Sterling Rick L.

CIK 00015831232 companiesGERMANTOWN, MD

SEC Profile

Transactions

Companies

Filings

CIK

0001583123

Recent Transactions

50 trades

Award
AQUABOUNTY TECHNOLOGIES INC$AQB
Comon Stock
2023-06-14+55,555→ 56,850 total
Award
AQUABOUNTY TECHNOLOGIES INC$AQB
Options to Purchase Common Stock
2023-06-14+2,500→ 2,500 total
Award
AQUABOUNTY TECHNOLOGIES INC$AQB
Options to Purchase Common Stock
2022-03-14+2,500→ 2,500 total
Award
AQUABOUNTY TECHNOLOGIES INC$AQB
Options to Purchase Common Stock
2021-03-10+2,500→ 2,500 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2021-01-05$10.56/sh−6,096→ 340,020 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2021-01-04$10.16/sh−3,487→ 327,176 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2021-01-04+18,940→ 346,116 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2021-01-04−18,940→ 37,878 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2021-01-02−9,766→ 9,765 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2021-01-02+9,766→ 330,663 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-12-16$7.20/sh−9,416→ 320,897 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-12-15+25,000→ 330,313 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-12-15−25,000→ 0 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-09-16$5.22/sh−7,660→ 305,313 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-09-15−25,000→ 25,000 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-09-15+25,000→ 312,973 total
Purchase
AQUABOUNTY TECHNOLOGIES INC$AQB
Common Stock
2020-08-11$2.50/sh+1,200→ 1,295 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-06-16$4.50/sh−7,619→ 287,973 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-06-15+25,000→ 295,592 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-06-15−25,000→ 50,000 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-05-18$2.36/sh−56,853→ 270,592 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-05-15−175,000→ 75,000 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-05-15+175,000→ 327,445 total
Award
AQUABOUNTY TECHNOLOGIES INC$AQB
Options to Purchase Common Stock
2020-05-14+2,000→ 2,000 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-04-01$3.02/sh−4,927→ 152,445 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-03-31+14,340→ 157,372 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-03-31−14,340→ 0 total
Award
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-03-23−250,000→ 250,000 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-01-06$5.83/sh−6,533→ 143,032 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-01-04−18,940→ 56,818 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-01-04+18,940→ 149,565 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-01-03$5.77/sh−3,564→ 130,625 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2020-01-02−9,766→ 19,531 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2020-01-02$5.60/sh−4,366→ 124,423 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2020-01-02+9,766→ 134,189 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2019-12-31+14,340→ 128,789 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-12-31−14,340→ 14,340 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2019-10-01$5.50/sh−4,521→ 114,449 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-09-30−14,341→ 28,680 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2019-09-30+14,341→ 118,970 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2019-07-01$7.76/sh−4,359→ 104,629 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-06-30−14,341→ 43,021 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2019-06-30+14,341→ 108,988 total
Award
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-04-09+57,362→ 57,362 total
Award
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-01-04+75,758→ 75,758 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2019-01-04+13,774→ 94,647 total
Sale
PRECIGEN, INC.$PGEN
Common Stock
2019-01-03$7.07/sh−3,514→ 80,873 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2019-01-02+9,766→ 84,387 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Restricted Stock Units
2019-01-02−9,766→ 29,297 total
Exercise/Conversion
PRECIGEN, INC.$PGEN
Common Stock
2017-07-07$2.64/sh+68,252→ 74,621 total

Companies

Recent Filings

Address

20374 SENECA MEADOWS PARKWAY

GERMANTOWN, MD, 20876

View on SEC.gov