Insider · CIK 0001294357

Barry John F

Reports to the SEC for 5 companies · WEST PALM BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001294357

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-04	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1.22M sh	$2.24	+$2.73M	90,479,988.44
2026-06-23	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+67.6K sh	$2.27	+$154K	89,213,725.166
2026-06-23	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$2.27	+$2.27M	89,146,077.166
2026-06-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$2.25	+$2.25M	88,146,077.166
2026-05-26	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+3,000 sh	$2.33	+$6,975	87,122,376.113
2026-05-26	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+430K sh	$2.32	+$1M	87,119,376.113
2026-05-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$2.33	+$233K	86,557,350.884
2026-05-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+32K sh	$2.29	+$73.3K	86,689,350.884
2026-05-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$2.32	+$232K	86,657,350.884
2026-05-21	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$2.28	+$228K	86,357,350.884
2026-05-21	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$2.24	+$224K	86,457,350.884
2025-09-25	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+925K sh	$2.72	+$2.52M	86,067,158.198
2025-09-24	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+741K sh	$2.62	+$1.94M	85,142,158.198
2025-09-23	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+384K sh	$2.66	+$1.02M	84,401,000.198
2025-09-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+375K sh	$2.66	+$997K	84,017,000.198
2025-08-07	Prospect Enhanced Yield FundG Gift	10% Owner	GGift	−1M sh	—	—	0
2025-08-06	Prospect Enhanced Yield FundP Purchase	10% Owner	PPurchase	+1M sh	$25.00	+$25M	1,004,000
2025-06-23	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+319K sh	$3.16	+$1.01M	83,585,025.755
2025-06-20	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+623K sh	$3.19	+$1.99M	83,266,025.755
2025-03-24	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+24K sh	$4.24	+$102K	82,594,539.632
2025-03-21	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+24K sh	$4.26	+$102K	82,570,539.632
2025-03-20	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+24K sh	$4.28	+$103K	82,546,539.632
2025-03-19	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+24K sh	$4.30	+$103K	82,509,933.36
2025-03-18	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+24K sh	$4.30	+$103K	82,485,933.36
2025-03-17	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+240K sh	$4.30	+$1.03M	82,461,933.36
2025-03-14	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+240K sh	$4.28	+$1.03M	82,221,933.36
2025-03-13	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+240K sh	$4.20	+$1.01M	81,981,933.36
2025-03-12	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+240K sh	$4.25	+$1.02M	81,741,933.36
2025-03-11	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.31	+$4.31M	80,501,933.36
2025-03-11	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.33	+$4.33M	81,501,933.36
2024-12-24	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+2M sh	$4.29	+$8.58M	79,477,549.328
2024-11-22	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.78	+$4.78M	77,465,297.989
2024-11-21	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.64	+$4.64M	76,465,297.989
2024-11-20	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.59	+$4.59M	75,465,285.476
2024-11-19	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.63	+$4.63M	74,465,285.476
2024-11-18	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+837K sh	$4.47	+$3.74M	73,450,112.113
2024-11-15	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+206K sh	$4.40	+$906K	72,612,839.113
2024-11-14	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$4.37	+$4.37M	72,406,939.113
2024-09-10	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+95.5K sh	$5.29	+$505K	71,381,891.18
2024-09-09	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+473K sh	$5.30	+$2.51M	71,286,414.18
2024-09-06	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+750K sh	$5.26	+$3.95M	70,813,384.18
2024-09-05	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+119K sh	$5.29	+$629K	70,063,384.18
2024-09-05	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+100K sh	$5.22	+$522K	69,944,427.18
2024-09-04	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+750K sh	$5.23	+$3.92M	69,844,427.18
2024-09-03	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+750K sh	$5.17	+$3.88M	69,094,427.18
2024-08-30	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+500K sh	$5.21	+$2.61M	67,344,427.18
2024-08-30	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$5.18	+$5.18M	68,344,427.18
2024-08-30	PSECPROSPECT CAPITAL CORPP Purchase	Director, CHIEF EXECUTIVE OFFICER, 10% Owner	PPurchase	+1M sh	$5.15	+$5.15M	66,844,427.18
2024-07-26	Prospect Floating Rate & Alternative Income Fund, Inc.G Gift	10% Owner	GGift	+2.1M sh	—	—	6,382,194.828
2024-07-26	Prospect Floating Rate & Alternative Income Fund, Inc.G Gift	10% Owner	GGift	−2.1M sh	—	—	0

Recent filings

Accepted (ET)
Sep 94
Barry John F0001294357-26-000015
SEC(opens sec.gov)
Jun 254
Barry John F0001294357-26-000012
SEC(opens sec.gov)
Jun 244
Barry John F0001294357-26-000010
SEC(opens sec.gov)
May 284
Barry John F0001294357-26-000008
SEC(opens sec.gov)
May 274
Barry John F0001294357-26-000006
SEC(opens sec.gov)
May 264
Barry John F0001294357-26-000004
SEC(opens sec.gov)
Sep 294
Barry John F0001287032-25-000289
SEC(opens sec.gov)
Sep 264
Barry John F0001287032-25-000282
SEC(opens sec.gov)
Sep 254
Barry John F0001287032-25-000280
SEC(opens sec.gov)
Sep 244
Barry John F0001287032-25-000275
SEC(opens sec.gov)
Aug 74
Barry John F0002027076-25-000059
SEC(opens sec.gov)
Jun 254
Barry John F0001287032-25-000168
SEC(opens sec.gov)
Jun 244
Barry John F0001287032-25-000166
SEC(opens sec.gov)
Mar 264
Barry John F0001287032-25-000066
SEC(opens sec.gov)

Companies

Address

700 S ROSEMARY AVE SUITE 204

WEST PALM BEACH, FL, 33401