Insider · CIK 0001606208

NEAL GARY F

Reports to the SEC for 1 company · PORTLAND, OR

sec.gov

Transactions

Companies

Filings

CIK

0001606208

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-26	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Enterprise Risk	MExercise/Conversion	+1,007 sh	$15.50	+$15.6K	85,518
2017-10-26	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−763 sh	$20.45	−$15.6K	84,755
2017-10-26	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−88 sh	$20.45	−$1,799.6	84,667
2017-10-26	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Enterprise Risk	MExercise/Conversion	+4,000 sh	$11.89	+$47.6K	88,667
2017-10-26	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−2,325 sh	$20.45	−$47.5K	86,342
2017-10-26	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−608 sh	$20.45	−$12.4K	85,734
2017-10-26	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Enterprise Risk	MExercise/Conversion	−4,000 sh	—	—	0
2017-10-26	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Enterprise Risk	MExercise/Conversion	−1,007 sh	—	—	0
2017-02-02	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−719 sh	$17.88	−$12.9K	84,511
2017-02-01	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−851 sh	$18.16	−$15.5K	85,230
2017-01-31	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+10.8K sh	—	—	78,881
2017-01-31	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+7,200 sh	—	—	86,081
2017-01-27	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−4,720 sh	—	—	70,655
2017-01-27	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−1,783 sh	$18.21	−$32.5K	68,872
2017-01-27	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−791 sh	$18.21	−$14.4K	68,081
2016-04-18	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−7,778 sh	$16.48	−$128K	76,422
2016-02-02	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−727 sh	$14.08	−$10.2K	84,200
2016-02-01	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+7,200 sh	—	—	74,127
2016-02-01	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+10.8K sh	—	—	84,927
2016-01-31	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−1,047 sh	—	—	65,880
2016-01-31	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−2,968 sh	$14.48	−$43K	66,927
2016-01-29	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−833 sh	$14.48	−$12.1K	69,895
2016-01-27	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−833 sh	$13.93	−$11.6K	70,728
2015-02-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−727 sh	$16.53	−$12K	71,561
2015-02-02	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+6,000 sh	—	—	63,288
2015-02-02	UMPQUA HOLDINGS CORPA Award	EVP/Enterprise Risk	AAward	+9,000 sh	—	—	72,288
2015-01-30	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−720 sh	$15.51	−$11.2K	57,288
2015-01-27	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Enterprise Risk	DDisposition to Issuer	−656 sh	—	—	61,956
2015-01-27	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−2,672 sh	$15.95	−$42.6K	59,284
2015-01-27	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−709 sh	$15.95	−$11.3K	58,575
2015-01-27	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Enterprise Risk	FTax Payment	−567 sh	$15.95	−$9,043.65	58,008
2015-01-21	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)J Other	EVP/Enterprise Risk	JOther	−20K sh	—	—	0
2014-10-30	UMPQUA HOLDINGS CORPJ Other	EVP/Enterprise Risk	JOther	+94 sh	—	—	731
2014-10-30	UMPQUA HOLDINGS CORPS Sale	EVP/Enterprise Risk	SSale	−731 sh	$17.25	−$12.6K	0

Recent filings

Accepted (ET)
Oct 274
NEAL GARY F0001077771-17-000164
SEC(opens sec.gov)
Feb 34
UMPQUA HOLDINGS CORP0001077771-17-000039
SEC(opens sec.gov)
Feb 24
UMPQUA HOLDINGS CORP0001077771-17-000032
SEC(opens sec.gov)
Jan 314
UMPQUA HOLDINGS CORP0001077771-17-000018
SEC(opens sec.gov)
Jan 304/A
UMPQUA HOLDINGS CORP0001077771-17-000009
SEC(opens sec.gov)
Apr 194
UMPQUA HOLDINGS CORP0001077771-16-000313
SEC(opens sec.gov)
Feb 24
UMPQUA HOLDINGS CORP0001077771-16-000254
SEC(opens sec.gov)

Companies

UMPQUA HOLDINGS CORPEVP/Enterprise Risk

Address

ONE SW COLUMBIA STREET, SUITE 1200

PORTLAND, OR, 97258