Insider · CIK 0001069726

GALLEN JONATHAN

Reports to the SEC for 9 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001069726

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-06	Tower International, Inc.Restricted Stock UnitsA Award	Director	AAward	+3,781 sh	—	—	3,781
2012-04-30	CICERO INCS Sale	10% Owner	SSale	−45K sh	$0.16	−$7,200	8,667,400
2012-04-27	CICERO INCS Sale	10% Owner	SSale	−55.6K sh	$0.17	−$9,452	8,712,400
2012-04-26	CICERO INCS Sale	10% Owner	SSale	−259K sh	$0.19	−$49.1K	8,768,000
2012-04-25	CICERO INCS Sale	10% Owner	SSale	−112K sh	$0.18	−$20.1K	9,026,573
2012-04-20	CICERO INCS Sale	10% Owner	SSale	−45K sh	$0.17	−$7,650	8,951,136
2012-04-20	CICERO INCS Sale	10% Owner	SSale	−45K sh	$0.17	−$7,650	9,138,173
2012-03-30	CICERO INCJ Other	10% Owner	JOther	+287K sh	$0.15	+$43.1K	8,851,136
2009-08-10	COSI INCS Sale	Former 10% Owner	SSale	−412K sh	$0.51	−$209K	4,027,600
2009-08-07	COSI INCS Sale	Former 10% Owner	SSale	−156K sh	$0.51	−$79.5K	4,439,200
2009-08-06	COSI INCS Sale	Former 10% Owner	SSale	−141K sh	$0.57	−$80.3K	4,595,300
2008-12-23	COSI INCP Purchase	Former 10% Owner	PPurchase	+336K sh	$0.21	+$71.7K	4,986,400
2008-12-22	COSI INCP Purchase	Former 10% Owner	PPurchase	+200K sh	$0.20	+$39.8K	4,650,000
2008-12-09	COSI INCJ Other	Former 10% Owner	JOther	−200K sh	$0.38	−$76K	4,250,000
2008-12-09	COSI INCJ Other	Former 10% Owner	JOther	+200K sh	$0.38	+$76K	4,450,000
2008-09-26	TRONOX INCP Purchase	10% Owner	PPurchase	+200K sh	$0.13	+$25.2K	2,700,900
2008-09-25	COSI INCJ Other	Former 10% Owner	JOther	−40K sh	$1.60	−$64.2K	4,410,000
2008-09-25	COSI INCJ Other	Former 10% Owner	JOther	+40K sh	$1.60	+$64.2K	4,450,000
2008-06-05	COSI INCJ Other	Former 10% Owner	JOther	+123K sh	$2.96	+$366K	4,700,000
2008-06-05	COSI INCJ Other	Former 10% Owner	JOther	−123K sh	$2.96	−$366K	4,576,508
2008-04-24	CICERO INCJ Other	10% Owner	JOther	+2,624 sh	—	—	8,996,136
2008-01-31	COSI INCJ Other	Former 10% Owner	JOther	+25K sh	$3.00	+$74.9K	4,700,000
2008-01-31	COSI INCJ Other	Former 10% Owner	JOther	−25K sh	$3.00	−$74.9K	4,675,045
2007-06-12	General Finance CORPP Purchase	10% Owner	PPurchase	+51.4K sh	$7.95	+$409K	1,150,010
2007-02-23	CICERO INCP Purchase	10% Owner	PPurchase	+100K sh	$0.13	+$13.4K	6,132,934
2007-01-29	a21, Inc.P Purchase	10% Owner	PPurchase	+77K sh	$0.30	+$22.9K	20,550,000
2006-11-10	Seagen Inc.S Sale	10% Owner	SSale	−50K sh	$5.45	−$273K	5,633,300
2006-11-09	Seagen Inc.S Sale	10% Owner	SSale	−100K sh	$5.56	−$556K	5,683,300
2006-10-26	a21, Inc.P Purchase	10% Owner	PPurchase	+273K sh	$0.27	+$73.7K	20,473,000
2006-10-12	Seagen Inc.S Sale	10% Owner	SSale	−71.2K sh	$4.95	−$352K	5,783,300
2006-04-27	a21, Inc.Convertible NoteP Purchase	10% Owner	PPurchase	—	—	—	—
2005-09-30	ANCHOR GLASS CONTAINER CORP /NEWJ Other	Director	JOther	−100K sh	—	—	2,312,000
2005-07-05	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+142K sh	$1.02	+$145K	817,100
2005-06-22	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+2,011 sh	$1.18	+$2,374.388	675,000
2005-06-22	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+25K sh	$1.15	+$28.7K	672,989
2005-06-17	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+8,116 sh	$1.05	+$8,495.829	647,989
2005-06-17	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+39.9K sh	$0.90	+$35.9K	639,873
2005-06-16	REPTRON ELECTRONICS INCP Purchase	10% Owner	PPurchase	+50K sh	$0.75	+$37.5K	600,000
2005-05-19	ANCHOR GLASS CONTAINER CORP /NEWP Purchase	Director	PPurchase	+1.2M sh	$1.22	+$1.46M	2,412,000
2005-04-06	ANCHOR GLASS CONTAINER CORP /NEWP Purchase	Director	PPurchase	+12K sh	$2.42	+$29K	1,212,000
2005-01-14	REPTRON ELECTRONICS INCS Sale	10% Owner	SSale	−3,400 sh	$6.80	−$23.1K	550,000
2003-09-30	ANCHOR GLASS CONTAINER CORP /NEWJ Other	Director	JOther	+74.5K sh	—	—	473,591
2003-09-30	ANCHOR GLASS CONTAINER CORP /NEWJ Other	Director	JOther	−2,343 sh	—	—	0

Recent filings

Accepted (ET)
Mar 104
Tower International, Inc.0001144204-14-014417
SEC(opens sec.gov)
May 24
GALLEN JONATHAN0001140361-12-022482
SEC(opens sec.gov)
May 24
GALLEN JONATHAN0001140361-12-022468
SEC(opens sec.gov)
May 24/A
GALLEN JONATHAN0001140361-12-022476
SEC(opens sec.gov)
Apr 244
GALLEN JONATHAN0001140361-12-021312
SEC(opens sec.gov)
Aug 124
GALLEN JONATHAN0001005477-09-003484
SEC(opens sec.gov)
Aug 104
GALLEN JONATHAN0001005477-09-003470
SEC(opens sec.gov)
Jan 124
GALLEN JONATHAN0001005477-09-000265
SEC(opens sec.gov)
Jan 74
GALLEN JONATHAN0001005477-09-000184
SEC(opens sec.gov)
Dec 244
GALLEN JONATHAN0001005477-08-006975
SEC(opens sec.gov)

Companies

Address

C/O AHAB CAPITAL MANAGEMENT, INC. 299 PARK AVENUE, 17TH FLOOR

NEW YORK, NY, 10171