Insider · CIK 0001567315

giovanniello joseph

Reports to the SEC for 1 company · MIAMI, FL

sec.gov

Transactions

Companies

Filings

CIK

0001567315

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.D Disposition to Issuer	Former Officer	DDisposition to Issuer	−473K sh	$3.50	−$1.66M	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Officer	DDisposition to Issuer	−50K sh	$2.22	−$111K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Officer	DDisposition to Issuer	−50K sh	$0.70	−$35K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Officer	DDisposition to Issuer	−25K sh	$2.10	−$52.5K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Officer	DDisposition to Issuer	−30K sh	$0.25	−$7,500	0
2020-02-12	LADENBURG THALMANN FINANCIAL SERVICES INC.S Sale	Former Officer	SSale	−2,000 sh	$25.11	−$50.2K	0
2020-01-07	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Officer	MExercise/Conversion	+50K sh	$0.90	+$45K	473,207
2020-01-07	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Officer	MExercise/Conversion	−50K sh	—	—	0
2019-06-28	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+1,342 sh	$3.26	+$4,372.907	420,153
2019-03-29	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+163 sh	$2.69	+$438.225	418,811
2019-01-10	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+60K sh	—	—	418,648
2018-12-31	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+1,101 sh	$2.21	+$2,437.063	358,648
2018-10-15	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+4,000 sh	$2.55	+$10.2K	357,547
2018-09-28	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+1,535 sh	$2.56	+$3,937.275	353,547
2018-06-29	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+755 sh	$3.23	+$2,438.65	352,012
2018-05-22	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Officer	MExercise/Conversion	+15K sh	$2.30	+$34.5K	351,257
2018-05-22	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Officer	MExercise/Conversion	−15K sh	—	—	0
2018-03-29	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+241 sh	$3.11	+$748.667	336,257
2018-01-12	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+50K sh	—	—	336,016
2017-09-29	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+457 sh	$2.74	+$1,250.352	286,016
2017-06-30	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+1,941 sh	$2.32	+$4,499.238	285,559
2017-03-31	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+7,640 sh	$2.36	+$18K	283,618
2017-01-13	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+40K sh	—	—	275,978
2016-09-30	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+569 sh	$2.19	+$1,248.671	235,978
2016-06-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+2,008 sh	$2.24	+$4,501.936	235,409
2016-03-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+7,578 sh	$2.38	+$18K	233,401
2016-01-14	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+40K sh	—	—	225,823
2015-12-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+428 sh	$2.62	+$1,122.216	185,823
2015-09-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+3,554 sh	$2.00	+$7,123.993	185,395
2015-09-18	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+1,000 sh	$2.39	+$2,390	181,841
2015-06-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+828 sh	$3.33	+$2,753.1	180,841
2015-04-14	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+2,000 sh	$3.73	+$7,467	180,013
2015-03-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+3,477 sh	$3.67	+$12.8K	178,013
2015-01-29	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Officer	MExercise/Conversion	+30K sh	$0.58	+$17.4K	174,536
2015-01-29	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Officer	MExercise/Conversion	−30K sh	—	—	0
2015-01-20	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Officer	AAward	+40K sh	—	—	144,536
2014-12-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+1,000 sh	$3.95	+$3,950	103,870
2014-12-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+666 sh	$3.75	+$2,499.165	104,536
2014-09-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+1,117 sh	$4.03	+$4,499.276	102,870
2014-06-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+835 sh	$2.99	+$2,496.65	101,753
2014-01-31	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Officer	MExercise/Conversion	+30K sh	$1.01	+$30.3K	96,909
2014-01-31	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)M Exercise/Conversion	Former Officer	MExercise/Conversion	−30K sh	—	—	0
2014-01-17	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)A Award	Former Officer	AAward	+30K sh	—	—	30,000
2013-12-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+840 sh	$2.97	+$2,497.74	66,909
2013-09-30	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+2,617 sh	$1.72	+$4,501.24	66,069
2013-06-28	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+1,595 sh	$1.57	+$2,504.15	63,452
2013-05-24	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Officer	PPurchase	+2,000 sh	$25.00	+$50K	2,000
2013-03-28	LADENBURG THALMANN FINANCIAL SERVICES INC.J Other	Former Officer	JOther	+1,506 sh	$1.58	+$2,379.48	61,857

Recent filings

Accepted (ET)
Feb 144
giovanniello joseph0001493152-20-002471
SEC(opens sec.gov)
Jan 94
giovanniello joseph0001209191-20-002656
SEC(opens sec.gov)
Jul 24
giovanniello joseph0001209191-19-039900
SEC(opens sec.gov)
Apr 24
giovanniello joseph0001209191-19-022124
SEC(opens sec.gov)
Jan 144
giovanniello joseph0001209191-19-003507
SEC(opens sec.gov)
Jan 34
giovanniello joseph0001209191-19-000616
SEC(opens sec.gov)
Oct 164
giovanniello joseph0001209191-18-055018
SEC(opens sec.gov)
Oct 24
giovanniello joseph0001209191-18-052928
SEC(opens sec.gov)
Jul 34
giovanniello joseph0001209191-18-040529
SEC(opens sec.gov)
May 234
giovanniello joseph0001209191-18-032495
SEC(opens sec.gov)
Apr 24
giovanniello joseph0001209191-18-022518
SEC(opens sec.gov)
Jan 174
giovanniello joseph0001209191-18-004041
SEC(opens sec.gov)
Oct 34
giovanniello joseph0001209191-17-054788
SEC(opens sec.gov)

Companies

LADENBURG THALMANN FINANCIAL SERVICES INC.Former Officer

Address

C/O LADENBURG THALMANN FINANCIAL SERVICE 4400 BISCAYNE BLVD.

MIAMI, FL, 33137