3,784.06	113,811
2004-05-22	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−1,703 sh	$12.09	−$20.6K	114,113
2003-12-01	FIRST NIAGARA FINANCIAL GROUP INCG Gift	EVP Chief Lending Officer	GGift	−300 sh	$15.27	−$4,581	114,749
2003-08-28	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	EVP Chief Lending Officer	FTax Payment	−310 sh	$14.96	−$4,637.6	115,049

Recent filings

Accepted (ET)
Mar 224
FIRST NIAGARA FINANCIAL GROUP INC0001237042-07-000031
SEC(opens sec.gov)
Aug 294
BERNER G GARY0001237042-06-000041
SEC(opens sec.gov)
Jun 164
BERNER G GARY0001237042-06-000030
SEC(opens sec.gov)
May 54
BERNER G GARY0001237042-06-000020
SEC(opens sec.gov)
May 34
FIRST NIAGARA FINANCIAL GROUP INC0001237042-06-000015
SEC(opens sec.gov)
Aug 304
BERNER G GARY0001237042-05-000009
SEC(opens sec.gov)
May 244
FIRST NIAGARA FINANCIAL GROUP INC0001237041-05-000007
SEC(opens sec.gov)
May 34
BERNER G GARY0001237042-05-000003
SEC(opens sec.gov)
Jan 45
BERNER G GARY0001237037-05-000003
SEC(opens sec.gov)
Dec 34
FIRST NIAGARA FINANCIAL GROUP INC0001237042-04-000010
SEC(opens sec.gov)

Companies

FIRST NIAGARA FINANCIAL GROUP INCEVP Chief Lending Officer

Address

6950 SOUTH TRANSIT ROAD P.O. BOX 514

LOCKPORT, NY, 14095-0514