Insider · CIK 0001444795

Froude Donald E

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001444795

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-30	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−8,500 sh	$131.46	−$1.12M	15,665
2015-02-20	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−6,000 sh	$136.18	−$817K	24,165
2015-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−679 sh	$134.79	−$91.5K	30,165
2015-02-06	AMPAMERIPRISE FINANCIAL INCA Award	Pres., Personal Advisors Group	AAward	+16.8K sh	—	—	40,266
2015-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−9,422 sh	$134.79	−$1.27M	30,844
2015-02-06	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Pres., Personal Advisors Group	AAward	+863.566 sh	$134.79	+$116K	29,836.252
2015-02-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−812 sh	$131.88	−$107K	23,444
2015-02-02	AMPAMERIPRISE FINANCIAL INCA Award	Pres., Personal Advisors Group	AAward	+3,611 sh	—	—	24,256
2015-02-02	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Pres., Personal Advisors Group	AAward	+37.1K sh	—	—	37,060
2014-12-24	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+33K sh	$38.83	+$1.28M	53,645
2014-12-24	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−21.1K sh	$136.76	−$2.88M	32,559
2014-12-24	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−11.9K sh	$136.19	−$1.62M	20,645
2014-12-24	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−33K sh	—	—	4,941
2014-11-04	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+20K sh	$37.23	+$745K	40,645
2014-11-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−12.9K sh	$126.44	−$1.63M	27,759
2014-11-04	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−7,114 sh	$127.91	−$910K	20,645
2014-11-04	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−20K sh	—	—	6,385
2014-06-30	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−4,500 sh	$119.87	−$539K	20,645
2014-02-24	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−20.5K sh	$108.54	−$2.22M	23,557
2014-02-07	AMPAMERIPRISE FINANCIAL INCA Award	Pres., Personal Advisors Group	AAward	+4,088 sh	—	—	37,935
2014-02-07	AMPAMERIPRISE FINANCIAL INCA Award	Pres., Personal Advisors Group	AAward	+14.5K sh	—	—	52,415
2014-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−8,358 sh	$107.61	−$899K	44,057
2014-02-07	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Pres., Personal Advisors Group	AAward	+5,545.024 sh	$107.61	+$597K	28,425.925
2014-02-07	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Pres., Personal Advisors Group	AAward	+34.2K sh	—	—	34,173
2014-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−1,046 sh	$105.64	−$110K	27,556
2014-02-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−812 sh	$103.54	−$84.1K	28,602
2013-12-17	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−10.5K sh	$109.00	−$1.14M	29,414
2013-09-30	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−6,500 sh	$91.15	−$592K	39,914
2013-09-27	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+20K sh	$21.34	+$426K	62,573
2013-09-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−12.3K sh	$91.59	−$1.13M	50,234
2013-09-27	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−3,820 sh	$91.35	−$349K	46,414
2013-09-27	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−20K sh	—	—	0
2013-08-13	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+20K sh	$21.34	+$427K	58,799
2013-08-13	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−12.4K sh	$89.31	−$1.11M	46,388
2013-08-13	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−3,794 sh	$90.30	−$343K	42,594
2013-08-13	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−20K sh	—	—	19,979
2013-08-09	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−10K sh	$90.25	−$903K	38,799
2013-07-11	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+10.5K sh	—	—	53,838.538
2013-07-11	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−5,039.538 sh	$86.46	−$436K	48,799
2013-07-11	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−10.5K sh	—	—	33,276.645
2013-07-02	AMPAMERIPRISE FINANCIAL INCG Gift	Pres., Personal Advisors Group	GGift	−900 sh	—	—	43,294
2013-03-28	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−7,000 sh	$73.64	−$516K	44,194
2013-03-07	AMPAMERIPRISE FINANCIAL INCG Gift	Pres., Personal Advisors Group	GGift	−360 sh	—	—	51,194
2013-03-06	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	+40K sh	$21.34	+$854K	87,622
2013-03-06	AMPAMERIPRISE FINANCIAL INCS Sale	Pres., Personal Advisors Group	SSale	−36.1K sh	$70.25	−$2.53M	51,554
2013-03-06	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Pres., Personal Advisors Group	MExercise/Conversion	−40K sh	—	—	39,979
2013-02-08	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−4,041 sh	$66.49	−$269K	47,622
2013-02-08	AMPAMERIPRISE FINANCIAL INC · Phantom StockP Purchase	Pres., Personal Advisors Group	PPurchase	+6,000.902 sh	$66.49	+$399K	43,821.183
2013-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−1,148 sh	$66.13	−$75.9K	51,663
2013-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres., Personal Advisors Group	FTax Payment	−1,052 sh	$66.61	−$70.1K	52,811

Recent filings

Accepted (ET)
Apr 14
AMERIPRISE FINANCIAL INC0001179110-15-005661
SEC(opens sec.gov)
Feb 244
AMERIPRISE FINANCIAL INC0001179110-15-003261
SEC(opens sec.gov)
Feb 104
AMERIPRISE FINANCIAL INC0001179110-15-002245
SEC(opens sec.gov)
Feb 64
AMERIPRISE FINANCIAL INC0001179110-15-002056
SEC(opens sec.gov)
Feb 44
AMERIPRISE FINANCIAL INC0001179110-15-001869
SEC(opens sec.gov)
Dec 304
AMERIPRISE FINANCIAL INC0001179110-14-018777
SEC(opens sec.gov)
Nov 64
AMERIPRISE FINANCIAL INC0001179110-14-016241
SEC(opens sec.gov)
Jul 14
AMERIPRISE FINANCIAL INC0001179110-14-011120
SEC(opens sec.gov)
Feb 264
AMERIPRISE FINANCIAL INC0001179110-14-003740
SEC(opens sec.gov)
Feb 114
AMERIPRISE FINANCIAL INC0001179110-14-002536
SEC(opens sec.gov)

Companies

AMERIPRISE FINANCIAL INCPres., Personal Advisors GroupAMP

Address

1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474