Insider · CIK 0001552029

Maglaque Charles Neal

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001552029

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−193 sh	$160.56	−$31K	14,390
2018-02-02	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+2,625 sh	—	—	16,097
2018-02-02	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−1,287 sh	$167.50	−$216K	14,810
2018-02-02	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−227 sh	$167.50	−$38K	14,583
2018-02-02	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Pres. Advice & Wealth Mgt, COO	AAward	+331.343 sh	$167.50	+$55.5K	1,416.251
2018-02-01	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−172 sh	$171.08	−$29.4K	13,472
2018-01-26	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+2,313 sh	—	—	13,644
2018-01-26	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Pres. Advice & Wealth Mgt, COO	AAward	+11.9K sh	—	—	11,880
2017-10-27	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+3,366 sh	$107.61	+$362K	14,697
2017-10-27	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+5,491 sh	$87.79	+$482K	20,188
2017-10-27	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−7,103 sh	$162.80	−$1.16M	13,085
2017-10-27	AMPAMERIPRISE FINANCIAL INCS Sale	Pres. Advice & Wealth Mgt, COO	SSale	−1,754 sh	$161.01	−$282K	11,331
2017-10-27	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−3,366 sh	—	—	10,070
2017-10-27	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−5,491 sh	—	—	10,983
2017-07-31	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+10.1K sh	$107.61	+$1.08M	24,901
2017-07-31	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−8,842 sh	$144.45	−$1.28M	16,059
2017-07-31	AMPAMERIPRISE FINANCIAL INCS Sale	Pres. Advice & Wealth Mgt, COO	SSale	−4,728 sh	$144.57	−$684K	11,331
2017-07-31	AMPAMERIPRISE FINANCIAL INC · Employee Stock Options (right to buy)M Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−10.1K sh	—	—	3,366
2017-07-06	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+429.066 sh	—	—	15,001.066
2017-07-06	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−170.066 sh	$129.15	−$22K	14,831
2017-07-06	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−429.066 sh	—	—	1,054.613
2017-02-07	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+12.4K sh	$65.31	+$809K	28,439
2017-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−9,760 sh	$123.37	−$1.2M	18,679
2017-02-07	AMPAMERIPRISE FINANCIAL INCS Sale	Pres. Advice & Wealth Mgt, COO	SSale	−2,630 sh	$123.71	−$325K	16,049
2017-02-07	AMPAMERIPRISE FINANCIAL INCS Sale	Pres. Advice & Wealth Mgt, COO	SSale	−1,193 sh	$123.12	−$147K	14,856
2017-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−284 sh	$123.18	−$35K	14,572
2017-02-07	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−12.4K sh	—	—	0
2017-02-06	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+1,223 sh	—	—	16,049
2017-02-06	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Pres. Advice & Wealth Mgt, COO	AAward	+10.7K sh	—	—	10,657
2017-02-03	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+2,926 sh	—	—	15,926
2017-02-03	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−1,100 sh	$121.26	−$133K	14,826
2017-02-03	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Pres. Advice & Wealth Mgt, COO	AAward	+263.071 sh	$121.26	+$31.9K	1,483.679
2017-02-02	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−183 sh	$117.90	−$21.6K	13,000
2017-02-01	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−203 sh	$113.08	−$23K	13,183
2016-07-07	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+455.606 sh	—	—	13,613.606
2016-07-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−227.606 sh	$88.08	−$20K	13,386
2016-07-07	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−455.606 sh	—	—	1,203.267
2016-02-07	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−267 sh	$82.79	−$22.1K	13,158
2016-02-05	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+4,898 sh	—	—	15,981
2016-02-05	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−2,556 sh	$82.79	−$212K	13,425
2016-02-05	AMPAMERIPRISE FINANCIAL INC · Phantom StockA Award	Pres. Advice & Wealth Mgt, COO	AAward	+422.756 sh	$82.79	+$35K	1,633.671
2016-02-04	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−202 sh	$85.47	−$17.3K	11,083
2016-02-02	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−169 sh	$83.94	−$14.2K	11,285
2016-02-01	AMPAMERIPRISE FINANCIAL INCA Award	Pres. Advice & Wealth Mgt, COO	AAward	+1,594 sh	—	—	11,454
2016-02-01	AMPAMERIPRISE FINANCIAL INC · Employee Stock Option (right to buy)A Award	Pres. Advice & Wealth Mgt, COO	AAward	+16.5K sh	—	—	16,474
2015-07-09	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+474.007 sh	—	—	10,097.007
2015-07-09	AMPAMERIPRISE FINANCIAL INCF Tax Payment	Pres. Advice & Wealth Mgt, COO	FTax Payment	−237.007 sh	$123.09	−$29.2K	9,860
2015-07-09	AMPAMERIPRISE FINANCIAL INC · Phantom StockM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	−474.007 sh	—	—	1,181.435
2015-03-31	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+5,986 sh	$58.70	+$351K	15,609
2015-03-31	AMPAMERIPRISE FINANCIAL INCM Exercise/Conversion	Pres. Advice & Wealth Mgt, COO	MExercise/Conversion	+8,058 sh	$54.33	+$438K	23,667

Recent filings

Accepted (ET)
Feb 84
Maglaque Charles Neal0001179110-18-001839
SEC(opens sec.gov)
Feb 64
Maglaque Charles Neal0001179110-18-001661
SEC(opens sec.gov)
Feb 54
Maglaque Charles Neal0001179110-18-001539
SEC(opens sec.gov)
Jan 304
Maglaque Charles Neal0001179110-18-001245
SEC(opens sec.gov)
Oct 314
Maglaque Charles Neal0001179110-17-013605
SEC(opens sec.gov)
Aug 24
Maglaque Charles Neal0001179110-17-010974
SEC(opens sec.gov)
Jul 104
AMERIPRISE FINANCIAL INC0001179110-17-010276
SEC(opens sec.gov)

Companies

AMERIPRISE FINANCIAL INCPres. Advice & Wealth Mgt, COOAMP

Address

1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474