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Insider · CIK 0001330919

Shifrin Kenneth David

Reports to the SEC for 2 companies · NEW YORK, NY

Transactions

9

Companies

2

Filings

4

CIK

0001330919

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-09-18	Liquid Holdings Group, Inc.S Sale	Former Officer	SSale	−13.5K sh	$1.43	−$19.3K	50,712
2014-08-20	Liquid Holdings Group, Inc.S Sale	Former Officer	SSale	−20.3K sh	$1.35	−$27.3K	64,192
2013-09-19	Liquid Holdings Group, Inc.F Tax Payment	Former Officer	FTax Payment	−11.8K sh	$9.06	−$107K	84,452
2008-08-22	NYMEX HOLDINGS INCD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−4,534 sh	—	—	0
2008-08-22	NYMEX HOLDINGS INCRestricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,850 sh	—	—	0
2008-08-22	NYMEX HOLDINGS INCStock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−48.8K sh	—	—	0
2008-08-22	NYMEX HOLDINGS INCStock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−16.9K sh	—	—	0
2008-08-22	NYMEX HOLDINGS INCF Tax Payment	Chief Financial Officer	FTax Payment	−2,316 sh	$81.15	−$188K	4,534
2008-08-22	NYMEX HOLDINGS INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,850 sh	—	—	6,850

Recent filings

4

Accepted (ET)
Sep 194
Liquid Holdings Group, Inc.0001144204-14-056835
SEC(opens sec.gov)
Aug 224
Liquid Holdings Group, Inc.0001144204-14-052034
SEC(opens sec.gov)
Oct 24
Liquid Holdings Group, Inc.0001580155-13-000001
SEC(opens sec.gov)
Aug 274
Shifrin Kenneth David0001181431-08-050413
SEC(opens sec.gov)

Companies

2

Address

C/O LIQUID HOLDINGS GROUP 800 THIRD AVENUE, 39TH FLOOR

NEW YORK, NY, 10022