Insider · CIK 0001453440

Allison Paul D

Reports to the SEC for 1 company · ST. PETERSBURG, FL

sec.gov

Transactions

Companies

Filings

CIK

0001453440

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+1,735 sh	—	—	1,735
2021-12-14	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+2,507 sh	—	—	17,110
2021-12-14	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−2,507 sh	—	—	0
2021-12-10	RJFRAYMOND JAMES FINANCIAL INCG Gift	Chair, President & CEO RJ Ltd.	GGift	−24K sh	—	—	14,603
2021-12-10	RJFRAYMOND JAMES FINANCIAL INCG Gift	Chair, President & CEO RJ Ltd.	GGift	+24K sh	—	—	44,925
2021-12-02	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+6,123 sh	—	—	6,123
2021-12-01	RJFRAYMOND JAMES FINANCIAL INCA Award	Chair, President & CEO RJ Ltd.	AAward	+3,184 sh	—	—	38,603
2021-09-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+7,500 sh	—	—	35,419
2021-09-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−7,500 sh	—	—	0
2021-02-22	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−10K sh	$117.99	−$1.18M	13,950
2021-02-01	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−7,000 sh	$100.95	−$707K	18,613
2021-01-29	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+12.5K sh	$55.49	+$694K	32,554
2021-01-29	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	Chair, President & CEO RJ Ltd.	FTax Payment	−6,941 sh	$99.93	−$694K	25,613
2021-01-29	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−12.5K sh	—	—	0
2020-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+1,255 sh	—	—	20,054
2020-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−1,255 sh	—	—	0
2020-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+1,241 sh	—	—	1,241
2020-12-03	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+5,000 sh	—	—	5,000
2020-12-02	RJFRAYMOND JAMES FINANCIAL INCA Award	Chair, President & CEO RJ Ltd.	AAward	+1,568 sh	—	—	18,799
2020-11-04	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−4,150 sh	$78.07	−$324K	17,231
2020-11-04	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−1,550 sh	$77.97	−$121K	23,950
2020-11-03	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+12.5K sh	$48.20	+$603K	28,914
2020-11-03	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	Chair, President & CEO RJ Ltd.	FTax Payment	−7,533 sh	$79.98	−$602K	21,381
2020-11-03	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−12.5K sh	—	—	0
2020-09-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+5,000 sh	—	—	16,414
2020-09-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−5,000 sh	—	—	0
2020-03-11	RJFRAYMOND JAMES FINANCIAL INCG Gift	Chair, President & CEO RJ Ltd.	GGift	−25.5K sh	—	—	11,414
2020-03-11	RJFRAYMOND JAMES FINANCIAL INCG Gift	Chair, President & CEO RJ Ltd.	GGift	+25.5K sh	—	—	25,500
2019-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+1,085 sh	—	—	36,914
2019-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−1,085 sh	—	—	0
2019-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+1,512 sh	—	—	1,512
2019-12-06	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−9,628 sh	$90.85	−$875K	0
2019-11-22	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+5,000 sh	—	—	5,000
2019-11-21	RJFRAYMOND JAMES FINANCIAL INCA Award	Chair, President & CEO RJ Ltd.	AAward	+1,509 sh	—	—	35,829
2019-10-29	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−1,950 sh	$84.50	−$165K	34,320
2019-10-28	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+12.5K sh	$37.87	+$473K	41,852
2019-10-28	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	Chair, President & CEO RJ Ltd.	FTax Payment	−5,582 sh	$84.80	−$473K	36,270
2019-10-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−12.5K sh	—	—	0
2019-09-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+5,000 sh	—	—	29,352
2019-09-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−5,000 sh	—	—	0
2019-05-03	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−5,000 sh	$90.46	−$452K	24,352
2018-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+1,420 sh	—	—	29,352
2018-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−1,420 sh	—	—	0
2018-12-14	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+1,671 sh	—	—	1,671
2018-11-29	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Chair, President & CEO RJ Ltd.	AAward	+5,000 sh	—	—	5,000
2018-11-28	RJFRAYMOND JAMES FINANCIAL INCA Award	Chair, President & CEO RJ Ltd.	AAward	+1,790 sh	—	—	27,932
2018-09-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+5,000 sh	—	—	26,142
2018-09-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	−5,000 sh	—	—	0
2018-03-14	RJFRAYMOND JAMES FINANCIAL INCS Sale	Chair, President & CEO RJ Ltd.	SSale	−6,600 sh	$96.65	−$638K	21,142
2017-12-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Chair, President & CEO RJ Ltd.	MExercise/Conversion	+2,020 sh	—	—	27,742

Recent filings

Accepted (ET)
Dec 164
Allison Paul D0001225208-21-015051
SEC(opens sec.gov)
Dec 64
Allison Paul D0001225208-21-014506
SEC(opens sec.gov)
Dec 34
Allison Paul D0001225208-21-014431
SEC(opens sec.gov)
Oct 44
Allison Paul D0001225208-21-012752
SEC(opens sec.gov)
Feb 234
Allison Paul D0001225208-21-003418
SEC(opens sec.gov)
Feb 24
Allison Paul D0001225208-21-001382
SEC(opens sec.gov)
Dec 174
Allison Paul D0001225208-20-014801
SEC(opens sec.gov)
Dec 44
Allison Paul D0001225208-20-014255
SEC(opens sec.gov)
Nov 54
Allison Paul D0001225208-20-013135
SEC(opens sec.gov)

Companies

RAYMOND JAMES FINANCIAL INCChair, President & CEO RJ Ltd.RJF

Address

880 CARILLON PARKWAY

ST. PETERSBURG, FL, 33716