Insider · CIK 0001182775

JAMES THOMAS A

Reports to the SEC for 3 companies · ST. PETERSBURG, FL

sec.gov

Transactions

Companies

Filings

CIK

0001182775

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+821 sh	—	—	17,606,654
2023-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−821 sh	—	—	0
2023-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+1,353 sh	—	—	1,353
2023-11-20	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+1,229 sh	—	—	17,605,833
2022-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+1,360 sh	—	—	1,360
2022-12-13	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+824 sh	—	—	17,604,604
2022-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−824 sh	—	—	0
2022-11-30	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+1,080 sh	—	—	17,603,780
2022-11-15	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−1,350 sh	$123.80	−$167K	0
2022-05-03	RJFRAYMOND JAMES FINANCIAL INCJ Other	10% Owner	JOther	−664K sh	—	—	0
2021-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+519 sh	—	—	519
2021-12-14	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+5,459 sh	—	—	17,602,700
2021-12-14	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−5,459 sh	—	—	0
2021-12-01	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+6,931 sh	—	—	17,597,241
2021-04-12	RJFRAYMOND JAMES FINANCIAL INCW Will/Inheritance	10% Owner	WWill/Inheritance	+400 sh	—	—	108,487
2021-02-19	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−192K sh	$116.62	−$22.4M	442,754
2021-02-18	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−27.6K sh	$116.58	−$3.22M	635,146
2021-02-11	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−48K sh	$112.94	−$5.42M	11,726,874
2021-02-09	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−3,721 sh	$111.75	−$416K	11,891,775
2021-02-09	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−117K sh	$111.13	−$13M	11,774,892
2021-02-08	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−81.4K sh	$110.26	−$8.97M	11,895,496
2020-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+3,174 sh	—	—	11,976,874
2020-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−3,174 sh	—	—	0
2020-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+547 sh	—	—	547
2020-12-02	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+3,968 sh	—	—	11,973,700
2020-11-10	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−52.6K sh	$85.92	−$4.52M	11,969,732
2020-11-09	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−47.4K sh	$86.74	−$4.12M	12,022,284
2019-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+3,103 sh	—	—	12,069,732
2019-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−3,103 sh	—	—	0
2019-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+549 sh	—	—	549
2019-11-21	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+4,314 sh	—	—	12,066,629
2018-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+3,877 sh	—	—	12,062,315
2018-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−3,877 sh	—	—	0
2018-12-14	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+3,639 sh	—	—	3,639
2018-11-28	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+4,884 sh	—	—	12,058,438
2017-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+3,650 sh	—	—	12,053,554
2017-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−3,650 sh	—	—	0
2017-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+3,174 sh	—	—	3,174
2017-12-07	RJFRAYMOND JAMES FINANCIAL INCG Gift	10% Owner	GGift	−60K sh	—	—	12,049,904
2017-12-07	RJFRAYMOND JAMES FINANCIAL INCG Gift	10% Owner	GGift	+60K sh	—	—	108,087
2017-11-29	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+3,868 sh	—	—	12,109,904
2017-11-28	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−72.4K sh	$86.59	−$6.27M	12,186,358
2017-11-28	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−80.3K sh	$85.75	−$6.89M	12,106,036
2017-11-27	RJFRAYMOND JAMES FINANCIAL INCS Sale	10% Owner	SSale	−47.3K sh	$85.42	−$4.04M	12,258,746
2017-02-01	RJFRAYMOND JAMES FINANCIAL INCG Gift	10% Owner	GGift	−663K sh	—	—	662,754
2016-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	10% Owner	AAward	+3,103 sh	—	—	3,103
2016-12-13	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	10% Owner	MExercise/Conversion	+3,071 sh	—	—	13,339,786
2016-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	10% Owner	MExercise/Conversion	−3,071 sh	—	—	0
2016-11-21	RJFRAYMOND JAMES FINANCIAL INCA Award	10% Owner	AAward	+3,040 sh	—	—	13,336,715
2016-05-31	RJFRAYMOND JAMES FINANCIAL INCG Gift	10% Owner	GGift	−10K sh	—	—	13,333,675

Recent filings

Accepted (ET)
Dec 184
JAMES THOMAS A0001225208-23-011163
SEC(opens sec.gov)
Dec 14
JAMES THOMAS A0001225208-23-010600
SEC(opens sec.gov)
Dec 154
JAMES THOMAS A0001225208-22-012845
SEC(opens sec.gov)
Dec 14
JAMES THOMAS A0001225208-22-012078
SEC(opens sec.gov)
Nov 174
JAMES THOMAS A0001225208-22-011768
SEC(opens sec.gov)
May 54
JAMES THOMAS A0001225208-22-006563
SEC(opens sec.gov)
Dec 164
JAMES THOMAS A0001225208-21-015053
SEC(opens sec.gov)
Dec 34
JAMES THOMAS A0001225208-21-014446
SEC(opens sec.gov)
Nov 155
JAMES THOMAS A0001225208-21-013857
SEC(opens sec.gov)
Feb 224
JAMES THOMAS A0001225208-21-003314
SEC(opens sec.gov)
Feb 124
JAMES THOMAS A0001225208-21-002293
SEC(opens sec.gov)
Feb 104
JAMES THOMAS A0001225208-21-002019
SEC(opens sec.gov)

Companies

Address

880 CARILLON PARKWAY

ST. PETERSBURG, FL, 33716