Insider · CIK 0001251345

MAITLAND TRACY V

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001251345

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-10-17	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+11.4K sh	$11.28	+$128K	45,449
2024-10-17	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+1,817 sh	$11.28	+$20.5K	7,268
2023-12-20	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−7,163 sh	$11.17	−$80K	34,087
2023-07-18	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−19K sh	$11.72	−$223K	41,250
2023-07-17	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−10K sh	$11.68	−$117K	60,298
2023-07-14	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−30K sh	$11.68	−$350K	70,298
2021-12-29	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−19K sh	$17.77	−$338K	100,298
2021-12-28	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−25K sh	$17.70	−$443K	119,298
2021-12-27	AVKADVENT CONVERTIBLE & INCOME FUNDS Sale	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	SSale	−50K sh	$17.89	−$894K	144,298
2019-01-16	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+21K sh	$13.61	+$286K	177,250
2019-01-16	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+21K sh	$13.61	+$286K	192,758.387
2019-01-09	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+15K sh	$13.53	+$203K	156,250
2018-10-10	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+20K sh	$14.70	+$294K	141,250
2018-09-27	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+6,000 sh	$15.69	+$94.2K	121,250
2018-09-10	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+12K sh	$15.71	+$188K	115,250
2018-09-07	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+12K sh	$15.70	+$188K	103,250
2018-09-06	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+38K sh	$15.68	+$596K	91,250
2018-09-05	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	PPurchase	+12K sh	$15.69	+$188K	53,250
2018-08-27	AVKADVENT CONVERTIBLE & INCOME FUNDJ Other	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	JOther	+5,808.442 sh	$0.36	+$2,108.464	21,445.442
2018-08-27	AVKADVENT CONVERTIBLE & INCOME FUNDJ Other	Director, CHAIRMAN, PRESIDENT & CEO, TRUSTEE	JOther	+19.8K sh	$0.50	+$9,805.706	41,250.947
2017-11-13	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−10K sh	$6.02	−$60.2K	16,000
2017-09-15	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−74.4K sh	$6.01	−$447K	26,000
2017-09-14	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−150K sh	$6.02	−$903K	100,393
2017-09-13	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−88.5K sh	$6.11	−$540K	406,544
2017-09-13	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−156K sh	$6.49	−$1.01M	250,393
2017-08-11	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−25K sh	$6.02	−$151K	495,000
2017-08-10	Advent Claymore Convertible Securities & Income Fund IIS Sale	Director, Chairman, President & CEO, Trustee	SSale	−50K sh	$6.14	−$307K	520,000
2017-02-13	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+33K sh	$6.28	+$207K	570,000
2017-02-10	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+21K sh	$6.28	+$132K	537,000
2016-12-30	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+17.1K sh	$5.85	+$100K	516,000
2016-12-29	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+50K sh	$5.87	+$293K	498,900
2016-12-28	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+50K sh	$5.87	+$294K	448,900
2016-12-27	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+31.3K sh	$5.86	+$184K	398,900
2016-12-23	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+42K sh	$5.85	+$246K	367,600
2016-11-30	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+9,600 sh	$5.53	+$53.1K	325,600
2016-11-10	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+31K sh	$5.31	+$165K	316,000
2016-10-21	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+10K sh	$5.60	+$56K	284,971
2016-10-11	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+20K sh	$5.66	+$113K	274,971
2016-09-23	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+20K sh	$5.83	+$117K	254,971
2016-09-20	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+7,500 sh	$5.74	+$43K	234,971
2016-09-15	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+7,500 sh	$5.75	+$43.1K	227,471
2016-09-12	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+15K sh	$5.73	+$86K	219,971
2016-09-07	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+16.9K sh	$5.91	+$99.9K	204,971
2016-08-31	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+86.3K sh	$5.86	+$505K	188,071
2016-08-30	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+56.6K sh	$5.84	+$331K	101,800
2016-08-29	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+29.2K sh	$5.84	+$171K	45,200
2015-07-16	ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUNDP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+15K sh	$9.24	+$139K	50,000
2013-01-28	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+6,000 sh	$7.02	+$42.1K	12,000
2013-01-28	Advent Claymore Convertible Securities & Income Fund IIP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+4,000 sh	$7.01	+$28K	16,000
2013-01-28	ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUNDP Purchase	Director, Chairman, President & CEO, Trustee	PPurchase	+3,300 sh	$9.98	+$32.9K	15,300

Recent filings

Accepted (ET)
Oct 214
MAITLAND TRACY V0001415889-24-025450
SEC(opens sec.gov)
Dec 224
MAITLAND TRACY V0001415889-23-016881
SEC(opens sec.gov)
Jul 184
MAITLAND TRACY V0001415889-23-011242
SEC(opens sec.gov)
Dec 294
MAITLAND TRACY V0001415889-21-006279
SEC(opens sec.gov)
Dec 234/A
MAITLAND TRACY V0001179110-19-013105
SEC(opens sec.gov)
Jan 164
MAITLAND TRACY V0001179110-19-000784
SEC(opens sec.gov)
Jan 114
MAITLAND TRACY V0001179110-19-000693
SEC(opens sec.gov)
Oct 124
MAITLAND TRACY V0001179110-18-012151
SEC(opens sec.gov)
Oct 14
MAITLAND TRACY V0001179110-18-011768
SEC(opens sec.gov)
Sep 114
MAITLAND TRACY V0001179110-18-011266
SEC(opens sec.gov)
Sep 64
MAITLAND TRACY V0001179110-18-011167
SEC(opens sec.gov)
Aug 294
MAITLAND TRACY V0001179110-18-010980
SEC(opens sec.gov)

Companies

Address

1271 AVENUE OF THE AMERICAS, 45TH FLOOR

NEW YORK, NY, 10020