Insider · CIK 0001344885

Baumgarten David A

Reports to the SEC for 2 companies · GREEN BAY, WI

sec.gov

Transactions

Companies

Filings

CIK

0001344885

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-01	BANK MUTUAL CORPOptions to buyD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−20K sh	—	—	0
2018-02-01	BANK MUTUAL CORPD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−299K sh	—	—	0
2018-02-01	BANK MUTUAL CORPOptions to buyD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−24K sh	—	—	0
2018-02-01	BANK MUTUAL CORPOptions to buyD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−50K sh	—	—	0
2017-03-10	BANK MUTUAL CORPM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+40K sh	$3.39	+$136K	297,640
2017-03-10	BANK MUTUAL CORPOptions to buyM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−40K sh	—	—	0
2017-01-17	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+17K sh	—	—	257,640
2016-06-27	BANK MUTUAL CORPM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+50K sh	$5.05	+$253K	238,925
2016-06-27	BANK MUTUAL CORPOptions to buyM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−50K sh	—	—	0
2016-01-19	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+20.8K sh	—	—	188,925
2015-01-20	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+28.5K sh	—	—	165,038
2014-01-21	BANK MUTUAL CORPOptions to buyA Award	Director, President and CEO	AAward	+20K sh	—	—	20,000
2014-01-21	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+20K sh	—	—	136,538
2013-01-22	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+20.5K sh	—	—	115,050
2013-01-22	BANK MUTUAL CORPOptions to buyA Award	Director, President and CEO	AAward	+24K sh	$4.82	+$116K	24,000
2012-05-21	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+3,354 sh	$3.44	+$11.5K	94,472
2012-01-17	BANK MUTUAL CORPOptions to buyA Award	Director, President and CEO	AAward	+40K sh	$3.39	+$136K	40,000
2012-01-17	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+20K sh	—	—	89,811
2011-04-19	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+3,000 sh	$3.63	+$10.9K	69,811
2011-03-14	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+5,000 sh	$4.00	+$20K	66,811
2011-02-01	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+5,000 sh	$4.43	+$22.2K	61,811
2011-01-18	BANK MUTUAL CORPOptions to buyA Award	Director, President and CEO	AAward	+50K sh	$5.05	+$253K	50,000
2010-12-20	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+10K sh	$5.35	+$53.5K	56,811
2010-08-11	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+2,985 sh	$5.86	+$17.5K	35,579
2010-08-11	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+1,000 sh	$5.80	+$5,800	36,579
2010-08-10	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+3,015 sh	$5.95	+$17.9K	32,594
2010-08-06	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+3,000 sh	$5.95	+$17.9K	29,462
2010-08-06	BANK MUTUAL CORPP Purchase	Director, President and CEO	PPurchase	+117 sh	$5.90	+$690.3	29,579
2010-05-03	BANK MUTUAL CORPOptions to buyA Award	Director, President and CEO	AAward	+50K sh	—	—	50,000
2010-05-03	BANK MUTUAL CORPA Award	Director, President and CEO	AAward	+15K sh	—	—	26,462
2010-02-16	ASBASSOCIATED BANC-CORPS Sale	Former EVP	SSale	−1,300.375 sh	$12.67	−$16.5K	16,218
2009-12-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+244.433 sh	$10.80	+$2,639.999	53,566.374
2009-11-16	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+344.633 sh	$11.49	+$3,960.005	53,321.941
2009-11-16	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+42.916 sh	$11.49	+$493.126	52,977.308
2009-11-16	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+46.562 sh	$11.25	+$523.82	52,934.392
2009-11-16	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+0.865 sh	$11.25	+$9.73	215.545
2009-10-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+219.36 sh	$12.04	+$2,639.998	52,887.83
2009-09-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+255.65 sh	$10.33	+$2,639.995	52,668.47
2009-08-17	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+236.299 sh	$11.17	+$2,640.003	52,412.82
2009-08-17	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+0.829 sh	$11.69	+$9.69	214.68
2009-08-17	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+40.771 sh	$11.17	+$455.506	52,122.32
2009-08-17	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+54.201 sh	$11.69	+$633.61	52,176.521
2009-07-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+215.493 sh	$12.25	+$2,640.005	52,081.549
2009-06-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+285.729 sh	$13.86	+$3,960.004	51,866.056
2009-05-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+26.201 sh	$16.07	+$420.919	51,380.756
2009-05-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+0.539 sh	$17.93	+$9.67	213.851
2009-05-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+164.332 sh	$16.07	+$2,639.994	51,545.088
2009-05-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+35.239 sh	$17.93	+$631.841	51,580.327
2009-04-15	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+166.214 sh	$15.92	+$2,645.794	51,354.555
2009-03-16	ASBASSOCIATED BANC-CORPJ Other	Former EVP	JOther	+195.593 sh	$13.50	+$2,639.997	51,188.341

Recent filings

Accepted (ET)
Feb 24
Baumgarten David A0001209191-18-006984
SEC(opens sec.gov)
Mar 104
BANK MUTUAL CORP0001209191-17-019773
SEC(opens sec.gov)
Jan 194
BANK MUTUAL CORP0001209191-17-004576
SEC(opens sec.gov)
Jun 284
BANK MUTUAL CORP0001209191-16-129849
SEC(opens sec.gov)
Jan 204
BANK MUTUAL CORP0001209191-16-092727
SEC(opens sec.gov)
Jan 224
BANK MUTUAL CORP0001209191-15-006001
SEC(opens sec.gov)
Jan 234
BANK MUTUAL CORP0001209191-14-004569
SEC(opens sec.gov)
Jan 244
Baumgarten David A0001209191-13-004313
SEC(opens sec.gov)
May 224
Baumgarten David A0001209191-12-029819
SEC(opens sec.gov)
Jan 194
Baumgarten David A0001209191-12-004414
SEC(opens sec.gov)
Apr 194
Baumgarten David A0001209191-11-023373
SEC(opens sec.gov)
Mar 144
Baumgarten David A0001209191-11-017711
SEC(opens sec.gov)

Companies

Address

1200 HANSEN ROAD

GREEN BAY, WI, 54313