Insider · CIK 0001491721

BATTAGLIA PAUL J.

Reports to the SEC for 1 company · ITHACA, NY

sec.gov

Transactions

Companies

Filings

CIK

0001491721

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-01-30	TMPTOMPKINS FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,354.052 sh	—	—	7,308.359
2024-01-30	TMPTOMPKINS FINANCIAL CORP · Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−1,354.052 sh	—	—	5,504.388
2024-01-29	TMPTOMPKINS FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+480.744 sh	—	—	5,954.307
2024-01-29	TMPTOMPKINS FINANCIAL CORP · Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−480.744 sh	—	—	6,858.44
2023-01-27	TMPTOMPKINS FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,763.369 sh	—	—	5,260.479
2023-01-27	TMPTOMPKINS FINANCIAL CORP · Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−1,763.369 sh	—	—	7,053.474
2022-03-01	TMPTOMPKINS FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,710.251 sh	—	—	3,420.431
2022-03-01	TMPTOMPKINS FINANCIAL CORP · Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−1,710.251 sh	—	—	8,623.522
2021-02-04	TMPTOMPKINS FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,664.989 sh	—	—	1,664.989
2021-02-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−1,664.989 sh	—	—	9,989.936
2020-10-09	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+260.155 sh	$58.71	+$15.3K	11,451.935
2020-10-09	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+104.743 sh	$58.71	+$6,149.462	11,556.678
2020-07-10	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+262.841 sh	$58.11	+$15.3K	11,003.106
2020-07-10	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+105.825 sh	$58.11	+$6,149.491	11,108.931
2020-04-20	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+218.78 sh	$69.81	+$15.3K	10,553.223
2020-04-20	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+88.088 sh	$69.81	+$6,149.423	10,641.311
2020-01-08	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+236.738 sh	$90.50	+$21.4K	10,273.329
2019-10-03	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+261.954 sh	$78.73	+$20.6K	9,977.881
2019-07-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+251.093 sh	$82.14	+$20.6K	9,653.48
2019-04-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+269.256 sh	$76.60	+$20.6K	9,341.953
2019-01-07	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+260.91 sh	$79.05	+$20.6K	9,015.296
2018-10-02	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+253.426 sh	$78.91	+$20K	8,698.876
2018-07-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+227.432 sh	$87.93	+$20K	8,398.783
2018-04-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+260.89 sh	$76.66	+$20K	8,123.65
2018-01-08	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+315.252 sh	$80.38	+$25.3K	7,816.777
2017-10-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+191.361 sh	$87.81	+$16.8K	7,459.301
2017-07-07	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+201.848 sh	$78.84	+$15.9K	7,225.526
2017-04-07	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+213.925 sh	$78.55	+$16.8K	6,984.926
2017-01-06	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+174.822 sh	$94.57	+$16.5K	6,736.585
2016-10-07	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+207.282 sh	$77.25	+$16K	6,524.858
2016-07-08	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+236.514 sh	$64.07	+$15.2K	6,278.947
2016-04-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+262.484 sh	$64.24	+$16.9K	6,000.709
2016-01-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+284.68 sh	$55.10	+$15.7K	5,692.795
2015-10-02	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+72.903 sh	$51.60	+$3,761.795	5,162.713
2015-10-02	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+205.873 sh	$51.60	+$10.6K	5,368.586
2015-07-06	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+296.5 sh	$53.92	+$16K	5,050.805
2015-04-06	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+250.41 sh	$54.26	+$13.6K	4,715.51
2015-01-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+266.43 sh	$53.99	+$14.4K	4,430.1
2014-10-03	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+301.99 sh	$44.99	+$13.6K	4,129.48
2014-07-07	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+265.13 sh	$48.23	+$12.8K	3,793.4
2014-01-03	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+264.23 sh	$50.57	+$13.4K	3,218.7
2013-10-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+269.21 sh	$44.76	+$12K	2,930.11
2013-07-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+268.59 sh	$44.86	+$12K	2,639.08
2013-04-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+292.22 sh	$41.23	+$12K	2,348.93
2013-01-04	TMPTOMPKINS FINANCIAL CORP · Phantom StockA Award	Director	AAward	+276 sh	$40.90	+$11.3K	2,038
2012-10-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockP Purchase	Director	PPurchase	+239 sh	$40.91	+$9,778.685	1,731
2012-10-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockL Small Acquisition	Director	LSmall Acquisition	+14 sh	$39.14	+$547.96	1,745
2012-07-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockP Purchase	Director	PPurchase	+273 sh	$38.62	+$10.5K	1,480
2012-07-05	TMPTOMPKINS FINANCIAL CORP · Phantom StockL Small Acquisition	Director	LSmall Acquisition	+12 sh	$36.50	+$438	1,492
2012-06-07	TMPTOMPKINS FINANCIAL CORPD Disposition to Issuer	Director	DDisposition to Issuer	−500 sh	—	—	0

Recent filings

Accepted (ET)
Jan 314
BATTAGLIA PAUL J.0001127602-24-002767
SEC(opens sec.gov)
Jan 304
BATTAGLIA PAUL J.0001127602-23-002541
SEC(opens sec.gov)
Mar 34
BATTAGLIA PAUL J.0001127602-22-007952
SEC(opens sec.gov)
Feb 54
BATTAGLIA PAUL J.0001127602-21-004250
SEC(opens sec.gov)
Oct 144
BATTAGLIA PAUL J.0001127602-20-026884
SEC(opens sec.gov)
Jul 144
BATTAGLIA PAUL J.0001127602-20-021451
SEC(opens sec.gov)
Apr 214
BATTAGLIA PAUL J.0001127602-20-014213
SEC(opens sec.gov)
Jan 104
BATTAGLIA PAUL J.0001127602-20-001387
SEC(opens sec.gov)
Oct 74
BATTAGLIA PAUL J.0001127602-19-030174
SEC(opens sec.gov)
Jul 94
BATTAGLIA PAUL J.0001127602-19-024203
SEC(opens sec.gov)
Apr 84
BATTAGLIA PAUL J.0001127602-19-014960
SEC(opens sec.gov)

Companies

TOMPKINS FINANCIAL CORPDirectorTMP

Address

TOMPKINS FINANCIAL CORPORATION P O BOX 460

ITHACA, NY, 14851