Insider · CIK 0001504926

Grossman Kenneth A.

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001504926

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-16	Global Brokerage, Inc.S Sale	Director, Chief Executive Officer	SSale	−11.8K sh	$1.21	−$14.3K	0
2017-11-16	Global Brokerage, Inc.S Sale	Director, Chief Executive Officer	SSale	−19.5K sh	$1.29	−$25.2K	0
2016-12-29	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director, Chief Executive Officer	CConversion	−11.8K sh	—	—	0
2016-12-29	Global Brokerage, Inc.C Conversion	Director, Chief Executive Officer	CConversion	+11.8K sh	—	—	31,368
2016-12-29	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director, Chief Executive Officer	CConversion	−19.5K sh	—	—	11,830
2016-12-29	Global Brokerage, Inc.C Conversion	Director, Chief Executive Officer	CConversion	+19.5K sh	—	—	19,538
2013-08-27	Global Brokerage, Inc.C Conversion	Director, Chief Executive Officer	CConversion	+100K sh	—	—	100,000
2013-08-27	Global Brokerage, Inc.S Sale	Director, Chief Executive Officer	SSale	−100K sh	$19.23	−$1.92M	0
2013-08-27	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director, Chief Executive Officer	CConversion	−100K sh	—	—	265,389
2013-02-14	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	Director, Chief Executive Officer	GGift	−118K sh	—	—	0
2013-02-14	Global Brokerage, Inc.Units of FXCM Holdings LLCG Gift	Director, Chief Executive Officer	GGift	+118K sh	—	—	118,303
2012-11-28	Global Brokerage, Inc.C Conversion	Director, Chief Executive Officer	CConversion	+30K sh	—	—	300,000
2012-11-28	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director, Chief Executive Officer	CConversion	−300K sh	—	—	225,189
2012-11-28	Global Brokerage, Inc.S Sale	Director, Chief Executive Officer	SSale	−300K sh	$10.15	−$3.05M	0
2012-11-28	Global Brokerage, Inc.Units of FXCM Holdings LLCJ Other	Director, Chief Executive Officer	JOther	+300K sh	—	—	225,189
2012-11-28	Global Brokerage, Inc.S Sale	Director, Chief Executive Officer	SSale	−300K sh	$9.50	−$2.85M	0
2012-11-28	Global Brokerage, Inc.Units of FXCM Holdings LLCJ Other	Director, Chief Executive Officer	JOther	+300K sh	—	—	225,189
2010-12-07	Global Brokerage, Inc.Units of FXCM Holdings LLCD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−571K sh	$13.09	−$7.48M	377,214

Recent filings

Accepted (ET)
Nov 174
Grossman Kenneth A.0001615774-17-006836
SEC(opens sec.gov)
Jan 34
FXCM Inc.0001144204-17-000208
SEC(opens sec.gov)
Aug 294
FXCM Inc.0001144204-13-048581
SEC(opens sec.gov)
Feb 264
Grossman Kenneth A.0001144204-13-011326
SEC(opens sec.gov)
Feb 144/A
Grossman Kenneth A.0001144204-13-008723
SEC(opens sec.gov)
Nov 304/A
Grossman Kenneth A.0001144204-12-065745
SEC(opens sec.gov)
Nov 304
Grossman Kenneth A.0001144204-12-065729
SEC(opens sec.gov)
Dec 74
Grossman Kenneth A.0001209191-10-058819
SEC(opens sec.gov)

Companies

Global Brokerage, Inc.Director, Chief Executive Officer

Address

C/O FXCM INC. 32 OLD SLIP

NEW YORK, NY, 10005