Insider · CIK 0001406326

Caterina Kieran

Reports to the SEC for 2 companies · RYE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001406326

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-09-12	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−1,959 sh	$21.10	−$41.3K	9,184
2021-12-15	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−5,534 sh	$24.43	−$135K	11,143
2021-09-07	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−2,000 sh	$27.06	−$54.1K	16,677
2021-08-09	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−735 sh	$26.74	−$19.7K	18,677
2021-06-15	GAMCO INVESTORS, INC. ET ALPhantom RSAA Award	Chief Accounting Officer	AAward	+7,000 sh	$25.02	+$175K	7,000
2021-04-05	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−588 sh	$19.45	−$11.4K	19,412
2020-03-05	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+4,000 sh	—	—	20,000
2019-07-01	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+5,000 sh	—	—	16,000
2018-08-07	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+5,000 sh	—	—	11,000
2018-06-18	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−663 sh	$25.24	−$16.7K	6,000
2018-04-04	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+4,000 sh	—	—	6,663
2017-08-31	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−2,325 sh	$29.47	−$68.5K	5,242
2017-08-31	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−2,579 sh	$29.47	−$76K	2,663
2017-08-07	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−258 sh	$29.77	−$7,680.66	7,567
2016-08-08	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−555 sh	$31.96	−$17.7K	7,825
2015-10-19	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−370 sh	$57.86	−$21.4K	8,380
2015-10-19	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−361 sh	$57.86	−$20.9K	8,389
2014-12-23	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+1,000 sh	—	—	8,750
2014-09-15	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+1,000 sh	—	—	7,750
2013-11-27	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+1,000 sh	—	—	7,000
2013-09-04	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−995 sh	$65.00	−$64.7K	6,000
2013-09-04	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	+995 sh	$65.00	+$64.7K	6,000
2013-08-06	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+5,000 sh	—	—	6,995
2013-06-10	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−1,000 sh	$56.30	−$56.3K	1,995
2013-03-25	GAMCO INVESTORS, INC. ET ALS Sale	Chief Accounting Officer	SSale	−201 sh	$56.25	−$11.3K	2,995
2012-11-13	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−1,804 sh	$45.79	−$82.6K	3,196
2012-01-03	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+2,500 sh	—	—	5,000
2011-01-15	GAMCO INVESTORS, INC. ET ALA Award	Chief Accounting Officer	AAward	+2,500 sh	—	—	2,500
2010-12-07	GAMCO INVESTORS, INC. ET ALF Tax Payment	Chief Accounting Officer	FTax Payment	−1,811 sh	$47.70	−$86.4K	3,189
2010-12-07	GAMCO INVESTORS, INC. ET ALD Disposition to Issuer	Chief Accounting Officer	DDisposition to Issuer	−3,189 sh	$47.70	−$152K	0

Recent filings

Accepted (ET)
Sep 134
Caterina Kieran0000807249-22-000112
SEC(opens sec.gov)
Dec 164
Caterina Kieran0000807249-21-000201
SEC(opens sec.gov)
Sep 84
Caterina Kieran0000807249-21-000153
SEC(opens sec.gov)
Aug 114
Caterina Kieran0000807249-21-000134
SEC(opens sec.gov)
Jun 174
Caterina Kieran0000807249-21-000108
SEC(opens sec.gov)
Apr 64
Caterina Kieran0000807249-21-000068
SEC(opens sec.gov)
Mar 54
Caterina Kieran0000807249-20-000052
SEC(opens sec.gov)
Jul 14
Caterina Kieran0000807249-19-000101
SEC(opens sec.gov)
Aug 94
Caterina Kieran0000807249-18-000152
SEC(opens sec.gov)
Jun 184
Caterina Kieran0000807249-18-000120
SEC(opens sec.gov)
Apr 54
Caterina Kieran0000807249-18-000064
SEC(opens sec.gov)
Sep 14
Caterina Kieran0000807249-17-000146
SEC(opens sec.gov)
Aug 84
Caterina Kieran0000807249-17-000119
SEC(opens sec.gov)
Aug 94
GAMCO INVESTORS, INC. ET AL0000807249-16-000418
SEC(opens sec.gov)
Oct 264/A
GAMCO INVESTORS, INC. ET AL0000807249-15-000236
SEC(opens sec.gov)
Oct 204
GAMCO INVESTORS, INC. ET AL0000807249-15-000225
SEC(opens sec.gov)
Dec 244
GAMCO INVESTORS, INC. ET AL0000807249-14-000330
SEC(opens sec.gov)
Sep 174
GAMCO INVESTORS, INC. ET AL0000807249-14-000239
SEC(opens sec.gov)
Dec 24
GAMCO INVESTORS, INC. ET AL0000807249-13-000336
SEC(opens sec.gov)

Companies

Address

ONE CORPORATE CENTER

RYE, NY, 10580