Insider · CIK 0001493101

des Pallieres Bertrand

Reports to the SEC for 1 company · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001493101

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-09-29	EQSEQUUS TOTAL RETURN, INC.S Sale	10% Owner	SSale	−1.84M sh	$2.40	−$4.43M	345,433
2017-03-17	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+15K sh	$2.40	+$36K	2,199,692
2016-03-03	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+429 sh	$1.50	+$643.5	2,184,692
2016-03-02	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+100 sh	$1.50	+$150	2,184,263
2016-02-26	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+4,400 sh	$1.50	+$6,600	2,184,163
2016-02-25	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+9,351 sh	$1.50	+$14K	2,179,763
2016-01-21	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+177 sh	$1.50	+$265.5	2,170,412
2016-01-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+25K sh	$1.55	+$38.8K	2,161,835
2016-01-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+8,400 sh	$1.50	+$12.6K	2,170,235
2015-11-25	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	−42.3K sh	$1.50	−$63.4K	2,619,662
2015-11-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+3,638 sh	$1.45	+$5,275.1	2,094,551
2015-11-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+42.3K sh	$1.50	+$63.4K	2,136,835
2015-11-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+3,638 sh	$1.45	+$5,275.1	2,577,378
2015-11-18	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+25K sh	$1.50	+$37.5K	2,090,913
2015-11-18	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+25K sh	$1.50	+$37.5K	2,573,740
2013-07-31	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+860K sh	$2.40	+$2.06M	2,880,167
2013-07-31	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+146K sh	$2.40	+$350K	3,026,000
2013-07-23	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+1,492 sh	$1.89	+$2,825.997	2,020,364
2013-07-22	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+1,574 sh	$1.89	+$2,977.851	2,018,872
2012-12-20	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+987K sh	$2.65	+$2.61M	2,017,298
2010-12-15	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+100 sh	$2.25	+$225	1,009,770
2010-11-22	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+40K sh	$2.09	+$83.6K	882,300
2010-11-19	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+9,025 sh	$2.12	+$19.1K	842,300
2010-11-17	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+8,644 sh	$2.16	+$18.7K	833,275
2010-11-15	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+2,600 sh	$2.23	+$5,798	824,631

Recent filings

Accepted (ET)
Oct 14
des Pallieres Bertrand0001322410-21-000119
SEC(opens sec.gov)
Mar 204
EQUUS TOTAL RETURN, INC.0001391609-17-000068
SEC(opens sec.gov)
Mar 34
EQUUS TOTAL RETURN, INC.0001391609-16-000394
SEC(opens sec.gov)
Jan 224
EQUUS TOTAL RETURN, INC.0001391609-16-000350
SEC(opens sec.gov)
Dec 224/A
EQUUS TOTAL RETURN, INC.0001391609-15-000303
SEC(opens sec.gov)
Dec 224/A
EQUUS TOTAL RETURN, INC.0001391609-15-000306
SEC(opens sec.gov)
Nov 304
EQUUS TOTAL RETURN, INC.0000930413-15-004497
SEC(opens sec.gov)
Nov 204
EQUUS TOTAL RETURN, INC.0000930413-15-004389
SEC(opens sec.gov)
Aug 24
EQUUS TOTAL RETURN, INC.0000930413-13-004082
SEC(opens sec.gov)
Jul 264
EQUUS TOTAL RETURN, INC.0000930413-13-003953
SEC(opens sec.gov)
Dec 214
des Pallieres Bertrand0000930413-12-006654
SEC(opens sec.gov)

Companies

EQUUS TOTAL RETURN, INC.10% OwnerEQS

Address

C/O EQUUS TOTAL RETURN, INC. 8 GREENWAY PLAZA, SUITE 930

HOUSTON, TX, 77046