Insider · CIK 0001432802

Oates Adrian

Reports to the SEC for 1 company · VICTORIA, C3

sec.gov

Transactions

Companies

Filings

CIK

0001432802

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-28	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+105K sh	—	—	186,837
2019-02-28	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+25K sh	—	—	211,837
2019-02-28	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+40K sh	—	—	251,837
2019-02-28	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+40K sh	—	—	291,837
2019-02-28	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−40K sh	—	—	0
2019-02-28	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−40K sh	—	—	0
2019-02-28	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−25K sh	—	—	0
2019-02-28	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−105K sh	—	—	0
2018-11-16	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+25K sh	—	—	81,837
2018-11-16	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−25K sh	—	—	0
2017-08-16	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+41.7K sh	—	—	56,837
2017-08-16	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−25K sh	—	—	0
2017-08-16	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−16.7K sh	—	—	0
2016-12-29	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+3,030 sh	—	—	15,170
2016-12-28	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+3,030 sh	—	—	15,170
2016-02-17	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+2,500 sh	—	—	12,140
2015-01-30	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+4,347 sh	—	—	9,640
2015-01-30	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+40K sh	—	—	40,000
2013-12-12	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+2,040 sh	—	—	5,293
2013-12-12	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+40K sh	—	—	40,000
2013-02-12	UNIVERSAL BIOSENSORS INCS Sale	See Remarks	SSale	−8,333 sh	$7291.38	−$60.8M	3,253
2012-11-13	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+917 sh	—	—	11,586
2012-11-13	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+25K sh	—	—	25,000
2011-11-18	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+1,123 sh	—	—	10,669
2011-11-18	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+25K sh	—	—	25,000
2010-11-11	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+632 sh	$1000.00	+$632K	9,546
2010-11-11	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+25K sh	—	—	25,000
2010-02-10	UNIVERSAL BIOSENSORS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+8,333 sh	—	—	8,914
2010-02-10	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−8,333 sh	—	—	16,667
2009-11-10	UNIVERSAL BIOSENSORS INCA Award	See Remarks	AAward	+581 sh	$1000.00	+$581K	581
2009-11-10	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+100K sh	—	—	100,000
2009-06-29	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+105K sh	—	—	105,000
2009-05-15	UNIVERSAL BIOSENSORS INCStock Option (Right to Buy)A Award	See Remarks	AAward	+25K sh	—	—	25,000

Recent filings

Accepted (ET)
Mar 64
Oates Adrian0000899243-19-006381
SEC(opens sec.gov)
Jan 144
Oates Adrian0000899243-19-001109
SEC(opens sec.gov)
Aug 174
Oates Adrian0000899243-17-020560
SEC(opens sec.gov)
Mar 274
UNIVERSAL BIOSENSORS INC0000899243-17-008691
SEC(opens sec.gov)
Jan 34
UNIVERSAL BIOSENSORS INC0000899243-17-000117
SEC(opens sec.gov)
Feb 264
UNIVERSAL BIOSENSORS INC0000899243-16-014491
SEC(opens sec.gov)
Feb 34
UNIVERSAL BIOSENSORS INC0001209191-15-009209
SEC(opens sec.gov)
Jan 64
UNIVERSAL BIOSENSORS INC0001181431-14-001195
SEC(opens sec.gov)

Companies

UNIVERSAL BIOSENSORS INCSee Remarks

Address

1 CORPORATE AVENUE ROWVILLE

VICTORIA, C3, 3178