Insider · CIK 0001203726

LEFTON ROBERT E

Reports to the SEC for 1 company · ST. LOUIS, MO

sec.gov

Transactions

Companies

Filings

CIK

0001203726

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-12-31	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	0 sh	—	—	24,620
2015-12-31	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	0 sh	—	—	24,620
2015-12-31	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	0 sh	—	—	2,250
2015-12-31	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,250 sh	$17.00	+$38.3K	26,870
2015-12-31	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	−903 sh	$40.73	−$36.8K	25,967
2015-12-31	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,250 sh	—	—	0
2013-07-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+13.5K sh	—	—	20,870
2013-07-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,750 sh	—	—	24,620
2013-07-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−13.5K sh	—	—	3,750
2013-07-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,750 sh	—	—	0
2013-02-08	SFSTIFEL FINANCIAL CORPG Gift	Director	GGift	−3,000 sh	—	—	7,370
2013-01-24	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,349 sh	—	—	82,370
2013-01-24	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,349 sh	—	—	13,516
2012-12-17	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,999 sh	$3.87	+$11.6K	79,393
2012-12-17	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	−372 sh	$31.11	−$11.6K	79,021
2012-12-17	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,999 sh	—	—	0
2012-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+3,750 sh	—	—	20,615
2012-01-17	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,984 sh	—	—	76,394
2012-01-17	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,984 sh	—	—	16,865
2011-11-30	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,999 sh	$3.47	+$10.4K	72,738
2011-11-30	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	−328 sh	$31.77	−$10.4K	72,410
2011-11-30	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,999 sh	—	—	3,000
2011-06-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+3,375 sh	—	—	20,849
2011-01-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,250 sh	—	—	45,595
2011-01-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+897 sh	—	—	46,492
2011-01-19	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,250 sh	—	—	12,546
2011-01-19	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−897 sh	—	—	11,649
2010-12-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,999 sh	$5.56	+$11.1K	43,546
2010-12-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	−201 sh	$55.62	−$11.2K	43,345
2010-12-02	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,999 sh	—	—	0
2010-04-23	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+2,250 sh	—	—	14,796
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,948 sh	—	—	39,892
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+928 sh	—	—	40,820
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+9 sh	—	—	40,829
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+718 sh	—	—	41,547
2010-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−9 sh	—	—	0
2010-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−928 sh	—	—	0
2010-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,948 sh	—	—	13,264
2010-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−718 sh	—	—	12,546
2009-12-09	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,999 sh	$5.31	+$10.6K	37,141
2009-12-09	SFSTIFEL FINANCIAL CORPF Tax Payment	Director	FTax Payment	−197 sh	$53.69	−$10.6K	36,944
2009-12-09	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,999 sh	—	—	0
2009-06-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director	AAward	+2,250 sh	—	—	16,212
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+313 sh	—	—	30,582
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+650 sh	—	—	31,232
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+162 sh	—	—	31,394
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+269 sh	—	—	31,663
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+206 sh	—	—	31,869
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+53 sh	—	—	31,922
2009-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+234 sh	—	—	32,156

Recent filings

Accepted (ET)
Jan 64/A
STIFEL FINANCIAL CORP0000720672-16-000087
SEC(opens sec.gov)
Jan 54
STIFEL FINANCIAL CORP0000720672-16-000086
SEC(opens sec.gov)
Jul 34
STIFEL FINANCIAL CORP0000720672-13-000087
SEC(opens sec.gov)
Mar 184
LEFTON ROBERT E0000720672-13-000054
SEC(opens sec.gov)
Feb 124
LEFTON ROBERT E0000720672-13-000021
SEC(opens sec.gov)
Jan 254
LEFTON ROBERT E0000720672-13-000015
SEC(opens sec.gov)
Dec 194
LEFTON ROBERT E0000720672-12-000124
SEC(opens sec.gov)
Jan 194
LEFTON ROBERT E0000720672-12-000022
SEC(opens sec.gov)
Dec 14
LEFTON ROBERT E0000720672-11-000120
SEC(opens sec.gov)

Companies

STIFEL FINANCIAL CORPDirectorSF

Address

61 LADUE ESTATES DRIVE

ST. LOUIS, MO, 63141