Insider · CIK 0001472149

Pell Richard

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001472149

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-21	Artio Global Investors Inc.D Disposition to Issuer	Director, Chief Investment Officer	DDisposition to Issuer	−5.75M sh	$2.75	−$15.8M	0
2012-12-20	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	−12.3K sh	$2.04	−$25.1K	5,748,955
2012-12-19	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	−35.4K sh	$2.05	−$72.5K	5,761,255
2012-12-18	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	−64.8K sh	$2.04	−$132K	5,796,632
2012-12-17	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	−17.5K sh	$2.05	−$35.9K	5,861,455
2012-11-20	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+1,971 sh	—	—	5,878,955
2012-08-27	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+1,148 sh	—	—	5,876,984
2012-05-23	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+1,173 sh	—	—	5,875,836
2012-04-24	Artio Global Investors Inc.M Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+600K sh	—	—	5,695,652
2012-04-24	Artio Global Investors Inc.New Class A UnitsM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−600K sh	—	—	0
2012-04-24	Artio Global Investors Inc.Class B common stockM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−600K sh	—	—	0
2012-02-28	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+2,143 sh	—	—	5,274,663
2011-11-22	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+1,795 sh	—	—	1,152,526
2011-08-24	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+1,139 sh	—	—	1,150,731
2011-05-25	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+745 sh	—	—	976,403
2011-02-23	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+670 sh	—	—	975,658
2011-02-04	Artio Global Investors Inc.A Award	Director, Chief Investment Officer	AAward	+173K sh	—	—	2,148,177
2010-06-17	Artio Global Investors Inc.D Disposition to Issuer	Director, Chief Investment Officer	DDisposition to Issuer	−219K sh	$16.46	−$3.61M	1,975,658
2010-06-09	Artio Global Investors Inc.D Disposition to Issuer	Director, Chief Investment Officer	DDisposition to Issuer	−1.89M sh	$16.46	−$31M	1,114,885
2010-06-09	Artio Global Investors Inc.M Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+1.08M sh	—	—	2,194,891
2010-06-09	Artio Global Investors Inc.M Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+3.12M sh	—	—	3,119,994
2010-06-09	Artio Global Investors Inc.Class B common stockM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−1.08M sh	—	—	600,000
2010-06-09	Artio Global Investors Inc.New Class A UnitsM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−1.08M sh	—	—	600,000
2010-06-09	Artio Global Investors Inc.Class B common stockM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−3.12M sh	—	—	0
2010-06-09	Artio Global Investors Inc.New Class A UnitsM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−3.12M sh	—	—	0
2010-05-18	Artio Global Investors Inc.M Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+3M sh	—	—	3,000,000
2010-05-18	Artio Global Investors Inc.Class B common stockM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+3M sh	—	—	1,680,006
2010-05-18	Artio Global Investors Inc.New Class A UnitsM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+3M sh	—	—	1,680,006
2009-09-29	Artio Global Investors Inc.M Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	+1.2M sh	—	—	1,200,000
2009-09-29	Artio Global Investors Inc.D Disposition to Issuer	Director, Chief Investment Officer	DDisposition to Issuer	−1.2M sh	$24.60	−$29.5M	0
2009-09-29	Artio Global Investors Inc.Class B common stockA Award	Director, Chief Investment Officer	AAward	+3.12M sh	$0.00	+$3,119.994	3,119,994
2009-09-29	Artio Global Investors Inc.New Class A UnitsA Award	Director, Chief Investment Officer	AAward	+3.12M sh	—	—	3,119,994
2009-09-29	Artio Global Investors Inc.Class B common stockA Award	Director, Chief Investment Officer	AAward	+5.88M sh	$0.00	+$5,880.006	5,880,006
2009-09-29	Artio Global Investors Inc.Class B common stockM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−1.2M sh	—	—	4,680,006
2009-09-29	Artio Global Investors Inc.New Class A UnitsA Award	Director, Chief Investment Officer	AAward	+5.88M sh	—	—	5,880,006
2009-09-29	Artio Global Investors Inc.New Class A UnitsM Exercise/Conversion	Director, Chief Investment Officer	MExercise/Conversion	−1.2M sh	—	—	4,680,006

Recent filings

Accepted (ET)
May 224
Pell Richard0001144204-13-030928
SEC(opens sec.gov)
Dec 264
Pell Richard0001144204-12-069657
SEC(opens sec.gov)
Dec 194
Pell Richard0001144204-12-068780
SEC(opens sec.gov)
Nov 264
Pell Richard0001144204-12-064860
SEC(opens sec.gov)
Aug 294
Pell Richard0001144204-12-048685
SEC(opens sec.gov)
May 244
Pell Richard0001144204-12-031758
SEC(opens sec.gov)
Apr 264
Pell Richard0001144204-12-023866
SEC(opens sec.gov)
Feb 294
Pell Richard0001144204-12-012118
SEC(opens sec.gov)
Nov 234
Pell Richard0001144204-11-066819
SEC(opens sec.gov)
Aug 264
Pell Richard0001144204-11-050052
SEC(opens sec.gov)
Jun 14
Pell Richard0001144204-11-033534
SEC(opens sec.gov)
Feb 84
Pell Richard0000950103-11-000499
SEC(opens sec.gov)
Jun 214
Pell Richard0000950103-10-001819
SEC(opens sec.gov)
Jun 114
Pell Richard0000950103-10-001753
SEC(opens sec.gov)

Companies

Artio Global Investors Inc.Director, Chief Investment Officer

Address

C/O ARTIO GLOBAL INVESTORS INC. 330 MADISON AVENUE

NEW YORK, NY, 10017