Insider · CIK 0000904841

KIMBERLIN KEVIN

Reports to the SEC for 12 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0000904841

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-09-27	VIVSVivoSim Labs, INC. · Warrant (right to purchase)J Other	10% Owner	JOther	+1.19M sh	—	—	1,187,399
2012-09-27	VIVSVivoSim Labs, INC. · Warrant (right to purchase)J Other	10% Owner	JOther	−1.96M sh	—	—	339,800
2010-12-03	INVIVO THERAPEUTICS HOLDINGS CORP.Warrant (right to purchase)J Other	10% Owner	JOther	+187K sh	—	—	187,331
2010-12-03	INVIVO THERAPEUTICS HOLDINGS CORP.Warrant (right to purchase)J Other	10% Owner	JOther	+187K sh	—	—	187,331
2010-11-10	INVIVO THERAPEUTICS HOLDINGS CORP.Warrant (right to purchase)J Other	10% Owner	JOther	+310K sh	—	—	309,850
2010-11-10	INVIVO THERAPEUTICS HOLDINGS CORP.Warrant (right to purchase)J Other	10% Owner	JOther	+310K sh	—	—	309,850
2009-12-24	Vyteris, Inc.C Conversion	10% Owner	CConversion	+24.2M sh	$0.40	+$9.67M	25,848,814
2009-12-24	Vyteris, Inc.C Conversion	10% Owner	CConversion	+26.3M sh	$0.40	+$10.5M	52,179,620
2009-12-24	Vyteris, Inc.Series B Convertible Preferred StockC Conversion	10% Owner	CConversion	−500K sh	—	—	0
2009-12-24	Vyteris, Inc.Senior Secured Convertible DebtC Conversion	10% Owner	CConversion	−9.67M sh	—	—	0
2007-12-10	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+825K sh	$1.50	+$1.24M	824,561
2007-06-05	MINRAD INTERNATIONAL, INC.S Sale	10% Owner	SSale	−150K sh	$5.90	−$885K	3,612,220
2006-07-07	Vyteris, Inc.10% Convertible Subordinated Promissory Note due 12/01/2008P Purchase	10% Owner	PPurchase	+200K sh	$200000.00	+$40B	5,200,000
2006-06-26	Vyteris, Inc.10% Convertible Subordinated Promissory Note due12/01/2008P Purchase	10% Owner	PPurchase	—	$500000.00	—	—
2006-06-08	Vyteris, Inc.10% Convertible Subordinated Promissory Note due 12/01/2008P Purchase	10% Owner	PPurchase	+500K sh	$500000.00	+$250B	4,500,000
2005-09-11	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+26K sh	—	—	25,984
2005-09-11	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,785 sh	—	—	3,785
2005-09-11	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,750 sh	—	—	3,750
2005-08-20	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+43.3K sh	—	—	43,307
2005-08-20	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+6,250 sh	—	—	6,250
2005-08-20	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+6,309 sh	—	—	6,309
2005-08-17	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+2,524 sh	—	—	2,524
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,125 sh	—	—	3,125
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+469 sh	—	—	469
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+625 sh	—	—	625
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+938 sh	—	—	938
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+6,496 sh	—	—	6,496
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,248 sh	—	—	3,248
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+7,579 sh	—	—	7,579
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+4,331 sh	—	—	4,331
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+21.7K sh	—	—	21,653
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+1,094 sh	—	—	1,094
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,155 sh	—	—	3,155
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+473 sh	—	—	473
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+631 sh	—	—	631
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+1,104 sh	—	—	1,104
2005-07-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+946 sh	—	—	946
2005-07-21	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+6,309 sh	—	—	6,309
2005-07-18	Vyteris, Inc.P Purchase	10% Owner	PPurchase	+200K sh	$200000.00	+$40B	—
2005-07-18	Vyteris, Inc.WarrantsP Purchase	10% Owner	PPurchase	+2,500 sh	—	—	2,500
2005-07-13	Vyteris, Inc.P Purchase	10% Owner	PPurchase	+300K sh	$300000.00	+$90B	—
2005-07-13	Vyteris, Inc.WarrantsP Purchase	10% Owner	PPurchase	+3,750 sh	—	—	3,750
2005-07-02	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+946 sh	—	—	946
2005-07-02	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+9,464 sh	—	—	9,464
2005-07-02	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+631 sh	—	—	631
2005-07-02	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+473 sh	—	—	473
2005-07-02	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+1,104 sh	—	—	1,104
2005-06-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+1,104 sh	—	—	1,104
2005-06-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+631 sh	—	—	631
2005-06-26	Vyteris, Inc.WarrantsJ Other	10% Owner	JOther	+3,155 sh	—	—	3,155

Recent filings

Accepted (ET)
Feb 144
KIMBERLIN KEVIN0001379479-13-000001
SEC(opens sec.gov)
Dec 74
KIMBERLIN KEVIN0001505711-10-000003
SEC(opens sec.gov)
Feb 184
KIMBERLIN KEVIN0000898432-10-000172
SEC(opens sec.gov)
Jan 234
Vyteris Holdings (Nevada), Inc.0000898432-08-000035
SEC(opens sec.gov)
Jun 154
MINRAD INTERNATIONAL, INC.0001082504-07-000036
SEC(opens sec.gov)
Jul 114
Vyteris Holdings (Nevada), Inc.0000898432-06-000603
SEC(opens sec.gov)
Jun 284
KIMBERLIN KEVIN0000898432-06-000570
SEC(opens sec.gov)
Jun 134
KIMBERLIN KEVIN0000898432-06-000530
SEC(opens sec.gov)
Sep 124
Vyteris Holdings (Nevada), Inc.0001082504-05-000074
SEC(opens sec.gov)
Aug 224
Vyteris Holdings (Nevada), Inc.0001082504-05-000070
SEC(opens sec.gov)

Companies

Address

C/O 535 MADISON AVENUE 18TH FLOOR

NEW YORK, NY, 10022