Insider · CIK 0001380488

Duffy John G

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001380488

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-02-15	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−421K sh	—	—	0
2013-02-15	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−3,097 sh	—	—	421,375
2013-02-15	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	+305K sh	—	—	424,472
2012-12-05	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−5,700 sh	—	—	119,594
2012-12-05	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−100K sh	$17.20	−$1.72M	125,294
2012-11-30	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−75K sh	$17.23	−$1.29M	442,898
2012-06-28	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−3,000 sh	—	—	300,294
2012-06-28	KBW, INC.J Other	Director, Director, Vice Chairman	JOther	−272K sh	$16.29	−$4.44M	303,294
2012-05-01	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−45K sh	$17.03	−$766K	575,648
2012-04-30	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−4,488 sh	$17.33	−$77.8K	620,648
2012-03-15	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−10K sh	$17.87	−$179K	625,136
2012-03-13	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−10K sh	$16.83	−$168K	635,136
2012-03-07	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−10K sh	$15.74	−$157K	645,136
2012-03-02	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−25.5K sh	$16.08	−$410K	655,136
2012-03-01	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−5,000 sh	$16.51	−$82.6K	685,136
2012-03-01	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−4,506 sh	$16.35	−$73.7K	680,630
2012-03-01	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	+40.4K sh	—	—	690,136
2012-02-22	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−4,200 sh	—	—	649,757
2012-02-01	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−5,603 sh	$17.70	−$99.2K	653,957
2011-04-27	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−1,989 sh	—	—	659,560
2011-02-23	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−4,613 sh	$25.26	−$117K	661,964
2011-02-04	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	+57.8K sh	—	—	666,577
2011-02-01	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−12.4K sh	$27.64	−$344K	608,742
2011-01-07	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−415 sh	—	—	661,549
2010-11-09	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−10K sh	$25.00	−$250K	621,182
2010-11-04	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−15K sh	$25.13	−$377K	631,182
2010-11-03	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−23.9K sh	$24.75	−$592K	646,182
2010-11-01	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−349 sh	$25.23	−$8,805.27	670,118
2010-06-08	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−5,000 sh	—	—	670,467
2010-06-02	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−33.8K sh	—	—	675,467
2010-02-05	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2010-02-05	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	+27.4K sh	—	—	521,191
2010-02-01	KBW, INC.D Disposition to Issuer	Director, Director, Vice Chairman	DDisposition to Issuer	−12.4K sh	$26.70	−$330K	493,768
2010-02-01	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2009-11-06	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2009-11-06	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−12.9K sh	$28.44	−$368K	506,135
2009-11-05	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−10K sh	$27.91	−$279K	519,073
2009-11-04	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−17.9K sh	$28.00	−$501K	529,073
2009-11-04	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2009-11-03	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−1,667 sh	$27.99	−$46.7K	546,968
2009-11-02	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−7,500 sh	$28.01	−$210K	548,635
2009-08-31	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2009-08-31	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−15K sh	$28.46	−$427K	556,135
2009-08-03	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	188,099
2009-08-03	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−11.4K sh	$28.50	−$324K	571,135
2009-05-01	KBW, INC.S Sale	Director, Director, Vice Chairman	SSale	−5,000 sh	$23.64	−$118K	393,664
2009-05-01	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	376,950
2009-04-30	KBW, INC.G Gift	Director, Director, Vice Chairman	GGift	−7,000 sh	—	—	398,664
2009-02-06	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	0 sh	—	—	376,950
2009-02-06	KBW, INC.A Award	Director, Director, Vice Chairman	AAward	+40.3K sh	—	—	405,664

Recent filings

Accepted (ET)
Feb 154
Duffy John G0001140361-13-007882
SEC(opens sec.gov)
Dec 64
Duffy John G0001140361-12-050027
SEC(opens sec.gov)
Dec 44
Duffy John G0001140361-12-049704
SEC(opens sec.gov)
Jun 294
Duffy John G0001140361-12-031722
SEC(opens sec.gov)
May 24
Duffy John G0001140361-12-022475
SEC(opens sec.gov)
Mar 154
Duffy John G0001140361-12-016001
SEC(opens sec.gov)
Mar 94
Duffy John G0001140361-12-014620
SEC(opens sec.gov)
Mar 54
Duffy John G0001140361-12-013191
SEC(opens sec.gov)
Mar 24
Duffy John G0001140361-12-012861
SEC(opens sec.gov)
Feb 244
Duffy John G0001140361-12-010732
SEC(opens sec.gov)
Feb 34
Duffy John G0001140361-12-005388
SEC(opens sec.gov)
May 34
Duffy John G0001140361-11-024653
SEC(opens sec.gov)

Companies

KBW, INC.Director, Director, Vice Chairman

Address

C/O KBW, INC., 787 SEVENTH AVENUE

NEW YORK, NY, 10019