Insider · CIK 0001327217

Waye Thom

Reports to the SEC for 5 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001327217

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-02-08	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	−790K sh	$0.80	−$632K	145,700
2012-12-20	DecisionPoint Systems, Inc.Series C Cumulative Convertible Preferred StockJ Other	10% Owner	JOther	−976K sh	—	—	0
2012-11-15	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	+121K sh	—	—	936,053
2012-11-01	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	−59.5K sh	—	—	815,122
2012-11-01	DecisionPoint Systems, Inc.Series C Cumulative Convertible Preferred StockJ Other	10% Owner	JOther	−156K sh	—	—	976,017
2012-10-12	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	−58.8K sh	—	—	874,627
2012-10-12	DecisionPoint Systems, Inc.Series C Cumulative Convertible Preferred StockJ Other	10% Owner	JOther	−154K sh	—	—	1,132,267
2012-06-04	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	+298K sh	—	—	933,427
2011-09-30	DecisionPoint Systems, Inc.J Other	10% Owner	JOther	+106K sh	—	—	635,700
2010-06-30	RAND WORLDWIDE INCCommon Stock Purchase OptionA Award	Director, 10% Owner	AAward	+5,400 sh	—	—	5,400
2010-05-13	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+4,860 sh	—	—	1,795,540
2010-02-11	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+6,517 sh	—	—	1,790,680
2010-01-04	UniTek Global Services, Inc.A Award	10% Owner	AAward	+29.2K sh	—	—	6,788,858
2009-11-06	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+6,873 sh	—	—	1,784,163
2009-08-20	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+9,918 sh	—	—	1,777,290
2009-06-30	RAND WORLDWIDE INCCommon Stock Purchase OptionA Award	Director, 10% Owner	AAward	+5,400 sh	—	—	5,400
2009-05-29	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+4,227 sh	—	—	1,767,372
2009-05-14	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+8,235 sh	—	—	1,763,145
2009-02-11	RAND WORLDWIDE INCA Award	Director, 10% Owner	AAward	+8,235 sh	—	—	1,754,910
2008-06-25	UniTek Global Services, Inc.C Conversion	10% Owner	CConversion	+1.5M sh	$1.00	+$1.5M	3,734,692
2008-06-25	UniTek Global Services, Inc.C Conversion	10% Owner	CConversion	+3M sh	$1.00	+$3M	6,734,692
2008-06-25	UniTek Global Services, Inc.7% Senior Subordinated Secured Convertible Note Due 2008C Conversion	10% Owner	CConversion	−1.5M sh	$1500000.00	−$2.25T	0
2008-06-25	UniTek Global Services, Inc.7% Senior Subordinated Secured Convertible Note Due 2008C Conversion	10% Owner	CConversion	−3M sh	$3000000.00	−$9T	0
2007-02-15	UniTek Global Services, Inc.Convertible Promissory NoteP Purchase	10% Owner	PPurchase	+1.36M sh	$1500000.00	+$2.05T	1,363,636
2007-02-15	UniTek Global Services, Inc.WarrantP Purchase	10% Owner	PPurchase	+750K sh	—	—	750,000
2007-02-15	UniTek Global Services, Inc.WarrantP Purchase	10% Owner	PPurchase	+25K sh	—	—	25,000
2007-01-29	RAND WORLDWIDE INCP Purchase	Director, 10% Owner	PPurchase	+987K sh	$1.52	+$1.5M	1,646,518
2007-01-29	RAND WORLDWIDE INCWarrants (Right to Buy)P Purchase	Director, 10% Owner	PPurchase	+592K sh	—	—	591,911
2007-01-29	RAND WORLDWIDE INCWarrants (Right to Buy)P Purchase	Director, 10% Owner	PPurchase	+75K sh	—	—	75,000

Recent filings

Accepted (ET)
Feb 124
Waye Thom0001144204-13-007609
SEC(opens sec.gov)
Dec 214
Waye Thom0001144204-12-069385
SEC(opens sec.gov)
Nov 194
Waye Thom0001144204-12-063765
SEC(opens sec.gov)
Nov 24
Waye Thom0001144204-12-059153
SEC(opens sec.gov)
Oct 164
Waye Thom0001144204-12-056447
SEC(opens sec.gov)
Jun 64
Waye Thom0001144204-12-033600
SEC(opens sec.gov)
Oct 244
Waye Thom0001144204-11-059064
SEC(opens sec.gov)
Jul 64
Waye Thom0001144204-10-036782
SEC(opens sec.gov)
May 134
Waye Thom0001144204-10-026922
SEC(opens sec.gov)
Feb 164
Waye Thom0001144204-10-008437
SEC(opens sec.gov)
Jan 64
Waye Thom0001144204-10-000721
SEC(opens sec.gov)
Aug 204
Waye Thom0001144204-09-044911
SEC(opens sec.gov)
Jul 14
Waye Thom0001144204-09-035458
SEC(opens sec.gov)
May 294
Waye Thom0001144204-09-030084
SEC(opens sec.gov)
May 214
Waye Thom0001144204-09-028918
SEC(opens sec.gov)
Feb 134
Waye Thom0001144204-09-007757
SEC(opens sec.gov)
Jun 274
BERLINER COMMUNICATIONS INC0001144204-08-037071
SEC(opens sec.gov)

Companies

Address

C/O SIGMA CAPITAL ADVISORS, LLC 800 THIRD AVENUE, SUITE 1701

NEW YORK, NY, 10022