Smales Kelly

CIK 00018627281 companyGOLETA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001862728

Recent Transactions

21 trades

Disposition to Issuer
Transphorm, Inc.
Stock Option (right to buy)
2024-06-20−55,000→ 0 total
Disposition to Issuer
Transphorm, Inc.
Common Stock
2024-06-20−69,677→ 0 total
Sale
Transphorm, Inc.
Common Stock
2024-05-22$4.89/sh−3,996→ 69,677 total
Sale
Transphorm, Inc.
Common Stock
2024-04-24$4.85/sh−475→ 73,673 total
Award
Transphorm, Inc.
Common Stock
2024-04-20+1,356→ 74,148 total
Sale
Transphorm, Inc.
Common Stock
2024-04-04$4.90/sh−766→ 72,792 total
Sale
Transphorm, Inc.
Common Stock
2024-02-28$4.81/sh−3,996→ 73,558 total
Sale
Transphorm, Inc.
Common Stock
2024-01-24$4.82/sh−471→ 77,554 total
Award
Transphorm, Inc.
Common Stock
2024-01-20+1,345→ 78,025 total
Sale
Transphorm, Inc.
Common Stock
2024-01-04$3.90/sh−766→ 76,680 total
Sale
Transphorm, Inc.
Common Stock
2024-01-02$3.61/sh−2,187→ 77,446 total
Sale
Transphorm, Inc.
Common Stock
2023-11-22$2.63/sh−3,995→ 79,633 total
Sale
Transphorm, Inc.
Common Stock
2023-11-20$2.89/sh−656→ 83,628 total
Sale
Transphorm, Inc.
Common Stock
2023-11-17$2.82/sh−3,227→ 84,284 total
Award
Transphorm, Inc.
Common Stock
2023-10-20+2,708→ 87,511 total
Award
Transphorm, Inc.
Common Stock
2023-10-11+2,968→ 84,803 total
Award
Transphorm, Inc.
Common Stock
2023-10-11+45,662→ 81,835 total
Exercise/Conversion
Transphorm, Inc.
Common Stock
2023-07-21$3.30/sh+1,173→ 36,173 total
Exercise/Conversion
Transphorm, Inc.
Subscription Rights (right to buy)
2023-07-21−15,312→ 0 total
Award
Transphorm, Inc.
Common Stock
2021-07-01+35,000→ 35,000 total
Award
Transphorm, Inc.
Stock Option (right to buy)
2021-07-01+55,000→ 55,000 total

Companies

Transphorm, Inc.
Director

Recent Filings

Address

C/O TRANSPHORM, INC. 75 CASTILIAN DRIVE

GOLETA, CA, 93117

View on SEC.gov