Insider · CIK 0001201631

NICHOLAS HENRY THOMPSON III

Reports to the SEC for 1 company · ALISO VIEJO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001201631

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2004-05-27	BROADCOM CORPC Conversion	10% Owner	CConversion	+355K sh	—	—	355,053
2004-05-27	BROADCOM CORPS Sale	10% Owner	SSale	−355K sh	$42.26	−$15M	107
2004-05-27	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−355K sh	—	—	28,295,806
2004-05-26	BROADCOM CORPC Conversion	10% Owner	CConversion	+26.8K sh	—	—	26,294
2004-05-26	BROADCOM CORPS Sale	10% Owner	SSale	−26.8K sh	$42.41	−$1.14M	107
2004-05-26	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−26.8K sh	—	—	28,650,752
2004-05-25	BROADCOM CORPC Conversion	10% Owner	CConversion	+40K sh	—	—	40,107
2004-05-25	BROADCOM CORPS Sale	10% Owner	SSale	−40K sh	$42.02	−$1.68M	107
2004-05-25	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−40K sh	—	—	28,677,569
2004-05-24	BROADCOM CORPC Conversion	10% Owner	CConversion	+10K sh	—	—	10,107
2004-05-24	BROADCOM CORPS Sale	10% Owner	SSale	−10K sh	$40.83	−$408K	107
2004-05-24	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−10K sh	—	—	28,717,569
2004-05-21	BROADCOM CORPM Exercise/Conversion	10% Owner	MExercise/Conversion	+50K sh	$35.06	+$1.75M	50,000
2004-05-21	BROADCOM CORPS Sale	10% Owner	SSale	−50K sh	$39.26	−$1.96M	0
2004-05-21	BROADCOM CORPStock Option (right to buy)M Exercise/Conversion	10% Owner	MExercise/Conversion	−50K sh	—	—	100,000
2004-05-20	BROADCOM CORPM Exercise/Conversion	10% Owner	MExercise/Conversion	+33.3K sh	$35.06	+$1.17M	33,333
2004-05-20	BROADCOM CORPS Sale	10% Owner	SSale	−33.3K sh	$38.22	−$1.27M	0
2004-05-20	BROADCOM CORPStock Option (right to buy)M Exercise/Conversion	10% Owner	MExercise/Conversion	−33.3K sh	—	—	150,000
2004-04-27	BROADCOM CORPC Conversion	10% Owner	CConversion	+21K sh	—	—	21,107
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−10K sh	$40.54	−$405K	11,107
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−4,600 sh	$41.30	−$190K	6,507
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−2,700 sh	$41.62	−$112K	3,807
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−300 sh	$41.63	−$12.5K	3,507
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−1,000 sh	$41.64	−$41.6K	2,507
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−300 sh	$41.60	−$12.5K	2,207
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−200 sh	$41.41	−$8,282	2,007
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−200 sh	$41.40	−$8,280	1,807
2004-04-27	BROADCOM CORPS Sale	10% Owner	SSale	−1,700 sh	$41.61	−$70.7K	107
2004-04-27	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−21K sh	—	—	28,851,569
2004-04-26	BROADCOM CORPC Conversion	10% Owner	CConversion	+44.9K sh	—	—	44,957
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−41.3K sh	$41.52	−$1.71M	3,707
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−172 sh	$42.07	−$7,236.04	3,535
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−1,250 sh	$42.06	−$52.6K	2,285
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−100 sh	$42.05	−$4,205	2,185
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−300 sh	$42.04	−$12.6K	1,885
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−100 sh	$42.03	−$4,203	1,785
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−578 sh	$42.02	−$24.3K	1,207
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−100 sh	$42.01	−$4,201	1,107
2004-04-26	BROADCOM CORPS Sale	10% Owner	SSale	−1,000 sh	$42.00	−$42K	107
2004-04-26	BROADCOM CORPClass B common stockC Conversion	10% Owner	CConversion	−44.9K sh	—	—	28,872,569
2004-02-10	BROADCOM CORPC Conversion	10% Owner	CConversion	+38.5K sh	—	—	38,607
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−2,500 sh	$39.16	−$97.9K	36,107
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−1,000 sh	$39.35	−$39.4K	35,107
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−100 sh	$39.41	−$3,941	35,007
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−900 sh	$39.39	−$35.5K	34,107
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−500 sh	$39.49	−$19.7K	33,607
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−300 sh	$39.53	−$11.9K	33,307
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−600 sh	$39.44	−$23.7K	32,707
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−400 sh	$39.61	−$15.8K	32,307
2004-02-10	BROADCOM CORPS Sale	10% Owner	SSale	−250 sh	$39.72	−$9,930	32,057

Recent filings

Accepted (ET)
Jun 14
NICHOLAS HENRY THOMPSON III0001248043-04-000081
SEC(opens sec.gov)
May 284
NICHOLAS HENRY THOMPSON III0001248043-04-000077
SEC(opens sec.gov)
May 264
NICHOLAS HENRY THOMPSON III0001248043-04-000072
SEC(opens sec.gov)
May 264
NICHOLAS HENRY THOMPSON III0001248043-04-000071
SEC(opens sec.gov)
May 254
NICHOLAS HENRY THOMPSON III0001248043-04-000061
SEC(opens sec.gov)
May 244
NICHOLAS HENRY THOMPSON III0001248043-04-000060
SEC(opens sec.gov)
Apr 284
NICHOLAS HENRY THOMPSON III0001248043-04-000041
SEC(opens sec.gov)

Companies

BROADCOM CORP10% Owner

Address

15 ENTERPRISE, SUITE 550

ALISO VIEJO, CA, 92656