Insider · CIK 0000940055

BAUM CHARLES C

Reports to the SEC for 1 company · BALTIMORE, MD

sec.gov

Transactions

Companies

Filings

CIK

0000940055

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-12-31	MMA Capital Holdings, LLCA Award	Director	AAward	+19.7K sh	$0.32	+$6,250.109	675,596.499
2012-09-28	MMA Capital Holdings, LLCA Award	Director	AAward	+22.1K sh	$0.28	+$6,249.941	655,892.499
2012-06-29	MMA Capital Holdings, LLCA Award	Director	AAward	+22K sh	—	—	633,823.499
2012-03-30	MMA Capital Holdings, LLCA Award	Director	AAward	+14.4K sh	$0.44	+$6,318.84	611,838.499
2012-01-03	MMA Capital Holdings, LLCA Award	Director	AAward	+34.8K sh	$0.18	+$6,267.42	597,477.499
2011-11-21	MMA Capital Holdings, LLCS Sale	Director	SSale	−170K sh	$0.18	−$30.6K	562,658.499
2011-11-09	MMA Capital Holdings, LLCA Award	Director	AAward	+272K sh	$0.15	+$40K	732,586.499
2011-09-30	MMA Capital Holdings, LLCA Award	Director	AAward	+40.2K sh	$0.16	+$6,435.04	460,477.499
2011-07-01	MMA Capital Holdings, LLCA Award	Director	AAward	+51.1K sh	$0.12	+$6,250.019	395,068.499
2011-06-30	MMA Capital Holdings, LLCP Purchase	Director	PPurchase	+25.2K sh	$0.13	+$3,153.788	369,154.499
2011-03-31	MMA Capital Holdings, LLCA Award	Director	AAward	+53.4K sh	$0.12	+$6,410.28	311,069.499
2011-03-31	MMA Capital Holdings, LLCA Award	Director	AAward	+32.9K sh	$0.19	+$6,250.05	343,964.499
2010-12-16	MMA Capital Holdings, LLCA Award	Director	AAward	+86.8K sh	$0.22	+$18.7K	257,650.499
2009-12-31	MMA Capital Holdings, LLCA Award	Director	AAward	+7,745.45 sh	—	—	170,845.499
2009-12-23	MMA Capital Holdings, LLCS Sale	Director	SSale	−600 sh	$0.18	−$111	700
2009-09-28	MMA Capital Holdings, LLCA Award	Director	AAward	+19.5K sh	—	—	149,658.458
2009-09-28	MMA Capital Holdings, LLCA Award	Director	AAward	+10.4K sh	—	—	160,070.958
2009-09-28	MMA Capital Holdings, LLCA Award	Director	AAward	+3,029.091 sh	—	—	163,100.049
2009-02-12	MMA Capital Holdings, LLCA Award	Director	AAward	+5,482.9 sh	$0.19	+$1,041.751	115,821.595
2009-02-12	MMA Capital Holdings, LLCA Award	Director	AAward	+5,000 sh	$0.20	+$1,000	120,821.595
2009-02-12	MMA Capital Holdings, LLCA Award	Director	AAward	+3,571.429 sh	$0.21	+$750	124,393.024
2009-02-12	MMA Capital Holdings, LLCA Award	Director	AAward	+3,000 sh	$0.25	+$750	127,393.024
2009-02-12	MMA Capital Holdings, LLCA Award	Director	AAward	+2,884.615 sh	$0.26	+$750	130,277.639
2009-02-12	MMA Capital Holdings, LLCJ Other	Director	JOther	−150.43 sh	—	—	130,127.209
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+3,124.999 sh	$3.00	+$9,374.997	58,127.495
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+1,412.43 sh	$1.77	+$2,500.001	59,539.925
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+1,063.83 sh	$1.88	+$2,000	60,603.755
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+643.382 sh	$2.72	+$1,749.999	61,247.137
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+563.91 sh	$1.33	+$750	61,811.047
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+531.915 sh	$1.41	+$750	62,342.962
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+474.684 sh	$1.58	+$750.001	62,817.646
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+416.667 sh	$1.80	+$750.001	63,234.313
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+416.667 sh	$1.80	+$750.001	63,650.98
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+398.936 sh	$1.88	+$750	64,049.916
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+342.466 sh	$2.19	+$750.001	64,392.382
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+292.969 sh	$2.56	+$750.001	64,685.351
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+272.727 sh	$2.75	+$749.999	64,958.078
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+270.758 sh	$2.77	+$750	65,228.836
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+264.085 sh	$2.84	+$750.001	65,492.921
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+258.621 sh	$2.90	+$750.001	65,751.542
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+250 sh	$3.00	+$750	66,001.542
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+249.169 sh	$3.01	+$749.999	66,250.711
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+227.273 sh	$3.30	+$750.001	66,477.984
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+223.881 sh	$335.00	+$75K	66,701.865
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+221.893 sh	$3.38	+$749.998	66,923.758
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+210.674 sh	$3.56	+$749.999	67,134.432
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+205.479 sh	$3.65	+$749.998	67,339.911
2008-08-26	MMA Capital Holdings, LLCA Award	Director	AAward	+204.36 sh	$3.67	+$750.001	67,544.271
2008-08-26	MMA Capital Holdings, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−132.32 sh	—	—	67,411.951
2008-05-19	MMA Capital Holdings, LLCA Award	Director	AAward	+95.238 sh	$5.25	+$500	55,447.301

Recent filings

Accepted (ET)
Jan 24
BAUM CHARLES C0001225208-13-000257
SEC(opens sec.gov)
Oct 24
BAUM CHARLES C0001225208-12-020499
SEC(opens sec.gov)
Jul 34
BAUM CHARLES C0001225208-12-015508
SEC(opens sec.gov)
Apr 24
BAUM CHARLES C0001225208-12-008543
SEC(opens sec.gov)
Jan 104
BAUM CHARLES C0001225208-12-001166
SEC(opens sec.gov)
Nov 224
BAUM CHARLES C0001225208-11-025251
SEC(opens sec.gov)
Nov 144
BAUM CHARLES C0001225208-11-024763
SEC(opens sec.gov)
Oct 34
BAUM CHARLES C0001225208-11-022528
SEC(opens sec.gov)
Jul 154
BAUM CHARLES C0001225208-11-018240
SEC(opens sec.gov)
Jul 54
BAUM CHARLES C0001225208-11-017502
SEC(opens sec.gov)
Apr 44
BAUM CHARLES C0001225208-11-010925
SEC(opens sec.gov)
Dec 204
BAUM CHARLES C0001225208-10-027504
SEC(opens sec.gov)
Jan 55/A
BAUM CHARLES C0001225208-10-000737
SEC(opens sec.gov)
Dec 234
BAUM CHARLES C0001225208-09-024934
SEC(opens sec.gov)
Sep 304
BAUM CHARLES C0001225208-09-019603
SEC(opens sec.gov)
Feb 135
BAUM CHARLES C0001225208-09-003622
SEC(opens sec.gov)

Companies

MMA Capital Holdings, LLCDirector

Address

621 E PRATT STREET SUITE 300

BALTIMORE, MD, 21202