Insider · CIK 0001397489

Hodges Alastair

Reports to the SEC for 1 company · VICTORIA, C3

sec.gov

Transactions

Companies

Filings

CIK

0001397489

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-24	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	Chief Scientist	MExercise/Conversion	+25K sh	—	—	2,871,615
2017-10-24	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Scientist	MExercise/Conversion	−25K sh	—	—	0
2016-12-29	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+3,030 sh	—	—	2,846,615
2016-12-28	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+3,030 sh	—	—	2,846,615
2016-02-17	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+2,500 sh	—	—	2,843,585
2015-12-31	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	Chief Scientist	MExercise/Conversion	+36.2K sh	$0.26	+$9,424.48	2,841,085
2015-12-31	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Scientist	MExercise/Conversion	−36.2K sh	—	—	0
2015-12-18	UNIVERSAL BIOSENSORS INCD Disposition to Issuer	Chief Scientist	DDisposition to Issuer	−30K sh	$0.46	−$13.8K	2,804,837
2015-01-30	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+4,347 sh	—	—	2,834,837
2015-01-30	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+40K sh	—	—	40,000
2013-12-24	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	Chief Scientist	MExercise/Conversion	+384K sh	$0.22	+$84.5K	2,830,490
2013-12-24	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Scientist	MExercise/Conversion	−384K sh	—	—	0
2013-12-12	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+2,040 sh	—	—	2,446,266
2013-12-12	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+40K sh	—	—	40,000
2013-06-11	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	Chief Scientist	MExercise/Conversion	+384K sh	$84529.28	+$32.5B	2,444,226
2013-06-11	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Scientist	MExercise/Conversion	−384K sh	—	—	384,224
2012-11-13	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+917 sh	—	—	2,060,002
2012-11-13	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+25K sh	—	—	25,000
2012-02-27	UNIVERSAL BIOSENSORS INCS Sale	Chief Scientist	SSale	−1M sh	$0.73	−$730K	2,059,085
2011-11-18	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+1,123 sh	—	—	3,059,085
2011-11-18	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+25K sh	—	—	25,000
2010-11-11	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+632 sh	$1000.00	+$632K	3,057,962
2010-11-11	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+25K sh	—	—	25,000
2010-02-10	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	Chief Scientist	MExercise/Conversion	+8,333 sh	—	—	3,057,330
2010-02-10	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Scientist	MExercise/Conversion	−8,333 sh	—	—	16,667
2009-11-10	UNIVERSAL BIOSENSORS INCA Award	Chief Scientist	AAward	+581 sh	$1000.00	+$581K	3,048,997
2009-11-10	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+100K sh	—	—	100,000
2009-06-29	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+105K sh	—	—	105,000
2009-05-15	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+25K sh	—	—	25,000
2008-03-17	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	Chief Scientist	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Oct 264
Hodges Alastair0000899243-17-024787
SEC(opens sec.gov)
Mar 274
UNIVERSAL BIOSENSORS INC0000899243-17-008690
SEC(opens sec.gov)
Jan 34
UNIVERSAL BIOSENSORS INC0000899243-17-000113
SEC(opens sec.gov)
Feb 254
UNIVERSAL BIOSENSORS INC0000899243-16-014299
SEC(opens sec.gov)
Jan 144
UNIVERSAL BIOSENSORS INC0000899243-16-011713
SEC(opens sec.gov)
Feb 34
UNIVERSAL BIOSENSORS INC0001209191-15-009215
SEC(opens sec.gov)
Jan 64
UNIVERSAL BIOSENSORS INC0001181431-14-001199
SEC(opens sec.gov)
Jun 114
UNIVERSAL BIOSENSORS INC0001181431-13-034284
SEC(opens sec.gov)
Nov 234
Hodges Alastair0001181431-12-060244
SEC(opens sec.gov)
Mar 64
Hodges Alastair0001181431-12-014823
SEC(opens sec.gov)
Nov 234
Hodges Alastair0001209191-11-057918
SEC(opens sec.gov)

Companies

UNIVERSAL BIOSENSORS INCChief Scientist

Address

1 CORPORATE AVENUE ROWVILLE

VICTORIA, C3, 3178