Insider · CIK 0001272733

CONROY PATRICK

Reports to the SEC for 2 companies · GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001272733

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-11	OXLCOxford Lane Capital Corp.X Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	+5,000 sh	$17.00	+$85K	35,000
2014-03-03	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	−10K sh	—	—	0
2013-12-19	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+600 sh	$17.05	+$10.2K	30,000
2013-12-19	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+400 sh	$17.03	+$6,811.96	29,400
2013-12-19	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+4,000 sh	$17.02	+$68.1K	29,000
2013-12-19	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+1,000 sh	$17.00	+$17K	25,000
2013-12-18	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+1,000 sh	$16.99	+$17K	24,000
2013-12-18	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+2,000 sh	$16.95	+$33.9K	23,000
2013-11-18	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+10K sh	$22.50	+$225K	10,000
2013-02-25	OXLCOxford Lane Capital Corp.X Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	+7,000 sh	$14.50	+$102K	21,000
2013-02-15	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	−14K sh	—	—	0
2012-04-27	OXLCOxford Lane Capital Corp.X Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	+7,000 sh	$13.75	+$96.3K	14,000
2012-04-27	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	−7,000 sh	—	—	0
2011-12-21	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+10K sh	$8.50	+$85K	54,985
2011-08-26	OXLCOxford Lane Capital Corp.X Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	+1,666 sh	$15.00	+$25K	6,666
2011-08-26	OXLCOxford Lane Capital Corp.X Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	+2,000 sh	$15.00	+$30K	7,000
2011-08-26	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	−5,000 sh	—	—	—
2011-08-26	OXLCOxford Lane Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO & Corp. Secretary	XExercise of In-Money	−5,000 sh	—	—	0
2011-03-22	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+1,000 sh	$17.50	+$17.5K	1,000
2011-03-22	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+1,500 sh	$17.50	+$26.3K	2,500
2011-03-22	OXLCOxford Lane Capital Corp.P Purchase	CFO, CCO & Corp. Secretary	PPurchase	+2,500 sh	$17.40	+$43.5K	5,000
2010-05-13	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+5,000 sh	$8.00	+$40K	41,605
2010-05-12	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+2,000 sh	$7.95	+$15.9K	33,605
2010-05-12	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+3,000 sh	$7.99	+$24K	36,605
2010-03-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+500 sh	$6.88	+$3,440	31,048
2010-03-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,500 sh	$6.79	+$10.2K	27,444
2010-03-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,104 sh	$6.78	+$7,485.12	28,548
2010-03-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,000 sh	$6.88	+$6,879	29,548
2010-03-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,000 sh	$6.87	+$6,869	30,548
2010-03-22	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,000 sh	$6.70	+$6,700	25,944
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+2,000 sh	$5.01	+$10K	7,294
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+1,900 sh	$5.02	+$9,538	5,294
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+4,100 sh	$5.02	+$20.6K	11,394
2008-06-13	OXSQOxford Square Capital Corp. · Subscription RightsX Exercise of In-Money	CFO, CCO and Secretary	XExercise of In-Money	−2,505 sh	—	—	0
2008-06-13	OXSQOxford Square Capital Corp.X Exercise of In-Money	CFO, CCO and Secretary	XExercise of In-Money	+886 sh	$5.20	+$4,607.2	3,394
2007-08-15	OXSQOxford Square Capital Corp.P Purchase	CFO, CCO and Secretary	PPurchase	+800 sh	$12.02	+$9,616	2,244

Recent filings

Accepted (ET)
Mar 124
Oxford Lane Capital Corp.0001144204-14-015254
SEC(opens sec.gov)
Dec 194
Oxford Lane Capital Corp.0001144204-13-068216
SEC(opens sec.gov)
Nov 184
Oxford Lane Capital Corp.0001144204-13-062829
SEC(opens sec.gov)
Feb 264
CONROY PATRICK0001144204-13-011242
SEC(opens sec.gov)
Apr 304
CONROY PATRICK0001144204-12-025026
SEC(opens sec.gov)
Dec 214
CONROY PATRICK0001181431-11-061573
SEC(opens sec.gov)
Sep 24/A
CONROY PATRICK0001144204-11-051118
SEC(opens sec.gov)
Aug 264
CONROY PATRICK0001144204-11-050148
SEC(opens sec.gov)
Mar 224
CONROY PATRICK0001144204-11-016422
SEC(opens sec.gov)

Companies

Address

C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830