Insider · CIK 0001626135

Horton K Brian

Reports to the SEC for 1 company · ENCINO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001626135

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-20	CU BancorpD Disposition to Issuer	Director, President	DDisposition to Issuer	−70.4K sh	—	—	0
2017-10-20	CU BancorpD Disposition to Issuer	Director, President	DDisposition to Issuer	−67.4K sh	—	—	0
2017-02-07	CU BancorpA Award	Director, President	AAward	+4,315 sh	—	—	67,356
2016-12-13	CU BancorpF Tax Payment	Director, President	FTax Payment	−1,533 sh	$32.80	−$50.3K	63,041
2016-09-21	CU BancorpJ Other	Director, President	JOther	−3,362 sh	—	—	0
2016-04-14	CU BancorpS Sale	Director, President	SSale	−5,133 sh	$22.04	−$113K	64,574
2016-04-14	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−5,133 sh	—	—	0
2016-04-14	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+5,133 sh	$7.59	+$39K	69,708
2016-04-13	CU BancorpS Sale	Director, President	SSale	−6,914 sh	$22.00	−$152K	64,574
2016-04-13	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−4,821 sh	—	—	5,133
2016-04-13	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+6,914 sh	$7.59	+$52.5K	71,488
2016-02-02	CU BancorpA Award	Director, President	AAward	−6,914 sh	—	—	64,574
2016-01-06	CU BancorpS Sale	Director, President	SSale	−28.3K sh	$23.75	−$671K	57,660
2016-01-06	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+28.3K sh	$7.59	+$215K	85,928
2016-01-06	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−28.3K sh	—	—	9,954
2016-01-06	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−28.3K sh	—	—	9,954
2016-01-05	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−9,660 sh	—	—	38,222
2016-01-05	CU BancorpS Sale	Director, President	SSale	−9,660 sh	$24.04	−$232K	57,660
2016-01-05	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+9,660 sh	$7.59	+$73.3K	67,320
2016-01-04	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−1,886 sh	—	—	47,882
2016-01-04	CU BancorpS Sale	Director, President	SSale	−1,886 sh	$23.96	−$45.2K	57,660
2016-01-04	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+1,886 sh	$7.59	+$14.3K	59,546
2015-11-10	CU BancorpS Sale	Director, President	SSale	−6,725 sh	$26.50	−$178K	70,444
2015-10-16	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−2,633 sh	—	—	49,768
2015-10-16	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−2,633 sh	—	—	49,768
2015-10-16	CU BancorpS Sale	Director, President	SSale	−2,633 sh	$22.20	−$58.5K	57,660
2015-10-16	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+2,633 sh	$7.59	+$20K	60,293
2015-10-15	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+6,749 sh	$7.59	+$51.2K	64,409
2015-10-15	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−6,749 sh	—	—	52,401
2015-10-15	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−6,749 sh	—	—	52,401
2015-10-15	CU BancorpS Sale	Director, President	SSale	−6,749 sh	$22.18	−$150K	57,660
2015-10-14	CU BancorpS Sale	Director, President	SSale	−661 sh	$22.09	−$14.6K	57,660
2015-10-14	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−661 sh	—	—	59,150
2015-10-14	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+661 sh	$7.59	+$5,016.99	58,321
2015-10-13	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−2,768 sh	—	—	59,811
2015-10-13	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+2,768 sh	$7.59	+$21K	60,428
2015-10-13	CU BancorpS Sale	Director, President	SSale	−2,768 sh	$22.20	−$61.4K	57,660
2015-10-09	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+739 sh	$7.59	+$5,609.01	58,399
2015-10-09	CU BancorpS Sale	Director, President	SSale	−739 sh	$22.40	−$16.6K	57,660
2015-10-08	CU BancorpS Sale	Director, President	SSale	−7,070 sh	$22.49	−$159K	57,660
2015-10-08	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+7,070 sh	$7.59	+$53.7K	64,730
2015-10-08	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−7,070 sh	—	—	63,318
2015-10-07	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+5,190 sh	$7.59	+$39.4K	62,850
2015-10-07	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−5,190 sh	—	—	70,388
2015-10-07	CU BancorpS Sale	Director, President	SSale	−5,190 sh	$22.50	−$117K	57,660
2015-10-07	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−739 sh	—	—	62,579
2015-10-06	CU BancorpOptions to Purchase Common StockM Exercise/Conversion	Director, President	MExercise/Conversion	−9,979 sh	—	—	75,578
2015-10-06	CU BancorpM Exercise/Conversion	Director, President	MExercise/Conversion	+9,979 sh	$7.59	+$75.7K	67,639
2015-10-06	CU BancorpS Sale	Director, President	SSale	−9,979 sh	$22.77	−$227K	57,660
2015-10-05	CU BancorpS Sale	Director, President	SSale	−4,930 sh	$22.77	−$112K	57,660

Recent filings

Accepted (ET)
Oct 234
Horton K Brian0001209191-17-057784
SEC(opens sec.gov)
Feb 94
CU Bancorp0001209191-17-008977
SEC(opens sec.gov)
Dec 234
CU Bancorp0001209191-16-156705
SEC(opens sec.gov)
Sep 224
CU Bancorp0001209191-16-142374
SEC(opens sec.gov)
Apr 154
CU Bancorp0001209191-16-114368
SEC(opens sec.gov)
Feb 84
CU Bancorp0001209191-16-096287
SEC(opens sec.gov)
Jan 64
CU Bancorp0001209191-16-089576
SEC(opens sec.gov)
Jan 64
CU Bancorp0001209191-16-089997
SEC(opens sec.gov)

Companies

CU BancorpDirector, President

Address

C/O CU BANCORP 15821 VENTURA BLVD, SUITE 100

ENCINO, CA, 91436