Insider · CIK 0001238279

DULLUM DAVID A R

Reports to the SEC for 4 companies · MCLEAN, VA

sec.gov

Transactions

Companies

Filings

CIK

0001238279

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-10-10	GAINGLADSTONE INVESTMENT CORPORATION\DEG Gift	President	GGift	−3,000 sh	—	—	0
2023-08-07	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$13.39	+$67K	149,916
2023-03-14	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,000 sh	$12.84	+$38.5K	144,916
2022-12-16	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,000 sh	$13.06	+$39.2K	141,916
2022-06-14	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+4,000 sh	$12.75	+$51K	138,916
2022-02-24	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+2,500 sh	$14.69	+$36.7K	134,916
2022-02-24	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,000 sh	$14.46	+$43.4K	132,416
2021-12-03	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,000 sh	$16.54	+$49.6K	129,416
2020-03-23	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+2,500 sh	$6.80	+$17K	126,416
2020-03-18	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+8,000 sh	$7.20	+$57.6K	123,916
2020-03-12	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$8.99	+$45K	115,916
2020-03-11	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+10K sh	$10.49	+$105K	110,916
2020-03-02	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,300 sh	$11.86	+$39.1K	100,916
2019-09-13	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+2,400 sh	$12.44	+$29.9K	97,616
2019-06-04	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+2,000 sh	$11.10	+$22.2K	95,216
2018-12-12	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+1,400 sh	$9.90	+$13.9K	93,216
2018-11-08	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,600 sh	$9.94	+$55.7K	91,816
2018-03-05	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$9.56	+$47.8K	86,216
2017-03-13	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$8.77	+$43.8K	81,216
2017-03-09	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+900 sh	$8.50	+$7,650	76,216
2017-03-09	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,100 sh	$8.49	+$26.3K	75,316
2016-11-07	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+4,000 sh	$7.65	+$30.6K	73,565
2016-02-08	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$6.69	+$33.5K	69,565
2014-12-09	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+5,000 sh	$7.00	+$35K	64,565
2014-12-08	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+700 sh	$7.09	+$4,963	59,565
2014-03-14	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+15K sh	$8.30	+$125K	58,865
2013-11-14	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+1,000 sh	$7.31	+$7,310	42,516
2013-11-13	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+6,700 sh	$7.33	+$49.1K	41,516
2013-11-13	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+100 sh	$7.30	+$730	34,816
2011-09-06	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+4,000 sh	$6.40	+$25.6K	34,716
2011-06-01	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,398 sh	$7.37	+$25K	30,716
2011-02-04	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+3,000 sh	$7.69	+$23.1K	27,318
2010-11-19	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+1,500 sh	$7.70	+$11.6K	24,318
2009-02-24	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+4,000 sh	$2.92	+$11.7K	22,818
2009-02-24	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+4,000 sh	$2.92	+$11.7K	24,167
2007-08-13	GAINGLADSTONE INVESTMENT CORPORATION\DEP Purchase	President	PPurchase	+1,000 sh	$12.42	+$12.4K	9,126
2007-04-17	Harbor Acquisition Corp.S Sale	Director, President and Secretary	SSale	−15K sh	$0.01	−$150	810,000
2007-04-17	Harbor Acquisition Corp.S Sale	Director, President and Secretary	SSale	−30K sh	$0.01	−$300	0
2006-12-11	GOODGLADSTONE COMMERCIAL CORPS Sale	Director	SSale	−220 sh	$20.49	−$4,507.8	0
2006-12-11	GOODGLADSTONE COMMERCIAL CORP · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−220 sh	—	—	3,689
2006-12-11	GOODGLADSTONE COMMERCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+220 sh	$15.44	+$3,396.8	220
2006-12-07	GOODGLADSTONE COMMERCIAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+800 sh	$15.44	+$12.4K	800
2006-12-07	GOODGLADSTONE COMMERCIAL CORP · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−800 sh	—	—	3,909
2006-12-07	GOODGLADSTONE COMMERCIAL CORPS Sale	Director	SSale	−800 sh	$20.43	−$16.3K	0
2006-06-30	GLADGLADSTONE CAPITAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+6,500 sh	$16.40	+$107K	8,500
2006-06-30	GLADGLADSTONE CAPITAL CORP · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−6,500 sh	—	—	7,479
2006-06-30	GLADGLADSTONE CAPITAL CORPS Sale	Director	SSale	−6,500 sh	$21.74	−$141K	2,000
2006-06-29	GLADGLADSTONE CAPITAL CORP · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−6,316 sh	—	—	1,163
2006-06-29	GLADGLADSTONE CAPITAL CORPM Exercise/Conversion	Director	MExercise/Conversion	+6,316 sh	$16.40	+$104K	8,316
2006-06-29	GLADGLADSTONE CAPITAL CORPS Sale	Director	SSale	−6,316 sh	$21.83	−$138K	2,000

Recent filings

Accepted (ET)
Oct 114
DULLUM DAVID A R0001062993-24-017577
SEC(opens sec.gov)
Aug 84
DULLUM DAVID A R0001062993-23-016000
SEC(opens sec.gov)
Mar 154
DULLUM DAVID A R0001062993-23-006926
SEC(opens sec.gov)
Dec 164
DULLUM DAVID A R0001062993-22-024018
SEC(opens sec.gov)
Jun 154
DULLUM DAVID A R0001062993-22-014875
SEC(opens sec.gov)
Feb 244
DULLUM DAVID A R0001062993-22-005573
SEC(opens sec.gov)
Dec 64
DULLUM DAVID A R0001062993-21-012250
SEC(opens sec.gov)
Mar 244
DULLUM DAVID A R0001475246-20-000066
SEC(opens sec.gov)
Mar 194
DULLUM DAVID A R0001475246-20-000054
SEC(opens sec.gov)
Mar 164
DULLUM DAVID A R0001475246-20-000042
SEC(opens sec.gov)
Mar 134
DULLUM DAVID A R0001475246-20-000020
SEC(opens sec.gov)
Mar 34
DULLUM DAVID A R0001475246-20-000016
SEC(opens sec.gov)
Sep 164
DULLUM DAVID A R0001475246-19-000031
SEC(opens sec.gov)
Jun 64
DULLUM DAVID A R0001475246-19-000014
SEC(opens sec.gov)
Dec 124
DULLUM DAVID A R0001475246-18-000078
SEC(opens sec.gov)
Nov 134
DULLUM DAVID A R0001475246-18-000068
SEC(opens sec.gov)
Mar 64
DULLUM DAVID A R0001475246-18-000032
SEC(opens sec.gov)
Mar 134
GLADSTONE INVESTMENT CORPORATION\DE0001238279-17-000001
SEC(opens sec.gov)

Companies

Address

1521 WESTBRANCH DRIVE SUITE 200

MCLEAN, VA, 22102