Insider · CIK 0001293770

PEARL DAVID N

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001293770

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-27	EPOCH HOLDING CORPD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−60.5K sh	—	—	0
2013-03-27	EPOCH HOLDING CORPD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−765K sh	—	—	0
2013-02-21	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−20K sh	$28.00	−$560K	60,488
2012-12-20	EPOCH HOLDING CORPJ Other	Director, Executive Vice President	JOther	−250K sh	—	—	80,475
2012-12-20	EPOCH HOLDING CORPJ Other	Director, Executive Vice President	JOther	−14.9K sh	—	—	0
2012-12-20	EPOCH HOLDING CORPJ Other	Director, Executive Vice President	JOther	−500K sh	—	—	0
2012-12-17	EPOCH HOLDING CORPM Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	+37.1K sh	$6.17	+$229K	330,713
2012-12-17	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	−37.1K sh	—	—	0
2012-09-24	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	−3,500 sh	—	—	293,599
2012-09-24	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	+3,500 sh	—	—	14,900
2012-02-21	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−9,763 sh	$24.67	−$241K	297,099
2012-02-15	EPOCH HOLDING CORPA Award	Director, Executive Vice President	AAward	+28.6K sh	$25.17	+$720K	306,862
2012-02-03	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−3,196 sh	$23.81	−$76.1K	278,261
2011-08-26	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	−5,600 sh	—	—	281,457
2011-08-26	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	+5,600 sh	—	—	11,400
2011-07-28	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−11.6K sh	$19.26	−$224K	287,057
2011-02-23	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−2,274 sh	$15.42	−$35.1K	260,077
2011-02-23	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−1,832 sh	$15.42	−$28.2K	298,698
2011-02-15	EPOCH HOLDING CORPA Award	Director, Executive Vice President	AAward	+40.5K sh	$15.45	+$625K	300,530
2011-02-03	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−1,771 sh	$14.86	−$26.3K	262,351
2010-11-22	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	−5,800 sh	—	—	264,122
2010-11-22	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	+5,800 sh	—	—	5,800
2010-11-04	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−40.5K sh	$13.60	−$551K	269,922
2010-11-03	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−7,900 sh	$13.48	−$106K	310,422
2010-10-27	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−1,600 sh	$13.48	−$21.6K	318,322
2010-10-14	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−15.8K sh	$12.97	−$205K	319,922
2010-10-13	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−4,700 sh	$12.97	−$61K	335,722
2010-10-12	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−100 sh	$12.97	−$1,297	340,422
2010-10-11	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−3,800 sh	$13.00	−$49.4K	340,522
2010-10-08	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−23.3K sh	$12.97	−$302K	344,322
2010-10-07	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−900 sh	$12.97	−$11.7K	367,622
2010-10-06	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−1,400 sh	$12.97	−$18.2K	368,522
2010-09-24	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−6,200 sh	$12.48	−$77.4K	369,922
2010-08-19	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−6,842 sh	$10.96	−$75K	376,122
2010-08-04	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−5,400 sh	$12.49	−$67.4K	382,964
2010-08-03	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−13.4K sh	$12.48	−$167K	393,209
2010-08-03	EPOCH HOLDING CORPF Tax Payment	Director, Executive Vice President	FTax Payment	−4,845 sh	$12.36	−$59.9K	388,364
2010-08-02	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−22.5K sh	$12.53	−$282K	406,609
2010-07-29	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−2,500 sh	$12.47	−$31.2K	429,109
2010-06-18	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	−2,000 sh	—	—	431,609
2010-06-17	EPOCH HOLDING CORPG Gift	Director, Executive Vice President	GGift	−41.5K sh	—	—	433,609
2010-04-27	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−28K sh	$12.00	−$336K	475,109
2010-04-01	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−21.5K sh	$11.50	−$247K	503,109
2010-03-31	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−3,245 sh	$11.50	−$37.3K	524,609
2010-03-30	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−655 sh	$11.50	−$7,532.5	527,854
2010-03-29	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−2,600 sh	$11.50	−$29.9K	528,509
2010-03-18	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−3,890 sh	$10.98	−$42.7K	531,109
2010-03-17	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−3,410 sh	$10.98	−$37.4K	534,999
2010-03-15	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−200 sh	$10.98	−$2,196	538,409
2010-03-11	EPOCH HOLDING CORPS Sale	Director, Executive Vice President	SSale	−1,300 sh	$10.98	−$14.3K	538,609

Recent filings

Accepted (ET)
Mar 284
PEARL DAVID N0001144204-13-018430
SEC(opens sec.gov)
Feb 214
PEARL DAVID N0001144204-13-010586
SEC(opens sec.gov)
Dec 264
PEARL DAVID N0001144204-12-069493
SEC(opens sec.gov)
Dec 194
PEARL DAVID N0001144204-12-068792
SEC(opens sec.gov)
Sep 254
PEARL DAVID N0001144204-12-052880
SEC(opens sec.gov)
Feb 214
PEARL DAVID N0001144204-12-010263
SEC(opens sec.gov)
Feb 174
PEARL DAVID N0001144204-12-009924
SEC(opens sec.gov)
Feb 34
PEARL DAVID N0001144204-12-005859
SEC(opens sec.gov)
Aug 264
PEARL DAVID N0001144204-11-050155
SEC(opens sec.gov)
Aug 14
PEARL DAVID N0001144204-11-043202
SEC(opens sec.gov)
Feb 254
PEARL DAVID N0001144204-11-011108
SEC(opens sec.gov)
Feb 244
PEARL DAVID N0001144204-11-010754
SEC(opens sec.gov)
Feb 34
PEARL DAVID N0001144204-11-005879
SEC(opens sec.gov)

Companies

EPOCH HOLDING CORPDirector, Executive Vice President

Address

EPOCH HOLDING CORPORATION 640 FIFTH AVENUE, 18TH FLOOR

NEW YORK, NY, 10019