Insider · CIK 0001273295

NEFF JAMES D

Reports to the SEC for 1 company · MICHIGAN CITY, IN

sec.gov

Transactions

Companies

Filings

CIK

0001273295

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-31	HBNCHORIZON BANCORP INC /IN/D Disposition to Issuer	President	DDisposition to Issuer	−4,800 sh	—	—	146,410
2022-03-21	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+2,040 sh	$16.74	+$34.1K	151,210
2022-03-21	HBNCHORIZON BANCORP INC /IN/ · Stock OptionsM Exercise/Conversion	President	MExercise/Conversion	−2,040 sh	$16.74	−$34.1K	4,079
2022-03-02	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+4,627 sh	$10.38	+$48K	153,797
2022-03-02	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−4,627 sh	$20.25	−$93.7K	149,170
2022-03-02	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+3,076 sh	$16.76	+$51.6K	152,246
2022-03-02	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−3,076 sh	$20.25	−$62.3K	149,170
2022-03-02	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+4,079 sh	$16.74	+$68.3K	153,249
2022-03-02	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−4,079 sh	$20.25	−$82.6K	149,170
2022-03-02	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−4,627 sh	—	—	0
2022-03-02	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−3,076 sh	—	—	0
2022-03-02	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−4,079 sh	—	—	2,040
2022-01-14	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−10K sh	$23.06	−$231K	149,170
2022-01-13	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−5,000 sh	$22.00	−$110K	159,170
2021-03-18	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−54.7K sh	$20.01	−$1.1M	164,170
2021-03-16	HBNCHORIZON BANCORP INC /IN/A Award	President	AAward	+1,731 sh	—	—	218,895
2021-03-12	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−12.7K sh	$20.04	−$255K	217,164
2021-03-10	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−4,300 sh	$19.76	−$85K	229,864
2021-03-08	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−15.3K sh	$19.46	−$298K	234,164
2021-03-05	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−10.4K sh	$19.02	−$198K	249,464
2020-03-17	HBNCHORIZON BANCORP INC /IN/A Award	President	AAward	+7,652 sh	—	—	261,606
2020-03-17	HBNCHORIZON BANCORP INC /IN/F Tax Payment	President	FTax Payment	−1,742 sh	$10.47	−$18.2K	259,864
2019-06-07	HBNCHORIZON BANCORP INC /IN/P Purchase	President	PPurchase	+800 sh	$15.73	+$12.6K	253,954
2019-05-29	HBNCHORIZON BANCORP INC /IN/P Purchase	President	PPurchase	+3,500 sh	$15.77	+$55.2K	253,154
2019-03-19	HBNCHORIZON BANCORP INC /IN/A Award	President	AAward	+1,731 sh	—	—	250,252
2019-03-19	HBNCHORIZON BANCORP INC /IN/F Tax Payment	President	FTax Payment	−598 sh	$16.74	−$10K	249,654
2019-03-19	HBNCHORIZON BANCORP INC /IN/ · Stock OptionsA Award	President	AAward	+6,119 sh	—	—	6,119
2019-03-04	HBNCHORIZON BANCORP INC /IN/ · Deferred Stock UnitsA Award	President	AAward	+34.1K sh	$17.60	+$600K	34,090
2018-12-06	HBNCHORIZON BANCORP INC /IN/P Purchase	President	PPurchase	+3,000 sh	$16.25	+$48.8K	224,371
2018-06-06	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+2,829 sh	$15.89	+$45K	150,410
2018-06-06	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+3,084 sh	$15.57	+$48K	150,665
2018-06-06	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−3,084 sh	$32.59	−$101K	147,581
2018-06-06	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−2,829 sh	—	—	0
2018-06-06	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−3,084 sh	—	—	0
2018-03-20	HBNCHORIZON BANCORP INC /IN/A Award	President	AAward	+1,273 sh	—	—	148,050
2018-03-20	HBNCHORIZON BANCORP INC /IN/F Tax Payment	President	FTax Payment	−469 sh	$30.16	−$14.1K	147,581
2017-08-30	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−3,559 sh	$26.05	−$92.7K	147,176
2017-08-30	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+3,559 sh	$15.89	+$56.6K	150,735
2017-08-30	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−3,084 sh	$26.05	−$80.3K	147,176
2017-08-30	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+3,084 sh	$15.57	+$48K	150,260
2017-08-30	HBNCHORIZON BANCORP INC /IN/ · Employee Stock oPTIONM Exercise/Conversion	President	MExercise/Conversion	−3,559 sh	—	—	0
2017-08-30	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−3,084 sh	—	—	0
2017-08-29	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−1,645 sh	$26.05	−$42.9K	147,176
2017-08-29	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+1,645 sh	$13.49	+$22.2K	148,821
2017-08-29	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−7,267 sh	$26.05	−$189K	147,176
2017-08-29	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+7,267 sh	$14.80	+$108K	154,443
2017-08-29	HBNCHORIZON BANCORP INC /IN/S Sale	President	SSale	−2,100 sh	$26.05	−$54.7K	147,176
2017-08-29	HBNCHORIZON BANCORP INC /IN/M Exercise/Conversion	President	MExercise/Conversion	+2,100 sh	$15.89	+$33.4K	149,276
2017-08-29	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−1,645 sh	—	—	0
2017-08-29	HBNCHORIZON BANCORP INC /IN/ · Employee Stock OptionM Exercise/Conversion	President	MExercise/Conversion	−7,267 sh	—	—	0

Recent filings

Accepted (ET)
Apr 44
NEFF JAMES D0000706129-22-000059
SEC(opens sec.gov)
Mar 234
NEFF JAMES D0000706129-22-000051
SEC(opens sec.gov)
Mar 44
NEFF JAMES D0000706129-22-000031
SEC(opens sec.gov)
Jan 184
NEFF JAMES D0000706129-22-000002
SEC(opens sec.gov)
Mar 224
NEFF JAMES D0000706129-21-000039
SEC(opens sec.gov)
Mar 184
NEFF JAMES D0000706129-21-000033
SEC(opens sec.gov)
Mar 164
NEFF JAMES D0001273295-21-000002
SEC(opens sec.gov)
Mar 114
NEFF JAMES D0001273295-21-000001
SEC(opens sec.gov)
Mar 94
NEFF JAMES D0000706129-21-000017
SEC(opens sec.gov)

Companies

HORIZON BANCORP INC /IN/PresidentHBNC

Address

515 FRANKLIN SQUARE

MICHIGAN CITY, IN, 46360