Insider · CIK 0001235653

FARRELL MICHAEL A J

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001235653

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-10-02	NLYANNALY CAPITAL MANAGEMENT INC · Option to Purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−112K sh	—	—	344
2012-10-02	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+112K sh	$15.61	+$1.75M	2,706,392
2012-04-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−100K sh	—	—	100,000
2012-04-24	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+100K sh	$13.25	+$1.33M	2,594,392
2012-01-27	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−57.7K sh	—	—	112,344
2012-01-27	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+6,369 sh	$15.70	+$100K	2,436,736
2012-01-27	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+57.7K sh	$15.61	+$900K	2,494,392
2012-01-27	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−6,369 sh	—	—	143,631
2011-08-09	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−100K sh	—	—	200,000
2011-08-09	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+100K sh	$13.25	+$1.33M	2,430,367
2011-03-30	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+100K sh	$13.25	+$1.33M	2,330,367
2011-03-30	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−100K sh	—	—	300,000
2010-07-19	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−37.5K sh	—	—	0
2010-07-19	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+37.5K sh	$11.72	+$440K	2,230,367
2010-02-17	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+3,000 sh	$17.45	+$52.3K	2,192,867
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+113K sh	$11.72	+$1.32M	2,159,867
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−30K sh	—	—	170,000
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−113K sh	—	—	37,500
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−22.5K sh	—	—	0
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+22.5K sh	$7.94	+$179K	2,047,367
2009-11-24	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+30K sh	$15.61	+$468K	2,189,867
2009-07-21	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+3,413 sh	$8.63	+$29.5K	2,024,867
2009-07-21	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−3,413 sh	—	—	0
2009-04-22	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	Director, Pres., Chairman of Board & CEO	AAward	+400K sh	—	—	400,000
2009-02-06	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+2,000 sh	$20.57	+$41.1K	8,200
2009-02-06	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+1,500 sh	$20.57	+$30.9K	3,500
2009-02-06	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+2,000 sh	$20.57	+$41.1K	8,000
2008-08-11	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+45K sh	$8.63	+$388K	2,021,454
2008-08-11	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−45K sh	—	—	3,413
2006-05-04	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+500 sh	$24.05	+$12K	500
2006-02-13	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	Director, Pres., Chairman of Board & CEO	AAward	+150K sh	—	—	150,000
2006-01-12	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, Pres., Chairman of Board & CEO	PPurchase	+6,000 sh	$12.69	+$76.1K	6,000
2005-07-07	NLYANNALY CAPITAL MANAGEMENT INC · OPTION (Right to Buy)A Award	Director, Pres., Chairman of Board & CEO	AAward	+150K sh	$17.07	+$2.56M	150,000
2004-06-04	NLYANNALY CAPITAL MANAGEMENT INCJ Other	Director, Pres., Chairman of Board & CEO	JOther	+1.76M sh	$18.40	+$32.4M	1,912,054
2004-04-20	NLYANNALY CAPITAL MANAGEMENT INC · Common StockA Award	Director, Pres., Chairman of Board & CEO	AAward	+150K sh	$17.39	+$2.61M	150,000
2004-04-20	NLYANNALY CAPITAL MANAGEMENT INC · OPTION (Right to Buy)A Award	Director, Pres., Chairman of Board & CEO	AAward	+150K sh	—	—	150,000
2003-11-18	NLYANNALY CAPITAL MANAGEMENT INC · Common StockM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	−11.6K sh	$8.63	−$100K	335,316
2003-11-18	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, Pres., Chairman of Board & CEO	MExercise/Conversion	+11.6K sh	$8.63	+$100K	151,190
2003-08-05	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	Director, Pres., Chairman of Board & CEO	AAward	+200K sh	—	—	346,903
2003-08-05	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, Pres., Chairman of Board & CEO	AAward	0 sh	—	—	139,603

Recent filings

Accepted (ET)
Oct 44
FARRELL MICHAEL A J0001140361-12-042869
SEC(opens sec.gov)
Apr 264
FARRELL MICHAEL A J0001140361-12-021546
SEC(opens sec.gov)
Jan 304
FARRELL MICHAEL A J0001140361-12-004086
SEC(opens sec.gov)
Aug 104
FARRELL MICHAEL A J0001140361-11-040806
SEC(opens sec.gov)
Mar 304
FARRELL MICHAEL A J0001140361-11-019322
SEC(opens sec.gov)
Jul 194
FARRELL MICHAEL A J0001140361-10-029732
SEC(opens sec.gov)
Feb 174
FARRELL MICHAEL A J0001140361-10-007149
SEC(opens sec.gov)
Nov 244
FARRELL MICHAEL A J0001157523-09-008286
SEC(opens sec.gov)

Companies

Address

C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902

NEW YORK, NY, 10036