ROTHENBERG ALAN I

CIK 00012386294 companiesLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001238629

Recent Transactions

50 trades

Disposition to Issuer
1st Century Bancshares, Inc.
Common Stock
2016-07-01$11.22/sh−753,957→ 0 total
Disposition to Issuer
1st Century Bancshares, Inc.
Common Stock
2016-07-01$11.22/sh−27,750→ 0 total
Disposition to Issuer
1st Century Bancshares, Inc.
Common Stock
2016-07-01$11.22/sh−45,406.182→ 0 total
Disposition to Issuer
1st Century Bancshares, Inc.
Common Stock
2016-07-01$11.22/sh−60,225→ 0 total
Tax Payment
1st Century Bancshares, Inc.
Common Stock
2015-06-18$8.40/sh−298,659→ 753,957 total
Exercise/Conversion
1st Century Bancshares, Inc.
Common Stock
2015-06-18$8.01/sh+307,573→ 1,052,616 total
Exercise/Conversion
1st Century Bancshares, Inc.
Stock Option (right to buy)
2015-06-18−307,573→ 0 total
Tax Payment
1st Century Bancshares, Inc.
Common Stock
2015-05-21$7.04/sh−5,637→ 745,043 total
Award
1st Century Bancshares, Inc.
Common Stock
2015-05-15+45,000→ 750,680 total
Gift
1st Century Bancshares, Inc.
Common Stock
2014-11-28−15,000→ 705,680 total
Tax Payment
1st Century Bancshares, Inc.
Common Stock
2014-01-06$7.00/sh−23,472→ 675,680 total
Exercise/Conversion
1st Century Bancshares, Inc.
Stock Option (right to buy)
2014-01-06−210,000→ 0 total
Exercise/Conversion
1st Century Bancshares, Inc.
Common Stock
2014-01-06$5.00/sh+210,000→ 699,152 total
Exercise/Conversion
1st Century Bancshares, Inc.
Stock Option (right to buy)
2013-11-20−160,000→ 210,000 total
Exercise/Conversion
1st Century Bancshares, Inc.
Common Stock
2013-11-20$5.00/sh+160,000→ 503,866 total
Tax Payment
1st Century Bancshares, Inc.
Common Stock
2013-11-20$6.62/sh−14,714→ 489,152 total
Award
1st Century Bancshares, Inc.
Common Stock
2013-04-30+30,000→ 343,866 total
Award
1st Century Bancshares, Inc.
Common Stock
2012-05-15+30,000→ 313,866 total
Sale
1st Century Bancshares, Inc.
Common Stock
2011-11-21$3.43/sh−3,000→ 60,225 total
Purchase
1st Century Bancshares, Inc.
Common Stock
2011-11-18$3.51/sh+5,000→ 283,866 total
Award
1st Century Bancshares, Inc.
Common Stock
2011-11-17+30,000→ 278,866 total
Disposition from Tender
CALIFORNIA PIZZA KITCHEN, INC.
Common Stock
2011-07-07$18.50/sh−5,901→ 1,284 total
Disposition to Issuer
CALIFORNIA PIZZA KITCHEN, INC.
Non-Qualified Stock Option (right to buy)
2011-07-07$11.00/sh+5,507→ 0 total
Disposition to Issuer
CALIFORNIA PIZZA KITCHEN, INC.
Common Stock
2011-07-07$18.50/sh−1,284→ 0 total
Other
1st Century Bancshares, Inc.
Common Stock
2010-09-17+14,500→ 248,866 total
Other
1st Century Bancshares, Inc.
Common Stock
2010-09-17−14,500→ 63,225 total
Disposition to Issuer
ZENITH NATIONAL INSURANCE CORP
Common Stock
2010-05-20$38.00/sh−16,250→ 0 total
Disposition to Issuer
ZENITH NATIONAL INSURANCE CORP
Common Stock
2010-05-20$38.00/sh−5,000→ 0 total
Exercise/Conversion
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2010-05-20$38.00/sh−30,594.13→ 0 total
Award
1st Century Bancshares, Inc.
Common Stock
2010-05-15+30,000→ 234,366 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2010-05-14$37.89/sh+398.46→ 30,594.13 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2010-04-01$38.32/sh+1,370.04→ 30,195.67 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2010-02-12$28.05/sh+504.83→ 28,825.63 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2010-01-04$29.76/sh+1,764.11→ 28,320.8 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-12-29$29.90/sh+350.58→ 26,556.69 total
Purchase
1st Century Bancshares, Inc.
Common Stock
2009-11-23$3.63/sh+2,000→ 77,725 total
Purchase
1st Century Bancshares, Inc.
Common Stock
2009-11-16$4.00/sh+4,000→ 75,725 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-11-13$27.93/sh+460.89→ 26,206.11 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-10-01$30.90/sh+1,699.03→ 25,745.22 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-08-14$25.26/sh+466.74→ 24,046.19 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-07-01$21.74/sh+2,414.9→ 23,579.45 total
Purchase
ZENITH NATIONAL INSURANCE CORP
Common Stock
2009-06-30$21.69/sh+1,500→ 16,250 total
Award
CALIFORNIA PIZZA KITCHEN, INC.
Common Stock
2009-05-20+3,852→ 7,185 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-05-14$22.41/sh+461.91→ 21,164.55 total
Award
ZENITH NATIONAL INSURANCE CORP
Common Stock
2009-05-13+2,500→ 14,750 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-04-01$24.11/sh+2,177.52→ 20,702.64 total
Purchase
ZENITH NATIONAL INSURANCE CORP
Common Stock
2009-03-09$19.07/sh+5,000→ 5,000 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-03-05$20.15/sh+330.85→ 18,525.12 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-02-13$27.34/sh+326.76→ 18,194.27 total
Award
ZENITH NATIONAL INSURANCE CORP
Phantom Stock
2009-01-05$31.23/sh+1,360.87→ 17,867.51 total

Companies

Recent Filings

Address

1ST CENTURY BANK, N.A. 1875 CENTURY PARK EAST, SUITE 1450

LOS ANGELES, CA, 90067

View on SEC.gov