Insider · CIK 0001344887

Harvey Charles A

Reports to the SEC for 1 company · MILWAUKEE, WI

sec.gov

Transactions

Companies

Filings

CIK

0001344887

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-11-03	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+2,819.974 sh	—	—	43,124.151
2014-11-03	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−2,819.974 sh	$47.25	−$133K	40,304.177
2014-11-03	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−2,819.974 sh	—	—	5,469.142
2014-10-06	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+3,017.621 sh	$44.82	+$135K	43,321.798
2014-10-06	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−3,017.621 sh	$44.82	−$135K	40,304.177
2014-10-06	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−3,017.621 sh	—	—	8,289.116
2014-02-21	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+18K sh	$22.56	+$406K	57,860.742
2014-02-21	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−18K sh	$50.00	−$900K	39,860.742
2014-02-21	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−18K sh	—	—	54,000
2013-12-04	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−500 sh	—	—	39,696.104
2013-11-19	JOHNSON CONTROLS INCA Award	Vice President	AAward	+3,514 sh	—	—	40,146.708
2013-11-19	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+11.6K sh	—	—	11,564
2013-11-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+3,523.671 sh	$45.94	+$162K	40,101.327
2013-11-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−3,523.671 sh	$45.94	−$162K	36,577.656
2013-11-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−3,523.671 sh	—	—	11,104.415
2013-10-07	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+2,407.654 sh	$40.74	+$98.1K	38,985.31
2013-10-07	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−2,407.654 sh	$40.74	−$98.1K	36,577.656
2013-10-07	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−2,407.654 sh	—	—	14,628.086
2013-07-31	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−3,200 sh	—	—	36,577.656
2013-05-06	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+8,388 sh	$20.56	+$172K	47,570.68
2013-05-06	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−8,388 sh	$35.18	−$295K	39,182.68
2013-05-06	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−8,388 sh	—	—	0
2013-05-03	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+27.3K sh	$20.56	+$562K	66,494.68
2013-05-03	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−27.3K sh	$35.05	−$957K	39,182.68
2013-05-03	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−27.3K sh	—	—	8,388
2013-03-12	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−300 sh	—	—	36,577.656
2013-03-12	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−300 sh	—	—	38,884.296
2012-11-01	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+2,710.057 sh	$26.04	+$70.6K	41,393.631
2012-11-01	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−2,710.057 sh	$26.04	−$70.6K	38,683.574
2012-11-01	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock GrantsM Exercise/Conversion	Vice President	MExercise/Conversion	−2,710.057 sh	$26.04	−$70.6K	16,670.011
2012-10-05	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+17.6K sh	—	—	17,600
2012-10-05	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock GrantsA Award	Vice President	AAward	+5,800 sh	—	—	19,380.068
2011-11-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+3,366.117 sh	$31.75	+$107K	40,320.101
2011-11-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−3,366.117 sh	$31.75	−$107K	37,033.616
2011-11-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted StockM Exercise/Conversion	Vice President	MExercise/Conversion	−3,366.117 sh	$31.75	−$107K	13,257.478
2011-11-01	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+369.641 sh	$31.17	+$11.5K	38,862.626
2011-11-01	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−369.641 sh	$31.17	−$11.5K	38,492.984
2011-11-01	JOHNSON CONTROLS INCF Tax Payment	Vice President	FTax Payment	−1,539 sh	$31.17	−$48K	36,953.984
2011-11-01	JOHNSON CONTROLS INCPhantom Stock Units - Restricted StockM Exercise/Conversion	Vice President	MExercise/Conversion	−369.641 sh	$31.17	−$11.5K	16,623.595
2011-10-07	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+35.5K sh	—	—	35,500
2011-10-07	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock GrantsA Award	Vice President	AAward	+4,600 sh	—	—	16,993.236
2010-11-01	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanA Award	Vice President	AAward	+5,200 sh	—	—	12,101.557
2010-10-29	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+40.7K sh	$17.52	+$713K	78,695.329
2010-10-29	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−40.7K sh	$35.11	−$1.43M	37,997.33
2010-10-29	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−713 sh	—	—	37,284.329
2010-10-29	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−40.7K sh	—	—	0
2010-10-01	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+40K sh	—	—	40,000
2010-07-02	JOHNSON CONTROLS INCA Award	Vice President	AAward	+93.078 sh	$26.86	+$2,500.001	37,648.134
2010-06-01	JOHNSON CONTROLS INCA Award	Vice President	AAward	+88.519 sh	$28.24	+$2,499.989	37,454.452
2010-04-05	JOHNSON CONTROLS INCA Award	Vice President	AAward	+73.3 sh	$34.11	+$2,499.992	37,292.633

Recent filings

Accepted (ET)
Nov 44
JOHNSON CONTROLS INC0001127602-14-030914
SEC(opens sec.gov)
Oct 74
JOHNSON CONTROLS INC0001127602-14-029600
SEC(opens sec.gov)
Feb 254
JOHNSON CONTROLS INC0001127602-14-008150
SEC(opens sec.gov)
Nov 214
JOHNSON CONTROLS INC0001127602-13-032415
SEC(opens sec.gov)
Nov 44
JOHNSON CONTROLS INC0001127602-13-030339
SEC(opens sec.gov)
Oct 94
JOHNSON CONTROLS INC0001127602-13-029117
SEC(opens sec.gov)

Companies

JOHNSON CONTROLS INCVice President

Address

5757 N. GREEN BAY AVENUE P.O. BOX 591

MILWAUKEE, WI, 53201-0591