Insider · CIK 0001286373

WALLIN RAY

Reports to the SEC for 3 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001286373

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-15	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+10K sh	—	—	48,382
2017-05-15	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+9,600 sh	—	—	57,982
2017-05-15	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−10K sh	—	—	0
2017-05-15	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−9,600 sh	—	—	6,400
2017-04-27	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+10K sh	—	—	38,382
2017-04-27	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−10K sh	—	—	10,000
2016-12-23	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+8,333 sh	—	—	28,214
2016-12-23	NEOPHOTONICS CORPD Disposition to Issuer	SVP, CFO	DDisposition to Issuer	−3,132 sh	$10.91	−$34.2K	25,082
2016-12-23	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−8,333 sh	—	—	0
2016-08-15	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+10K sh	$3.50	+$35K	28,500
2016-08-15	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−10K sh	$14.55	−$146K	18,500
2016-08-15	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−10K sh	$14.55	−$146K	48,308
2016-08-02	NEOPHOTONICS CORPIncentive Stock Option (right to buy)A Award	SVP, CFO	AAward	+8,149 sh	—	—	8,149
2016-08-02	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	SVP, CFO	AAward	+21.9K sh	—	—	21,851
2016-08-02	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	SVP, CFO	AAward	+16K sh	—	—	16,000
2016-04-27	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+6,672 sh	$3.30	+$22K	25,172
2016-04-27	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−6,672 sh	$13.52	−$90.2K	18,500
2016-04-27	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−6,672 sh	$13.52	−$90.2K	10,800
2016-04-13	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+2,000 sh	$3.30	+$6,600	20,500
2016-04-13	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−2,000 sh	$13.52	−$27K	18,500
2016-04-13	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−2,000 sh	$13.52	−$27K	17,472
2016-04-12	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−5,551 sh	$13.08	−$72.6K	18,500
2016-04-12	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+300 sh	$3.30	+$990	18,800
2016-04-12	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−300 sh	$13.64	−$4,092	18,500
2016-04-12	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+3,031 sh	$3.30	+$10K	21,531
2016-04-12	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−3,031 sh	$13.19	−$40K	18,500
2016-04-12	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−300 sh	$13.64	−$4,092	22,503
2016-04-12	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−3,031 sh	$13.19	−$40K	19,472
2016-04-11	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−2,785 sh	$13.92	−$38.8K	24,051
2016-04-11	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+3,028 sh	$3.30	+$9,992.4	27,079
2016-04-11	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−3,028 sh	$13.92	−$42.2K	24,051
2016-04-11	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+2,969 sh	$3.30	+$9,797.7	27,020
2016-04-11	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−2,969 sh	$13.92	−$41.3K	24,051
2016-04-11	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−3,028 sh	$13.92	−$42.2K	25,772
2016-04-11	NEOPHOTONICS CORPIncentive Stock Option (right to buy)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−2,969 sh	$13.92	−$41.3K	22,803
2015-12-23	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+8,333 sh	—	—	29,968
2015-12-23	NEOPHOTONICS CORPD Disposition to Issuer	SVP, CFO	DDisposition to Issuer	−3,132 sh	$9.79	−$30.7K	26,836
2015-12-23	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−8,333 sh	—	—	8,333
2015-11-03	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−11.6K sh	$9.00	−$105K	18,500
2015-10-27	NEOPHOTONICS CORPIncentive Stock Option (right to buy)A Award	SVP, CFO	AAward	+26.3K sh	—	—	26,349
2015-10-27	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	SVP, CFO	AAward	+3,651 sh	—	—	3,651
2015-10-27	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	SVP, CFO	AAward	+20K sh	—	—	20,000
2015-06-22	NEOPHOTONICS CORPS Sale	SVP, CFO	SSale	−10.9K sh	$10.40	−$113K	30,128
2015-03-27	NEOPHOTONICS CORPA Award	SVP, CFO	AAward	+10.9K sh	—	—	37,892
2014-12-23	NEOPHOTONICS CORPD Disposition to Issuer	SVP, CFO	DDisposition to Issuer	−3,132 sh	$3.49	−$10.9K	15,368
2014-12-23	NEOPHOTONICS CORPM Exercise/Conversion	SVP, CFO	MExercise/Conversion	+8,334 sh	—	—	23,702
2014-12-23	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	SVP, CFO	MExercise/Conversion	−8,334 sh	—	—	16,666
2014-12-18	NEOPHOTONICS CORPIncentive Stock Option (right to buy)A Award	SVP, CFO	AAward	+58.3K sh	—	—	58,308
2014-12-18	NEOPHOTONICS CORPIncentive Stock Option (right to buy)D Disposition to Issuer	SVP, CFO	DDisposition to Issuer	−58.3K sh	—	—	0
2014-12-18	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	SVP, CFO	AAward	+16.7K sh	—	—	16,692

Recent filings

Accepted (ET)
May 174
NEOPHOTONICS CORP0001227025-17-000061
SEC(opens sec.gov)
May 14
NEOPHOTONICS CORP0001227025-17-000033
SEC(opens sec.gov)
Dec 234
NEOPHOTONICS CORP0001227025-16-000225
SEC(opens sec.gov)
Aug 164
NEOPHOTONICS CORP0001227025-16-000189
SEC(opens sec.gov)
Aug 34
NEOPHOTONICS CORP0001227025-16-000168
SEC(opens sec.gov)
Apr 284
NEOPHOTONICS CORP0001227025-16-000116
SEC(opens sec.gov)
Apr 144
NEOPHOTONICS CORP0001227025-16-000095
SEC(opens sec.gov)

Companies

Address

2180 FORTUNE DRIVE

SAN JOSE, CA, 95131