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Insider · CIK 0001504927

Niv Dror

Reports to the SEC for 1 company · NEW YORK, NY

Transactions

19

Companies

1

Filings

7

CIK

0001504927

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-30	Global Brokerage, Inc.S Sale	10% Owner	SSale	−18.8K sh	$0.56	−$10.4K	848,739
2017-11-27	Global Brokerage, Inc.C Conversion	10% Owner	CConversion	+768K sh	—	—	842,489
2017-11-27	Global Brokerage, Inc.Units of Global Brokerage Holdings LLCC Conversion	10% Owner	CConversion	−768K sh	—	—	0
2016-12-29	Global Brokerage, Inc.C Conversion	10% Owner	CConversion	+20K sh	—	—	40,000
2016-12-29	Global Brokerage, Inc.C Conversion	10% Owner	CConversion	+37.2K sh	—	—	77,221
2016-12-29	Global Brokerage, Inc.C Conversion	10% Owner	CConversion	+37.2K sh	—	—	114,442
2016-12-29	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	10% Owner	CConversion	−20K sh	—	—	842,489
2016-12-29	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	10% Owner	CConversion	−37.2K sh	—	—	805,268
2016-12-29	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	10% Owner	CConversion	−37.2K sh	—	—	768,047
2015-12-14	Global Brokerage, Inc.P Purchase	10% Owner	PPurchase	+20K sh	$6.48	+$130K	20,000
2014-01-02	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	−372K sh	—	—	0
2014-01-02	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	−372K sh	—	—	0
2014-01-02	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	+372K sh	—	—	372,214
2014-01-02	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	+372K sh	—	—	622,214
2012-10-01	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	−10K sh	—	—	7,249,130
2012-10-01	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	−10K sh	—	—	7,239,130
2012-10-01	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	−250K sh	—	—	6,989,130
2012-10-01	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	10% Owner	GGift	+250K sh	—	—	250,000
2010-12-07	Global Brokerage, Inc.Units of FXCM Holdings LLCD Disposition to Issuer	10% Owner	DDisposition to Issuer	−2.29M sh	$13.09	−$30M	6,852,042

Recent filings

7

Accepted (ET)
Dec 44
Niv Dror0001615774-17-007105
SEC(opens sec.gov)
Nov 294
Niv Dror0001615774-17-007029
SEC(opens sec.gov)
Jan 34
FXCM Inc.0001144204-17-000192
SEC(opens sec.gov)
Dec 154
FXCM Inc.0001144204-15-070967
SEC(opens sec.gov)
Feb 135
FXCM Inc.0001144204-15-008850
SEC(opens sec.gov)
Feb 145
Niv Dror0001144204-13-008798
SEC(opens sec.gov)
Dec 74
Niv Dror0001209191-10-058816
SEC(opens sec.gov)

Companies

1

Global Brokerage, Inc.10% Owner

Address

C/O FXCM INC. 32 OLD SLIP

NEW YORK, NY, 10005