Insider · CIK 0001454860

Johnson Kelly J

Reports to the SEC for 2 companies · PORTLAND, OR

sec.gov

Transactions

Companies

Filings

CIK

0001454860

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-05	HEARTLAND FINANCIAL USA INCS Sale	EVP,Private Client Services Sr	SSale	−2,026 sh	$53.05	−$107K	4,012
2018-01-20	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP,Private Client Services Sr	MExercise/Conversion	+333 sh	$55.50	+$18.5K	5,544
2018-01-20	HEARTLAND FINANCIAL USA INC2015 Time-Based Restricted StockF Tax Payment	EVP,Private Client Services Sr	FTax Payment	−500 sh	$55.50	−$27.8K	—
2018-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP,Private Client Services Sr	MExercise/Conversion	+294 sh	$55.50	+$16.3K	5,838
2018-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP,Private Client Services Sr	MExercise/Conversion	+200 sh	$55.50	+$11.1K	6,038
2018-01-19	HEARTLAND FINANCIAL USA INC2017 Time-Based Restricted StockF Tax Payment	EVP,Private Client Services Sr	FTax Payment	−312 sh	$55.50	−$17.3K	—
2018-01-19	HEARTLAND FINANCIAL USA INC2016 Time-Based Restricted StockF Tax Payment	EVP,Private Client Services Sr	FTax Payment	−458 sh	$55.50	−$25.4K	—
2018-01-18	HEARTLAND FINANCIAL USA INCA Award	EVP,Private Client Services Sr	AAward	+524 sh	$47.70	+$25K	4,536
2018-01-18	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP,Private Client Services Sr	MExercise/Conversion	+675 sh	$54.85	+$37K	5,211
2018-01-18	HEARTLAND FINANCIAL USA INC2015 Performance Based Restricted StockF Tax Payment	EVP,Private Client Services Sr	FTax Payment	−1,050 sh	$54.85	−$57.6K	—
2017-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP,Private Client Services Sr	MExercise/Conversion	+281 sh	$46.25	+$13K	4,012
2017-01-19	HEARTLAND FINANCIAL USA INC2016 Time-Based Restricted StockF Tax Payment	EVP,Private Client Services Sr	FTax Payment	−459 sh	—	—	—
2016-12-30	HEARTLAND FINANCIAL USA INCA Award	EVP,Private Client Services Sr	AAward	+789 sh	$31.68	+$25K	3,731
2016-03-08	HEARTLAND FINANCIAL USA INCA Award	EVP,Private Client Services Sr	AAward	+2,188 sh	—	—	9,056
2016-01-19	HEARTLAND FINANCIAL USA INCA Award	EVP,Private Client Services Sr	AAward	+1,376 sh	—	—	7,318
2014-03-05	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	+4,000 sh	$12.46	+$49.8K	59,418
2014-03-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−2,708 sh	$18.40	−$49.8K	56,710
2014-03-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−469 sh	$18.40	−$8,629.6	56,241
2014-03-05	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	+12.2K sh	$10.97	+$134K	68,441
2014-03-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−7,273 sh	$18.40	−$134K	61,168
2014-03-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−1,790 sh	$18.40	−$32.9K	59,378
2014-03-05	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	−12.2K sh	$18.40	−$224K	0
2014-03-05	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	−4,000 sh	$18.40	−$73.6K	4,000
2014-02-05	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−727 sh	$16.75	−$12.2K	55,418
2014-01-31	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−4,543 sh	$17.56	−$79.8K	56,872
2014-01-31	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−727 sh	$17.56	−$12.8K	56,145
2014-01-27	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−484 sh	$18.23	−$8,823.32	61,415
2014-01-23	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	+22K sh	$10.37	+$228K	74,977
2014-01-23	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−12K sh	$19.05	−$228K	63,002
2014-01-23	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−3,747 sh	$19.05	−$71.4K	59,255
2014-01-23	UMPQUA HOLDINGS CORPM Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	+12K sh	$12.46	+$150K	71,255
2014-01-23	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−7,848 sh	$19.05	−$150K	63,407
2014-01-23	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−1,508 sh	$19.05	−$28.7K	61,899
2014-01-23	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	−22K sh	$19.05	−$419K	0
2014-01-23	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	EVP/Wealth Management	MExercise/Conversion	−12K sh	$19.05	−$229K	8,000
2014-01-10	UMPQUA HOLDINGS CORPF Tax Payment	EVP/Wealth Management	FTax Payment	−1,041 sh	$18.70	−$19.5K	52,977
2013-02-05	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−833 sh	$12.86	−$10.7K	54,018
2013-01-31	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+6,000 sh	—	—	45,851
2013-01-31	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+9,000 sh	—	—	54,851
2013-01-25	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−555 sh	$12.74	−$7,070.7	39,851
2013-01-11	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−1,041 sh	$12.38	−$12.9K	40,406
2012-02-03	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−1,571 sh	$13.00	−$20.4K	41,447
2012-01-27	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+4,000 sh	—	—	37,018
2012-01-27	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+6,000 sh	—	—	43,018
2012-01-12	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−991 sh	$12.93	−$12.8K	33,018
2011-01-31	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+12.5K sh	—	—	34,009
2011-01-31	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)A Award	EVP/Wealth Management	AAward	+12.2K sh	—	—	12,200
2011-01-12	UMPQUA HOLDINGS CORPD Disposition to Issuer	EVP/Wealth Management	DDisposition to Issuer	−991 sh	$12.45	−$12.3K	21,509
2010-03-04	UMPQUA HOLDINGS CORPNon-Qualified Stock Option (right to buy)A Award	EVP/Wealth Management	AAward	+20K sh	—	—	20,000
2010-02-05	UMPQUA HOLDINGS CORPA Award	EVP/Wealth Management	AAward	+10K sh	—	—	22,500

Recent filings

Accepted (ET)
Apr 64
Johnson Kelly J0000920112-18-000135
SEC(opens sec.gov)
Jan 234
Johnson Kelly J0000920112-18-000056
SEC(opens sec.gov)
Jan 224
Johnson Kelly J0000920112-18-000026
SEC(opens sec.gov)
Jan 234
HEARTLAND FINANCIAL USA INC0000920112-17-000064
SEC(opens sec.gov)
Jan 194
HEARTLAND FINANCIAL USA INC0000920112-17-000043
SEC(opens sec.gov)
Mar 94
HEARTLAND FINANCIAL USA INC0000920112-16-000305
SEC(opens sec.gov)
Jan 214
HEARTLAND FINANCIAL USA INC0000920112-16-000245
SEC(opens sec.gov)
Mar 54
UMPQUA HOLDINGS CORP0001077771-14-000040
SEC(opens sec.gov)

Companies

Address

ONE SW COLUMBIA STREET, SUITE 1200

PORTLAND, OR, 97258