Insider · CIK 0001335388

Junek John Carl

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001335388

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-12-21	AMPAMERIPRISE FINANCIAL INCG Gift	Exec VP and General Counsel	GGift	−3,786 sh	—	—	19,633
2016-09-07	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+14.3K sh	$37.23	+$534K	37,766
2016-09-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−9,664 sh	$100.66	−$973K	28,102
2016-09-07	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−4,683 sh	$100.30	−$470K	23,419
2016-09-07	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−14.3K sh	—	—	0
2016-07-07	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+820.225 sh	—	—	23,795.225
2016-07-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−376.225 sh	$88.08	−$33.1K	23,419
2016-07-07	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−820.225 sh	—	—	13,876.234
2016-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−391 sh	$82.79	−$32.4K	22,975
2016-02-05	AMPAMERIPRISE FINANCIAL INCA Award	Exec VP and General Counsel	AAward	+8,818 sh	—	—	27,617
2016-02-05	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−4,251 sh	$82.79	−$352K	23,366
2016-02-05	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Exec VP and General Counsel	AAward	+635.342 sh	$82.79	+$52.6K	14,472.718
2016-02-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−385 sh	$85.47	−$32.9K	18,799
2016-02-02	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−238 sh	$83.94	−$20K	19,184
2016-02-01	AMPAMERIPRISE FINANCIAL INCA Award	Exec VP and General Counsel	AAward	+2,392 sh	—	—	19,422
2016-02-01	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Exec VP and General Counsel	AAward	+24.7K sh	—	—	24,711
2015-04-17	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,341 sh	$129.75	−$174K	17,030
2015-04-16	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,341 sh	$129.88	−$174K	18,371
2015-04-15	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,341 sh	$129.95	−$174K	19,712
2015-04-14	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+4,782 sh	$37.23	+$178K	27,175
2015-04-14	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−3,015 sh	$130.00	−$392K	24,160
2015-04-14	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,767 sh	$130.00	−$230K	22,393
2015-04-14	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,340 sh	$126.50	−$170K	21,053
2015-04-14	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−4,782 sh	—	—	14,347
2015-04-13	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+4,782 sh	$37.23	+$178K	28,515
2015-04-13	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−3,043 sh	$125.00	−$380K	25,472
2015-04-13	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,739 sh	$125.00	−$217K	23,733
2015-04-13	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,340 sh	$124.32	−$167K	22,393
2015-04-13	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−4,782 sh	—	—	19,129
2015-02-09	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−654 sh	$133.98	−$87.6K	23,733
2015-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−391 sh	$134.79	−$52.7K	24,387
2015-02-06	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+5,641 sh	$52.86	+$298K	25,941
2015-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−3,855 sh	$136.00	−$524K	22,086
2015-02-06	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,786 sh	$136.00	−$243K	20,300
2015-02-06	AMPAMERIPRISE FINANCIAL INCA Award	Exec VP and General Counsel	AAward	+9,718 sh	—	—	30,018
2015-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−5,240 sh	$134.79	−$706K	24,778
2015-02-06	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−5,641 sh	—	—	0
2015-02-06	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Exec VP and General Counsel	AAward	+546.406 sh	$134.79	+$73.6K	13,551.2
2015-02-05	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−532 sh	$131.40	−$69.9K	20,300
2015-02-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−472 sh	$131.88	−$62.2K	20,832
2015-02-03	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+5,641 sh	$52.86	+$298K	26,945
2015-02-03	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−3,890 sh	$132.00	−$513K	23,055
2015-02-03	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,751 sh	$132.00	−$231K	21,304
2015-02-03	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	−5,641 sh	—	—	5,641
2015-02-02	AMPAMERIPRISE FINANCIAL INCA Award	Exec VP and General Counsel	AAward	+2,283 sh	—	—	21,304
2015-02-02	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Exec VP and General Counsel	AAward	+23.4K sh	—	—	23,446
2015-01-29	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,433 sh	$127.66	−$183K	19,021
2015-01-28	AMPAMERIPRISE FINANCIAL INCS Sale	Exec VP and General Counsel	SSale	−1,433 sh	$129.50	−$186K	20,454
2015-01-27	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Exec VP and General Counsel	MExercise/Conversion	+5,641 sh	$52.86	+$298K	27,528
2015-01-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Exec VP and General Counsel	FTax Payment	−3,755 sh	$130.78	−$491K	23,773

Recent filings

Accepted (ET)
Dec 224
AMERIPRISE FINANCIAL INC0001179110-16-033383
SEC(opens sec.gov)
Sep 94
AMERIPRISE FINANCIAL INC0001179110-16-029496
SEC(opens sec.gov)
Jul 114
AMERIPRISE FINANCIAL INC0001179110-16-027592
SEC(opens sec.gov)
Feb 94
AMERIPRISE FINANCIAL INC0001179110-16-018838
SEC(opens sec.gov)
Feb 84
AMERIPRISE FINANCIAL INC0001179110-16-018740
SEC(opens sec.gov)
Feb 34
AMERIPRISE FINANCIAL INC0001179110-16-018432
SEC(opens sec.gov)
Apr 204
AMERIPRISE FINANCIAL INC0001179110-15-006449
SEC(opens sec.gov)
Apr 154
AMERIPRISE FINANCIAL INC0001179110-15-006338
SEC(opens sec.gov)

Companies

AMERIPRISE FINANCIAL INCExec VP and General CounselAMP

Address

GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474