Insider · CIK 0001296140

Roman John C

Reports to the SEC for 2 companies · NAUGATUCK, CT

sec.gov

Transactions

Companies

Filings

CIK

0001296140

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-09-07	Naugatuck Valley Financial CorpI Discretionary Transaction	Director, President & CEO	IDiscretionary Transaction	+1,299 sh	$7.69	+$9,984.244	11,659
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director, President & CEO	JOther	+23.3K sh	—	—	23,276
2011-06-29	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+1,125 sh	$8.00	+$9,000	24,401
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director, President & CEO	JOther	+6,546 sh	—	—	6,546
2011-06-29	Naugatuck Valley Financial CorpI Discretionary Transaction	Director, President & CEO	IDiscretionary Transaction	+3,814 sh	$8.00	+$30.5K	10,360
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director, President & CEO	JOther	+6,116 sh	—	—	6,116
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director, President & CEO	JOther	+997 sh	—	—	997
2011-06-29	Naugatuck Valley Financial CorpStock Option (right to buy)J Other	Director, President & CEO	JOther	+36.9K sh	—	—	36,918
2010-11-18	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+500 sh	$6.00	+$3,000	22,928
2010-11-18	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+150 sh	$6.50	+$975	23,078
2010-11-18	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+100 sh	$6.25	+$625	23,178
2010-11-18	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+100 sh	$6.24	+$624	23,278
2010-11-18	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+50 sh	$6.45	+$322.5	23,328
2009-02-03	Naugatuck Valley Financial CorpI Discretionary Transaction	Director, President & CEO	IDiscretionary Transaction	+688 sh	$7.27	+$5,001.76	6,044
2005-07-26	Naugatuck Valley Financial CorpA Award	Director, President & CEO	AAward	+22K sh	—	—	22,000
2005-07-26	Naugatuck Valley Financial CorpStock OptionsA Award	Director, President & CEO	AAward	+37K sh	—	—	37,000
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+1,000 sh	$10.00	+$10K	1,000
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+4,810 sh	$10.00	+$48.1K	4,810
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+70 sh	$10.00	+$700	70
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director, President & CEO	PPurchase	+1,000 sh	$10.00	+$10K	1,000

Recent filings

Accepted (ET)
Sep 94
Roman John C0001225208-11-021586
SEC(opens sec.gov)
Jun 304
Roman John C0001225208-11-016905
SEC(opens sec.gov)
Nov 224
Roman John C0001225208-10-025371
SEC(opens sec.gov)
Feb 54
Roman John C0000909654-09-000124
SEC(opens sec.gov)
Jul 284
Naugatuck Valley Financial Corp0000909654-05-001585
SEC(opens sec.gov)
Oct 14
Roman John C0000909654-04-002423
SEC(opens sec.gov)

Companies

Address

333 CHURCH STREET

NAUGATUCK, CT, 06770