Insider · CIK 0001166870

OKEEFE MARY A

Reports to the SEC for 2 companies · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001166870

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-06-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+27 sh	$50.27	+$1,357.29	4,271.1
2014-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+4,674 sh	—	—	53,757
2014-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Mktg. Off.	AAward	+12.3K sh	—	—	12,260
2013-12-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+22.1 sh	$49.38	+$1,091.298	4,218.3
2013-12-16	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	+28.6K sh	$36.30	+$1.04M	77,640
2013-12-16	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Sr. VP & Chief Mktg. Off.	SSale	−28.6K sh	$48.33	−$1.38M	49,040
2013-12-16	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	−28.6K sh	—	—	0
2013-09-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+164 sh	—	—	49,040
2013-09-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+25.1 sh	$43.19	+$1,084.069	4,196.2
2013-07-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	+15K sh	$11.07	+$166K	62,968
2013-07-22	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Sr. VP & Chief Mktg. Off.	SSale	−15K sh	$40.00	−$600K	47,968
2013-07-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	−15K sh	—	—	30,720
2013-06-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+166 sh	—	—	47,968
2013-06-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+25.5 sh	$37.45	+$954.975	4,171.1
2013-03-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+28.2 sh	$33.64	+$948.648	4,145.7
2013-03-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+28.2 sh	$33.64	+$948.648	4,145.7
2013-03-28	PFGPRINCIPAL FINANCIAL GROUP INCP Purchase	Sr. VP & Chief Mktg. Off.	PPurchase	+185 sh	$33.78	+$6,249.3	47,709
2013-02-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+18.8K sh	—	—	47,524
2013-02-25	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Mktg. Off.	AAward	+29.1K sh	—	—	29,070
2012-12-28	PFGPRINCIPAL FINANCIAL GROUP INCP Purchase	Sr. VP & Chief Mktg. Off.	PPurchase	+109 sh	$28.02	+$3,054.18	28,701
2012-12-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+30.6 sh	$28.08	+$859.248	4,117.5
2012-12-12	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	+31.7K sh	$27.57	+$873K	60,208
2012-12-12	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Sr. VP & Chief Mktg. Off.	SSale	−31.7K sh	$28.00	−$887K	28,538
2012-12-12	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. VP & Chief Mktg. Off.	MExercise/Conversion	−31.7K sh	—	—	0
2012-09-28	PFGPRINCIPAL FINANCIAL GROUP INCP Purchase	Sr. VP & Chief Mktg. Off.	PPurchase	+110 sh	$26.98	+$2,967.8	28,538
2012-09-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+31.6 sh	$26.94	+$851.304	4,087
2012-06-29	PFGPRINCIPAL FINANCIAL GROUP INCP Purchase	Sr. VP & Chief Mktg. Off.	PPurchase	+101 sh	$25.01	+$2,526.01	27,382
2012-06-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+27.6 sh	$26.23	+$723.948	4,055.3
2012-05-20	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	Sr. VP & Chief Mktg. Off.	FTax Payment	−519 sh	$23.47	−$12.2K	27,241
2012-03-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+10 sh	—	—	27,681
2012-03-30	PFGPRINCIPAL FINANCIAL GROUP INCP Purchase	Sr. VP & Chief Mktg. Off.	PPurchase	+79 sh	$29.51	+$2,331.29	27,760
2012-03-30	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+24.4 sh	$29.51	+$720.044	4,027.7
2012-02-27	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	Sr. VP & Chief Mktg. Off.	FTax Payment	−3,359 sh	$27.46	−$92.2K	27,634
2012-02-27	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Mktg. Off.	AAward	+15.9K sh	—	—	15,920
2011-12-02	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+334 sh	—	—	30,826
2011-12-02	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+167 sh	$24.89	+$4,156.63	30,993
2011-12-02	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+112.1 sh	$24.30	+$2,724.03	4,003.3
2011-04-15	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−20.7 sh	$31.40	−$649.98	3,891.2
2011-04-01	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−20.5 sh	$31.73	−$650.465	3,870.5
2011-03-18	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−19.9 sh	$31.75	−$631.825	3,850
2011-03-11	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−306.5 sh	$32.33	−$9,909.145	3,830.1
2011-02-28	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Mktg. Off.	AAward	+19.9K sh	—	—	19,910
2010-12-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−19.1 sh	$33.10	−$632.21	3,523.6
2010-12-10	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−20.1 sh	$31.45	−$632.145	3,504.5
2010-12-03	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+211 sh	—	—	29,476
2010-12-03	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Mktg. Off.	AAward	+108 sh	$29.68	+$3,205.44	29,584
2010-12-03	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	+63 sh	$29.68	+$1,869.84	3,484.4
2010-11-26	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−23 sh	$27.53	−$633.19	3,421.4
2010-11-15	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−22.1 sh	$28.56	−$631.176	3,398.4
2010-10-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Mktg. Off.	AAward	−23.5 sh	$26.84	−$630.74	3,376.3

Recent filings

Accepted (ET)
Jul 14
PRINCIPAL FINANCIAL GROUP INC0001126328-14-000196
SEC(opens sec.gov)
Feb 264
PRINCIPAL FINANCIAL GROUP INC0001126328-14-000090
SEC(opens sec.gov)
Dec 314
PRINCIPAL FINANCIAL GROUP INC0001126328-13-000327
SEC(opens sec.gov)
Dec 174
PRINCIPAL FINANCIAL GROUP INC0001126328-13-000307
SEC(opens sec.gov)
Oct 14
PRINCIPAL FINANCIAL GROUP INC0001126328-13-000253
SEC(opens sec.gov)
Jul 244
PRINCIPAL FINANCIAL GROUP INC0001126328-13-000210
SEC(opens sec.gov)
Jul 24
PRINCIPAL FINANCIAL GROUP INC0001126328-13-000194
SEC(opens sec.gov)
Apr 24
OKEEFE MARY A0001126328-13-000121
SEC(opens sec.gov)
Apr 24
OKEEFE MARY A0001126328-13-000119
SEC(opens sec.gov)
Apr 14
OKEEFE MARY A0001126328-13-000104
SEC(opens sec.gov)
Feb 274
OKEEFE MARY A0001126328-13-000079
SEC(opens sec.gov)
Jan 24
OKEEFE MARY A0001126328-13-000019
SEC(opens sec.gov)

Companies

Address

711 HIGH STREET

DES MOINES, IA, 50392